|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $1,507,000
- Associated Brokers / Dealers
- Brian J. Nelson
- CIK Number
- 0001596485
- Filed Document
- 0001596485-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605391
- Filed Document
- 0001605390-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001451338
- Filed Document
- 0001451338-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $1,000
- Associated Brokers / Dealers
- NONE - NO SALES COMP PAID
- CIK Number
- 0001598948
- Filed Document
- 0001598948-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599400
- Filed Document
- 0001181431-14-016069
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, and NTV Asset Management, LLC
- CIK Number
- 0001534460
- Filed Document
- 0001534460-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $29,750,010
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001384445
- Filed Document
- 0001384445-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $11,238,147
- Associated Brokers / Dealers
- Kenneth Dayton and Richard Clouse, Jr.
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000154
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554349
- Filed Document
- 0000919574-14-002603
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517602
- Filed Document
- 0001517602-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $1,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001454372
- Filed Document
- 0001454372-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001363349
- Filed Document
- 0001363349-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605302
- Filed Document
- 0001605302-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
See All Filings
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001355385
- Filed Document
- 0000898432-14-000569
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605225
- Filed Document
- 0001565908-14-000046
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001339606
- Filed Document
- 0001339606-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001378624
- Filed Document
- 0001465818-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
See All Filings
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001367598
- Filed Document
- 0000898432-14-000571
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605403
- Filed Document
- 0000902664-14-002160
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Ray A. Balestri
- CIK Number
- 0001462729
- Filed Document
- 0001315863-14-000255
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $315,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605104
- Filed Document
- 0001605104-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586354
- Filed Document
- 0001586354-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605171
- Filed Document
- 0001605171-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $3,955,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001605327
- Filed Document
- 0001605327-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- All Party System Co.
- CIK Number
- 0001592929
- Filed Document
- 0001592929-14-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605384
- Filed Document
- 0001605384-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605316
- Filed Document
- 0001605316-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570015
- Filed Document
- 0001570015-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574926
- Filed Document
- 0001574926-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $3,995,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001605300
- Filed Document
- 0001605300-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC
See All Filings
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- WELLS FARGO ADVISORS, LLC
- CIK Number
- 0001355380
- Filed Document
- 0000898432-14-000570
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $1,450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600876
- Filed Document
- 0001600876-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001474911
- Filed Document
- 0001474911-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $992,894
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603872
- Filed Document
- 0001603872-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001398259
- Filed Document
- 0000898432-14-000575
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $1,888,590
- Associated Brokers / Dealers
- Kenneth Dayton
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000155
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517600
- Filed Document
- 0001517600-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001577631
- Filed Document
- 0001577631-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546954
- Filed Document
- 0001565908-14-000045
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461536
- Filed Document
- 0001315863-14-000254
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $11,032,457
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001516430
- Filed Document
- 0001516430-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $7,560,000
- Associated Brokers / Dealers
- Mark Merlotti
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000150
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BABSON CAPITAL SECURITIES LLC
- CIK Number
- 0001379123
- Filed Document
- 0001379123-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC
See All Filings
|
D/A |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001367594
- Filed Document
- 0000898432-14-000568
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601460
- Filed Document
- 0001601460-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- VERMONT
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
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|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604794
- Filed Document
- 0001604794-14-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $3,955,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001605327
- Filed Document
- 0001605327-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001083446
- Filed Document
- 0000935836-14-000249
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605615
- Filed Document
- 0001209191-14-027485
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-11 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600420
- Filed Document
- 0001600420-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|