Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Eagle Global Ltd. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546487 Filed Document 0001546487-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
HIPEP VII Asia Pacific Feeder Fund L.P. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605510 Filed Document 0001181431-14-016294 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Stormpulse, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001580840 Filed Document 0001580840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cybercore Lender, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $13,649,245 Associated Brokers / Dealers N/A CIK Number 0001605795 Filed Document 0001080368-14-000009 Exclusions or Exemptions 506c Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHD Bioscience, Inc. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised $3,197,504 Associated Brokers / Dealers N/A CIK Number 0001604801 Filed Document 0001604801-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
STEADY GAIN PARTNERS LP See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001316669 Filed Document 0001398344-14-002210 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Global Annual Private Equity Fund L.P. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605479 Filed Document 0001181431-14-016268 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CoNimby Services, Ltd See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001590827 Filed Document 0001590827-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C VIII REAL ESTATE OPPORTUNITIES ONSHORE, L.P. SUNSET FEEDER FUND SERIES See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $18,200,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001605448 Filed Document 0001605447-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cordia Bancorp Inc See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $15,400,000 Associated Brokers / Dealers Reid Pennell Brewer CIK Number 0001466292 Filed Document 0000909654-14-000102 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SNOBSWAP INC. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605545 Filed Document 0001605545-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Accurence, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $2,383,507 Associated Brokers / Dealers N/A CIK Number 0001509543 Filed Document 0001509543-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PanOptica, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $45,465,696 Associated Brokers / Dealers N/A CIK Number 0001508856 Filed Document 0001508856-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Young Marvin L See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers NA CIK Number 0001584694 Filed Document 0001584694-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
King Bee Restaurant, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001604838 Filed Document 0001604838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Global Asset Management (Americas) Inc., UBS Financial Services Inc., UBS Global Asset Management (UK) Ltd, UBS Global Asset Management (Canada) Inc., UBS Global Asset Management (Singapore) Ltd, UBS Global Asset Management (Japan) Inc., UBS AG London Branch, and UBS Global Asset Management (US) Inc. CIK Number 0001403973 Filed Document 0000902664-14-002163 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cautus Asset Management Ltd. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised $500,054,710 Associated Brokers / Dealers - CIK Number 0001600447 Filed Document 0001600447-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Morrocroft Neighborhood Stabilization Fund II, LP See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605050 Filed Document 0001605050-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
N12 Technologies, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574069 Filed Document 0001574069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PHALANX JAPAN AUSTRALASIA MULTI STRATEGY US FUND LP See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BURKE F. FARNELL and AGECROFT PARTNERS, LLC CIK Number 0001329651 Filed Document 0000919574-14-002644 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Porthos Hedged Fund of Funds, LLC See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469537 Filed Document 0001469537-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Act-On Software, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $42,099,965 Associated Brokers / Dealers N/A CIK Number 0001500077 Filed Document 0001500077-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CR Kenilworth, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $7,098,000 Associated Brokers / Dealers N/A CIK Number 0001605716 Filed Document 0001605716-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
BOLDFACE GROUP, INC. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001423107 Filed Document 0001213900-14-002512 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
55 Broadway Holdings, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $35,283,934 Associated Brokers / Dealers N/A CIK Number 0001605653 Filed Document 0001605653-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Centrik, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605317 Filed Document 0001605317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
LS 103rd 230, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers N/A CIK Number 0001605858 Filed Document 0001605858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised $29,490,507 Associated Brokers / Dealers James Hebets, Robert Shor, Robert Zerbe, and Jose Garza CIK Number 0001135856 Filed Document 0001135856-14-000164 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HIPEP VII Partnership Fund L.P. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605477 Filed Document 0001181431-14-016290 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gener.us, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001605531 Filed Document 0001605531-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Cleargate Global Partners, Ltd. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520299 Filed Document 0000919574-14-002643 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFR FUND OF FUNDS MASTER TRUST See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001278016 Filed Document 0001278016-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
CR Kenilworth, LLC See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised $7,098,000 Associated Brokers / Dealers N/A CIK Number 0001605716 Filed Document 0001605716-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
DERNS MARKET OPPORTUNITY FUND LP See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers World Equity Group and Regal Securities, Inc CIK Number 0001177649 Filed Document 0001177649-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palogic Value Fund, LP See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387846 Filed Document 0001387846-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tri-D Technologies Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $25,589 Associated Brokers / Dealers N/A CIK Number 0001605749 Filed Document 0001019056-14-000535 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lloyd Baughan Fund, L.P. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488630 Filed Document 0001315863-14-000264 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Supramed, Inc. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001586198 Filed Document 0001586198-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MTP Energy Fund Corp See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574380 Filed Document 0001574380-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IM Tactical Options Fund LP See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605699 Filed Document 0001605699-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C SUNSET REAL ESTATE OPPORTUNITIES OFFSHORE FEEDER FUND, L.P. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $41,620,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001605447 Filed Document 0001605447-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIPEP VII Emerging Markets Feeder Fund L.P. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605500 Filed Document 0001181431-14-016295 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MTP Energy Fund Ltd See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574381 Filed Document 0001574381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protea Biosciences Group, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001335103 Filed Document 0001144204-14-023125 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
J.P. Morgan-BlackRock Opportunistic RMBS LLC See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001473667 Filed Document 0000950103-14-002703 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Threat Stack, Inc. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $2,781,496 Associated Brokers / Dealers N/A CIK Number 0001585081 Filed Document 0001585081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INTEGRATA, INC. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001595752 Filed Document 0001595752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Proffer Global Ltd See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001605666 Filed Document 0001605666-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Edisun Heliostats, Inc. See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001593780 Filed Document 0001593780-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PAR INVESTMENT PARTNERS LP See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001066867 Filed Document 0001066867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund