Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Abbott Capital Private Equity Fund VII (Offshore), L.P. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001573182 Filed Document 0001573182-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Conkwest, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001326110 Filed Document 0001415889-14-001199 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Best Face Forward, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001576760 Filed Document 0001576760-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Other
CVI Emerging Markets Credit Value Fund LP See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hudson Partners Securities LLC CIK Number 0001574473 Filed Document 0000902664-14-002162 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EAST COAST ENERGY INC. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $164,069 Associated Brokers / Dealers N/A CIK Number 0001605797 Filed Document 0001183740-14-000133 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore SICAV in respect of Ashmore SICAV Middle East Equity Fund See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001603168 Filed Document 0001605447-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance Consumer Growth Fund II, L.P. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001605488 Filed Document 0001140361-14-016894 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franko Maps Ltd See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001355813 Filed Document 0001355813-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business HAWAII Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TRUST HOLDINGS LTD. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605939 Filed Document 0001605939-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Panacea BioMatx, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605753 Filed Document 0001605753-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Westbridge Insurance Network LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604965 Filed Document 0001604965-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cleargate Global Partners, LP See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520294 Filed Document 0000919574-14-002642 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IDSS Holdings, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $2,000,006 Associated Brokers / Dealers N/A CIK Number 0001563947 Filed Document 0001140361-14-016848 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIPEP VII Europe Fund L.P. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605470 Filed Document 0001181431-14-016291 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Filip Technologies, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001590201 Filed Document 0001590201-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hallmark - Dalton, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers Brown Associates, Inc. CIK Number 0001605681 Filed Document 0001605681-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vengo, Inc. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised $1,999,918 Associated Brokers / Dealers Ryan Feit and Aaron Kellner CIK Number 0001568136 Filed Document 0001568136-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rivercrest Royalties, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $7,650,000 Associated Brokers / Dealers N/A CIK Number 0001602950 Filed Document 0001602950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WATCHSTANDER, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001605754 Filed Document 0001605754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HIPEP VII Europe Feeder Fund L.P. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605469 Filed Document 0001181431-14-016296 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Systematic Trading Fund, L.P. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001517604 Filed Document 0001517604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verde Martin, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001605690 Filed Document 0001605690-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
CytoCore Inc See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Financial America Securities, Inc. CIK Number 0000075439 Filed Document 0001144204-14-023078 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Abbott Capital Private Equity Fund VII, L.P. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001573180 Filed Document 0001573180-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VOLCANO PS FUND, LP See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605240 Filed Document 0000892712-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Selleration, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001604357 Filed Document 0001243233-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Undiscovered Value Fund, LP See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605509 Filed Document 0001605509-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lake Wissota Partners, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $970,000 Associated Brokers / Dealers N/A CIK Number 0001605719 Filed Document 0001605719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Brevan Howard Emerging Markets Local Fixed Income Fund, L.P. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001517605 Filed Document 0001517605-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mogo Industries LLC See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Blackwall Capital Markets, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001584595 Filed Document 0001013762-14-000422 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uprising SPV V LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $2,695,120 Associated Brokers / Dealers N/A CIK Number 0001605639 Filed Document 0001605639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CV Colombian Acquisition LP See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605483 Filed Document 0001181431-14-016265 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ELECTROCHEMICAL OXYGEN CONCEPTS INC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001436343 Filed Document 0001436343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
137 Holdings CAPX, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001605789 Filed Document 0001605789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Latin American Small-Cap Equity Fund See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001603167 Filed Document 0001605447-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AB100 LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605736 Filed Document 0001605646-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVI Emerging Markets Credit Value Fund Ltd. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hudson Partners Securities LLC CIK Number 0001574474 Filed Document 0000902664-14-002161 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Copper Rock Emerging Markets Small Cap Equity Fund See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605796 Filed Document 0001605796-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TDC Clay, L.P. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $26,500,000 Associated Brokers / Dealers N/A CIK Number 0001605341 Filed Document 0001605341-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lootsie, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001571225 Filed Document 0001483806-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DAC Value Fund, LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482745 Filed Document 0001315863-14-000262 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UPower, Inc. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001584928 Filed Document 0001354488-14-001952 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fundamental LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II CIK Number 0001336444 Filed Document 0001095449-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City Finance Co III LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001605354 Filed Document 0000935836-14-000255 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
HGI Opportunity Select Fund III, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $48,125,000 Associated Brokers / Dealers N/A CIK Number 0001605574 Filed Document 0001605574-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Scan Partners, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001605794 Filed Document 0001605794-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $11,681,563 Associated Brokers / Dealers Kirk Penland, Gus Comiskey, and Stephen Kaufman CIK Number 0001135856 Filed Document 0001135856-14-000159 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TriplePulse, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001603707 Filed Document 0001603707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Link Capital Partners, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001606023 Filed Document 0001606023-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CafeX Communications Inc. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $9,996,670 Associated Brokers / Dealers N/A CIK Number 0001587843 Filed Document 0001209191-14-027592 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity