Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Prufrock Ventures 1-H 2014 Late Stage Fund See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001605320 Filed Document 0001605320-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PRENEED REINSURANCE Co OF AMERICA See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001187720 Filed Document 0000897069-14-000232 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Greywall Healthcare Partners LP See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459692 Filed Document 0000902664-14-002105 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $945,949 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-14-000152 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Highbridge Liquid Loan Opportunities Trust See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001516865 Filed Document 0001574926-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EVEREST CAPITAL DIVERSIFIED ALPHA LTD. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385976 Filed Document 0000919574-14-002605 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001441400 Filed Document 0000898432-14-000573 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlphaCredit Debt Fund, LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542727 Filed Document 0000935836-14-000253 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portfolio Advisors Real Estate Fund V, L.P. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001567332 Filed Document 0000902664-14-002112 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 1, LLC, Series R See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001605392 Filed Document 0001605392-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GRE II ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367597 Filed Document 0000898432-14-000578 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGR - Sullivan 1-32 Joint Venture LP See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001605444 Filed Document 0001605444-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Zelman Capital, LP See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital and Cohen Wealth Management CIK Number 0001545121 Filed Document 0001144204-14-022230 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEG Private Opportunities Fund II, L.P. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers NA CIK Number 0001598043 Filed Document 0001598043-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modular Robotics Inc See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001604797 Filed Document 0001604797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ABATTIS BIOCEUTICALS CORP See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $62,554 Associated Brokers / Dealers N/A CIK Number 0001515768 Filed Document 0001515768-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Highbridge Liquid Loan Opportunities Fund, L.P. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001516866 Filed Document 0001574926-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ValueQuest India Moat Fund Ltd See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605109 Filed Document 0000947871-14-000225 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Barnstar Opportunities Fund, LP See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities, Inc. CIK Number 0001575196 Filed Document 0001140361-14-016401 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 5, LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001605390 Filed Document 0001605390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sante Health Ventures II, LP See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $139,002,625 Associated Brokers / Dealers N/A CIK Number 0001515201 Filed Document 0001515201-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Garmatex Technologies, Inc. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $43,750 Associated Brokers / Dealers N/A CIK Number 0001530653 Filed Document 0001183740-14-000134 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lynx 1.5 (Bermuda) Ltd. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547289 Filed Document 0001315863-14-000256 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tatum Northwest Joint Venture See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602907 Filed Document 0001602907-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
March Capital Bay Area Opportunity Fund I, LP See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605111 Filed Document 0001597252-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WELLS FARGO ADVISORS, LLC CIK Number 0001355381 Filed Document 0000898432-14-000577 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $3,030,069 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-14-000153 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Greenspring Global Partners VI-B, L.P. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $268,700,000 Associated Brokers / Dealers ALFILUX Partners, Newcastle Distributors LLC, and PAS Advisory Services (T/A Principle Advisory Services) CIK Number 0001593583 Filed Document 0001593583-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VUV Analytics, Inc. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $5,932,055 Associated Brokers / Dealers N/A CIK Number 0001605336 Filed Document 0001209191-14-027130 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Generation IM Climate Solutions Fund II (Cayman), L.P. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001603952 Filed Document 0000943663-14-000099 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORTHOSENSOR INC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001436914 Filed Document 0001436914-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GoBig, Inc. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001598382 Filed Document 0001598382-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GSV Skyline Fund, LP See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001605153 Filed Document 0001605153-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVEREST CAPITAL DIVERSIFIED ALPHA L.P. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001386123 Filed Document 0000919574-14-002604 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367595 Filed Document 0000898432-14-000572 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Safinia Partners, L.P. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LCS Securities, L.L.C. and Pickwick Capital Partners, LLC CIK Number 0001539456 Filed Document 0000902664-14-002116 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
N42 Inc. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603739 Filed Document 0001603739-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MY JOB CONNECTOR L.L.C. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001603474 Filed Document 0001603474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
CLAMOUR LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001605408 Filed Document 0001144204-14-022215 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
5 Star Investing, LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001605294 Filed Document 0001605294-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Prairie Star Bancshares, Inc. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $97,650 Associated Brokers / Dealers N/A CIK Number 0001605293 Filed Document 0001605293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Instant BioScan, LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001586354 Filed Document 0001586354-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
BONAPARTE PARTNERS LP See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142747 Filed Document 0000911959-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modular Robotics Inc See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $45,000 Associated Brokers / Dealers N/A CIK Number 0001604797 Filed Document 0001604797-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Landlock Natural Paving, Inc. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604233 Filed Document 0001604233-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Navagis, Inc. See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001563230 Filed Document 0001563230-14-000004 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Debt
KUBOO, INC. See All Filings	D/A	2014-04-11 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001051209-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
ADS-B Technologies, LLC See All Filings	D	2014-04-11 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001520737 Filed Document 0001520737-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Quatro Composites, L.L.C. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001605126 Filed Document 0001605126-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
MERIDIAN CAPITAL LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001127020 Filed Document 0001507943-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund