|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $17,243,748
- Associated Brokers / Dealers
- Roth Capital Partners, LLC
- CIK Number
- 0001441408
- Filed Document
- 0001441408-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $4,775,000
- Associated Brokers / Dealers
- Ron Way
- CIK Number
- 0001572746
- Filed Document
- 0001572746-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- Henley & Company LLC
- CIK Number
- 0000844887
- Filed Document
- 0001140361-14-016289
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001416105
- Filed Document
- 0001416105-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $6,000,004
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604989
- Filed Document
- 0001604989-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573673
- Filed Document
- 0001566114-14-000024
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001513111
- Filed Document
- 0000919574-14-002599
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001461782
- Filed Document
- 0001461782-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001536421
- Filed Document
- 0001536421-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investment Banking
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001482209
- Filed Document
- 0001507943-14-000051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453552
- Filed Document
- 0000947871-14-000223
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605123
- Filed Document
- 0001605123-14-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Electric Utilities
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $105,669
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556017
- Filed Document
- 0001556017-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $1,799,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605244
- Filed Document
- 0001605244-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539463
- Filed Document
- 0000943663-14-000096
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Walton Securities, Inc., 1st Global Capital Corp., American Independent Securities Group, American Portfolios Financial Services, Ausdal Financial Partners, Broker Dealer Financial Services Corp., Capital Financial Services, Centaurus Financial Inc., Client One Securities, LLC, Coastal Equities, Inc., Coastal Investment Advisors, Cornerstone Investment Services, Crown Capital Securities LP, DFPG Investments, Inc., DH Hill Securities, EHD Advisory Services Inc., Financial West Group, First Financial Equity Corporation, GF Investment Services, LLC, GBS Financial Corp., Geneos Wealth Management, Girard Securities, IBN Financial Services Inc., Independent Financial Group LLC, Investacorp, Inc., JW Cole Financial Inc., J.P. Turner & Co., Kalos Capital Inc., LD Lowe Wealth Advisory, Madison Avenue Securities, Inc., Moloney Securities Co., LLC, Money Concepts Capital Corp., Newport Coast Securities, Inc., NPB Financial Group, LLC, Prakash Investment Advisors, ProEquities Inc., Purshe Kaplan Sterling, Questar Capital Corporation, Sammons Securities Co., LLC, Securities America Inc., Sigma Financial Alliance Inc., Strategic Financial Alliance Inc., Summit Brokerage Services, Titan Securities, Triad Advisors Inc., Trustcore Financial Services, Inc., United Planners Financial Services, Western International Securities, Inc., WFG Investments Inc., WNA Wealth Advisors Inc., and World Equity Group
- CIK Number
- 0001574255
- Filed Document
- 0001574255-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $353,310
- Associated Brokers / Dealers
- Kirk Penland and Phillip Primm
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000148
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $18,260,424
- Associated Brokers / Dealers
- Sharespost Financial Corp
- CIK Number
- 0001599501
- Filed Document
- 0001599501-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001079834
- Filed Document
- 0001507943-14-000044
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $55,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001605263
- Filed Document
- 0001605263-14-000001
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604636
- Filed Document
- 0001604636-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $6,000,032
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593746
- Filed Document
- 0001140361-14-016478
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001604619
- Filed Document
- 0001604619-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Dube & Associates, Todd Jerry, Reale Partners, LLC, Eric Manese, RP Capital LLC, Matrix Capital Group, Inc., and Hancock Investment Services, Inc.
- CIK Number
- 0001428929
- Filed Document
- 0001428929-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $597,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573477
- Filed Document
- 0001573477-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001392305
- Filed Document
- 0000919574-14-002594
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hamilton Miller Investments, LLC and KJM Securities, Inc.
- CIK Number
- 0001413936
- Filed Document
- 0000902664-14-002082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $10,250,000
- Associated Brokers / Dealers
- MTS Securities, LLC and Intuitive Venture Partners, LLC
- CIK Number
- 0001407144
- Filed Document
- 0001407144-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $2,812,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605114
- Filed Document
- 0001605114-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $Not Applicable
- Type of Security
- Mineral Property
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605167
- Filed Document
- 0001605167-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557549
- Filed Document
- 0001557549-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $3,978,861
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001328798
- Filed Document
- 0001328798-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605106
- Filed Document
- 0001605106-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $1,205,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605271
- Filed Document
- 0001605271-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586137
- Filed Document
- 0001586137-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461245
- Filed Document
- 0001461245-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $13,550,000
- Associated Brokers / Dealers
- Hines Securities, Inc., CapNet Securities Corporation, Ausdal Financial Partners, Inc., SWS Financial Services, Southwest Securities, Inc., Triad Advisors, Inc., Commonwealth Financial Network, Purshe Kaplan Sterling Investments, Madison Avenue Securities, Inc., First Allied Securities, Inc., and Proequities, Inc.
- CIK Number
- 0001602524
- Filed Document
- 0001602524-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585345
- Filed Document
- 0000943663-14-000097
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $24,999,943
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001356090
- Filed Document
- 0001356090-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $33,291,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001396323
- Filed Document
- 0001396323-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487360
- Filed Document
- 0001487360-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517945
- Filed Document
- 0000919574-14-002579
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC
- CIK Number
- 0001482444
- Filed Document
- 0000919574-14-002601
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574130
- Filed Document
- 0001574130-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $5,872,773
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001454815
- Filed Document
- 0001454815-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $2,580,826
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604495
- Filed Document
- 0001604495-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573674
- Filed Document
- 0001566114-14-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $7,499,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001115634
- Filed Document
- 0001515768-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547025
- Filed Document
- 0001140361-14-016333
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596022
- Filed Document
- 0001596022-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|