|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Dube & Associates, Todd Jerry, Reale Partners, LLC, Eric Manese, RP Capital LLC, Matrix Capital Group, Inc., and Hancock Investment Services, Inc.
- CIK Number
- 0001428929
- Filed Document
- 0001428929-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $597,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573477
- Filed Document
- 0001573477-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001392305
- Filed Document
- 0000919574-14-002594
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hamilton Miller Investments, LLC and KJM Securities, Inc.
- CIK Number
- 0001413936
- Filed Document
- 0000902664-14-002082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $10,250,000
- Associated Brokers / Dealers
- MTS Securities, LLC and Intuitive Venture Partners, LLC
- CIK Number
- 0001407144
- Filed Document
- 0001407144-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $2,812,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605114
- Filed Document
- 0001605114-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $Not Applicable
- Type of Security
- Mineral Property
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605167
- Filed Document
- 0001605167-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557549
- Filed Document
- 0001557549-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $3,978,861
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001328798
- Filed Document
- 0001328798-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605106
- Filed Document
- 0001605106-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $1,205,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605271
- Filed Document
- 0001605271-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586137
- Filed Document
- 0001586137-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461245
- Filed Document
- 0001461245-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $13,550,000
- Associated Brokers / Dealers
- Hines Securities, Inc., CapNet Securities Corporation, Ausdal Financial Partners, Inc., SWS Financial Services, Southwest Securities, Inc., Triad Advisors, Inc., Commonwealth Financial Network, Purshe Kaplan Sterling Investments, Madison Avenue Securities, Inc., First Allied Securities, Inc., and Proequities, Inc.
- CIK Number
- 0001602524
- Filed Document
- 0001602524-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585345
- Filed Document
- 0000943663-14-000097
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $24,999,943
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001356090
- Filed Document
- 0001356090-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $33,291,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001396323
- Filed Document
- 0001396323-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487360
- Filed Document
- 0001487360-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517945
- Filed Document
- 0000919574-14-002579
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Deutsche Bank Securities Inc. and Credit Suisse Securities (USA) LLC
- CIK Number
- 0001482444
- Filed Document
- 0000919574-14-002601
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574130
- Filed Document
- 0001574130-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $5,872,773
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001454815
- Filed Document
- 0001454815-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $2,580,826
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604495
- Filed Document
- 0001604495-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573674
- Filed Document
- 0001566114-14-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $7,499,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001115634
- Filed Document
- 0001515768-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547025
- Filed Document
- 0001140361-14-016333
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596022
- Filed Document
- 0001596022-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604960
- Filed Document
- 0001604960-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $1,823,441
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605196
- Filed Document
- 0001140361-14-016319
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550475
- Filed Document
- 0001550475-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $3,555,000
- Associated Brokers / Dealers
- Cuttone & Co., Inc.
- CIK Number
- 0001471413
- Filed Document
- 0000908662-14-000141
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517353
- Filed Document
- 0001517353-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605230
- Filed Document
- 0001605230-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001035638
- Filed Document
- 0001035638-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000074751
- Filed Document
- 0000074751-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000870088
- Filed Document
- 0000947871-14-000222
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573589
- Filed Document
- 0000935836-14-000245
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605165
- Filed Document
- 0001605165-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546757
- Filed Document
- 0001507943-14-000045
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $142,643
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001533851
- Filed Document
- 0001533851-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- Spencer Trask Ventures, Inc.
- CIK Number
- 0001448538
- Filed Document
- 0001448538-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001451705
- Filed Document
- 0000897069-14-000229
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605157
- Filed Document
- 0001605157-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $21,600,000
- Associated Brokers / Dealers
- John Sanford, Scott Seibel, and Donald Harrington
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000149
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580062
- Filed Document
- 0001580062-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604918
- Filed Document
- 0001604918-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001488341
- Filed Document
- 0000902664-14-002079
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504196
- Filed Document
- 0001504196-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001461781
- Filed Document
- 0001461781-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602884
- Filed Document
- 0001602884-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|