Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Malcovery Security, LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001570015 Filed Document 0001570015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Asia Strategies Master Fund, L.P. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574926 Filed Document 0001574926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Conti Enclave, LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $3,995,000 Associated Brokers / Dealers None CIK Number 0001605300 Filed Document 0001605300-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WELLS FARGO ADVISORS, LLC CIK Number 0001355380 Filed Document 0000898432-14-000570 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deja View Concepts, Inc. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001600876 Filed Document 0001600876-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gould Mission Fund LP See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474911 Filed Document 0001474911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Leeward, Inc. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $992,894 Associated Brokers / Dealers N/A CIK Number 0001603872 Filed Document 0001603872-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001398259 Filed Document 0000898432-14-000575 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $1,888,590 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-14-000155 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Compass Special Situations Multi-Currency Fund LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517600 Filed Document 0001517600-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iroquois Capital Group, Inc. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001577631 Filed Document 0001577631-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 29 See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546954 Filed Document 0001565908-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equilibrium Stock Fund, L.P. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461536 Filed Document 0001315863-14-000254 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
MOGL Loyalty Services, Inc. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $11,032,457 Associated Brokers / Dealers N/A CIK Number 0001516430 Filed Document 0001516430-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $7,560,000 Associated Brokers / Dealers Mark Merlotti CIK Number 0001135856 Filed Document 0001135856-14-000150 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cornerstone Patriot Fund LP See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BABSON CAPITAL SECURITIES LLC CIK Number 0001379123 Filed Document 0001379123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367594 Filed Document 0000898432-14-000568 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burlington Beer Co. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001601460 Filed Document 0001601460-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CALL TO ARMS BREWING COMPANY, LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001604794 Filed Document 0001604794-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
5930 Enclave, LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $3,955,000 Associated Brokers / Dealers None CIK Number 0001605327 Filed Document 0001605327-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Apollo Medical Holdings, Inc. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001083446 Filed Document 0000935836-14-000249 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altfest Alternative Value Fund I, LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605615 Filed Document 0001209191-14-027485 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLUMN GROUP II, LP See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001600420 Filed Document 0001600420-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Europe Realty Holdings, L.P. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604674 Filed Document 0001315863-14-000259 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avitae Holdings LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001535027 Filed Document 0001535027-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lone Star Fund IX (Bermuda), L.P. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $7,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001605198 Filed Document 0001181431-14-016073 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Forest Offshore Partners Ltd. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574067 Filed Document 0001012975-14-000230 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367596 Filed Document 0000898432-14-000567 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ondot Systems, Inc. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001605130 Filed Document 0001605130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Knopp Biosciences LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001497598 Filed Document 0000898432-14-000579 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Barnstar Opportunities Offshore Fund, Ltd. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575254 Filed Document 0001140361-14-016403 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IRIS Innovative Revenue Investment Strategy LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Fig Group LLC CIK Number 0001604116 Filed Document 0001604116-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
American Sands Energy Corp. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $353,167 Associated Brokers / Dealers N/A CIK Number 0001432001 Filed Document 0001142217-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Wilson A Joint Venture See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001605282 Filed Document 0001605282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Shunwei China Internet Opportunity Fund, L.P. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $210,000,000 Associated Brokers / Dealers N/A CIK Number 0001605105 Filed Document 0001605105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VacationFutures, Inc. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $204,992 Associated Brokers / Dealers N/A CIK Number 0001583112 Filed Document 0001583112-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Darknicer, L.L.C. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001573592 Filed Document 0001573592-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ivernia Inc. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $958,030 Associated Brokers / Dealers N/A CIK Number 0001605308 Filed Document 0001605308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Greywall Healthcare Offshore Fund, Ltd. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459512 Filed Document 0000902664-14-002106 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sarus Fund LP See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities, Inc. CIK Number 0001386522 Filed Document 0000919574-14-002613 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $6,049,537 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-14-000151 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aspect Institutional Diversified Fund See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605251 Filed Document 0001315863-14-000258 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 1, LLC, Series S See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $128,000 Associated Brokers / Dealers N/A CIK Number 0001605389 Filed Document 0001605392-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Highbridge Liquid Loan Opportunities Onshore Fund, L.P. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001516867 Filed Document 0001574926-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EarLens Corp See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $39,830,196 Associated Brokers / Dealers N/A CIK Number 0001490171 Filed Document 0001490171-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AppDirect, Inc. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $34,999,999 Associated Brokers / Dealers N/A CIK Number 0001514586 Filed Document 0001514586-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
theCARD LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001583791 Filed Document 0001583791-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LP Operating, LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
German Retail Income LP See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605174 Filed Document 0001605174-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Summit Materials Holdings L.P. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001597498 Filed Document 0001597498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity