Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MANDAE TECHNOLOGIES INC. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001604884 Filed Document 0001604884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Merion Capital LP See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001479539 Filed Document 0000902664-14-002052 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G2 INVESTMENT PARTNERS OFFSHORE LTD See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481616 Filed Document 0000919574-14-002521 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prophet Equity II LP See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $345,000,000 Associated Brokers / Dealers N/A CIK Number 0001604807 Filed Document 0001604807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MAN AHL DIVERSIFIED II LP See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001053687 Filed Document 0001053687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCL Linkem LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575031 Filed Document 0001575031-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rooibee Red Tea Co See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001520307 Filed Document 0000911959-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TEXLA HEALTHCARE PROPERTIES, LP See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001604502 Filed Document 0001604502-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merion Capital Corporate Catalyst Fund LP See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001477027 Filed Document 0000902664-14-002057 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAN AHL DIVERSIFIED I LP See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001052354 Filed Document 0001052354-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gallery Underwriters I, L.P. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597252 Filed Document 0001597252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Filling Machines & Systems, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001584013 Filed Document 0001584013-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Marlin Heritage Executive Fund, L.P. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers None CIK Number 0001605211 Filed Document 0000927087-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Patriot LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300627 Filed Document 0001565908-14-000039 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Mountain, Ltd. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543431 Filed Document 0001543431-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CTA Choice Fund VEGA See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602850 Filed Document 0001602850-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Bakken Patriot 5-8 Joint Venture See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $8,328,826 Associated Brokers / Dealers N/A CIK Number 0001603776 Filed Document 0001603776-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
UNIFY SQUARE, INC. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $3,625,000 Associated Brokers / Dealers N/A CIK Number 0001517057 Filed Document 0001517057-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT SAGAMORE LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177736 Filed Document 0001565908-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CyVek, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001483965 Filed Document 0001483965-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kydaemos, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $24,000 Associated Brokers / Dealers N/A CIK Number 0001589694 Filed Document 0001589694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
Warrior Golf Venture, L.L.C. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001604571 Filed Document 0001604571-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Hadron Fund See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513386 Filed Document 0000902664-14-002038 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
scPharmaceuticals Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $17,053,016 Associated Brokers / Dealers N/A CIK Number 0001604950 Filed Document 0001604950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EAGLE CREEK INDY, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $3,962,500 Associated Brokers / Dealers N/A CIK Number 0001603481 Filed Document 0001144204-14-021432 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
New Era Fund, LP See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499302 Filed Document 0001499302-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AdvanDx, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $12,075,000 Associated Brokers / Dealers N/A CIK Number 0001561190 Filed Document 0001561190-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SPHERIX INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $4,446,274 Associated Brokers / Dealers Laidlaw and Company (UK), Ltd. CIK Number 0000012239 Filed Document 0001415889-14-001139 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
STITCHER INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $5,120,934 Associated Brokers / Dealers N/A CIK Number 0001436639 Filed Document 0001436639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Elmbank Capital Partners, LP See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603654 Filed Document 0001603654-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merion Capital Offshore LP See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001570832 Filed Document 0000902664-14-002051 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kitchensurfing, Inc See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $14,968,246 Associated Brokers / Dealers N/A CIK Number 0001573132 Filed Document 0001573132-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chasm Capital Fund Management, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604845 Filed Document 0001604845-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IMPACT ENGINE II, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001605027 Filed Document 0001605027-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Orbotix, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001503887 Filed Document 0001503887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AQR DELTA Offshore Fund IV, L.P. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515874 Filed Document 0001515874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiquidAlts Omega Fund See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank AG and Deutsche Bank Securities Inc. CIK Number 0001604557 Filed Document 0001604557-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Pioneer LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309012 Filed Document 0001565908-14-000040 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Metacapital Rising Rates Fund LP See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001604952 Filed Document 0001604952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montreux Equity Partners V Associates Master Fund, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001602569 Filed Document 0001602571-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST SECURITY INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $30,077,284 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001425576 Filed Document 0000892303-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bell View Partners, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001604882 Filed Document 0001604882-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Sycamore Partners II, L.P. See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604695 Filed Document 0001604695-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InfoBionic, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $15,624,060 Associated Brokers / Dealers N/A CIK Number 0001562779 Filed Document 0001562779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BuildingIQ, Inc. See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001565351 Filed Document 0001565351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HealthScripts of America - South Bend, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001601649 Filed Document 0001601649-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Zero Coupon Pharmacy V DST See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $7,657,589 Associated Brokers / Dealers Joseph G. Michaletz, Peter D. Fisher, and David B. Levinson CIK Number 0001603338 Filed Document 0001603338-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $648,000 Associated Brokers / Dealers Todd Mezrah CIK Number 0001135856 Filed Document 0001135856-14-000136 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NEWPORT MESA LLC See All Filings	D/A	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199904 Filed Document 0001565908-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T & E INVESTMENT GROUP, LLC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001456918 Filed Document 0001456918-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other