Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Independence Plaza Partners, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $2,930,000 Associated Brokers / Dealers N/A CIK Number 0001604352 Filed Document 0001604352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET TOTAL RETURN UNCONSTRAINED (TRU) BOND, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001298307 Filed Document 0001604822-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gauge Parallel Fund LP See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603787 Filed Document 0001604822-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHRONIX BIOMEDICAL INC See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers N/A CIK Number 0001129116 Filed Document 0001129116-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Freedom Capital Investment Management LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001604883 Filed Document 0001604883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset US Intermediate Plus, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385110 Filed Document 0001604822-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Custom Pharmacy Sale Leaseback, L.L.C. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $51,430,482 Associated Brokers / Dealers David B. Levinson CIK Number 0001605289 Filed Document 0001605289-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GLG European Long-Short Fund LP See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001551784 Filed Document 0000902664-14-002098 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silenseed Ltd. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001602634 Filed Document 0001178913-14-001228 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
National Bancorp Holdings, Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001605025 Filed Document 0001605025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ubiquitous Energy, Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $5,239,979 Associated Brokers / Dealers N/A CIK Number 0001543990 Filed Document 0001543990-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets Small-Cap Offshore Fund, Ltd. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565096 Filed Document 0001565096-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
8193053 Canada Ltd. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $2,668,675 Associated Brokers / Dealers Peters & Co. Equities Inc. CIK Number 0001605353 Filed Document 0001605353-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NRG Radio, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $35,875,000 Associated Brokers / Dealers N/A CIK Number 0001602543 Filed Document 0001602543-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DESTINY USA PANCAKES, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers BlackBook Capital, LLC CIK Number 0001604928 Filed Document 0001553350-14-000352 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Evergreen 40 LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $278,180,000 Associated Brokers / Dealers N/A CIK Number 0001603073 Filed Document 0001603073-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Benefit Street Partners Capital Opportunity Fund L.P. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001597388 Filed Document 0001604822-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET STRATEGIC US$ HIGH YIELD PORTFOLIO, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421951 Filed Document 0001604822-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSO Cactus Credit Opportunities Fund LP See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001604632 Filed Document 0000950142-14-000838 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LITHIUM TECHNOLOGIES, INC. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001386466 Filed Document 0001181431-14-015824 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $14,755,352 Associated Brokers / Dealers James Hebets and Robert Shor CIK Number 0001135856 Filed Document 0001135856-14-000140 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Commonfund Institutional All Cap Equity Fund LLC See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001301593 Filed Document 0001604822-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rose 2520, L.P. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,743,375 Associated Brokers / Dealers N/A CIK Number 0001602746 Filed Document 0001602746-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Global Sovereign(Q) Fixed Income, Ltd. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473130 Filed Document 0001604822-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Miller Capital Partners, L.P. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573224 Filed Document 0000935836-14-000239 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phi Optics, Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001579609 Filed Document 0001579609-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
ICONIQ Access 26, LP See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604765 Filed Document 0001604765-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $3,512,256 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-14-000138 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WESTERN ASSET US INDEX PLUS, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001255342 Filed Document 0001604822-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP MULTI-FUND FEEDER IX/DII, LP See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001599556 Filed Document 0001599556-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET EMERGING MARKETS LOCAL DEBT PORTFOLIO, LTD. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385122 Filed Document 0001604822-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Non-U.S. Floating Rate High Income Fund, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416120 Filed Document 0001604822-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ItsOn Inc. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $20,381,674 Associated Brokers / Dealers N/A CIK Number 0001460316 Filed Document 0001460316-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET US LONG DURATION, L.L.C. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001346295 Filed Document 0001604822-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Macro Opportunities Direct Feeder Fund (Offshore), Ltd. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001581221 Filed Document 0001604822-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Independence Village LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001598825 Filed Document 0001598825-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park Absolute Return Muni Strategy, LP See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001480794 Filed Document 0000945621-14-000112 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JeNu Biosciences Inc See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001507477 Filed Document 0001507477-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
J.P. Morgan Leveraged Loans LLC See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001461169 Filed Document 0000950103-14-002537 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MACKENZIE NORTHWEST FUND LP See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers JOEY MILLER CIK Number 0001590434 Filed Document 0001590434-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JAE Credit Fund (US) LP See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541627 Filed Document 0001541627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BENEFIT STREET PARTNERS SMA LM L.P. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001604822 Filed Document 0001604822-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YogaVeda Beverage Company, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001604836 Filed Document 0001604836-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Amber Latin America LLC - Series Three See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001516066 Filed Document 0001516066-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Union Grove Partners Direct Venture Fund, LP See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001604791 Filed Document 0001507943-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westchase Creek Holdings, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,623,200 Associated Brokers / Dealers Shlomo Ness CIK Number 0001604033 Filed Document 0001604033-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AJO Emerging Markets All-Cap Offshore Fund, Ltd. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565073 Filed Document 0001565073-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Sky Media Corp See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers Blue Sky Media Corp CIK Number 0001604930 Filed Document 0001604930-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mosaic Premium Fund, Ltd. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mosaic Investment Partners, Inc. CIK Number 0001604981 Filed Document 0001604981-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CLOUD EQUITY GROUP FUND I, LP See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604828 Filed Document 0001604828-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund