Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MED-X, INC. See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001620704 Filed Document 0001065949-14-000240 Exclusions or Exemptions 506c Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
So B. It Limited Partnership See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $5,520,000 Associated Brokers / Dealers So B. It Film Partners, LLC CIK Number 0001555881 Filed Document 0001555881-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HAMILTON DOWNTOWN Ltd Liability Co See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001617018 Filed Document 0001617018-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
JD Investment Company, LLC See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001621097 Filed Document 0001192482-14-000192 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Value & Opportunity Fund LP See All Filings	D/A	2014-09-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel L. Holligan, Brian Snider, and OCP Capital, LLC CIK Number 0001430825 Filed Document 0000902664-14-003967 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COBIA CAPITAL PARTNERS LP See All Filings	D/A	2014-09-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452911 Filed Document 0001452911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oberland Capital Healthcare LP See All Filings	D/A	2014-09-29 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Gallatin Capital LLC, Source Capital Group, Inc., and Heptagon Capital CIK Number 0001582253 Filed Document 0001582253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Proxi, LLC See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001620870 Filed Document 0001620870-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Skellig Offshore Ltd. See All Filings	D/A	2014-09-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463854 Filed Document 0000919574-14-005401 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TriggerMail, Inc. See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001582981 Filed Document 0001582981-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RhinoSystems, Inc. See All Filings	D/A	2014-09-29 00:00:00 UTC
Amount To Be Raised $3,498,400 Associated Brokers / Dealers N/A CIK Number 0001488086 Filed Document 0001488086-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-14-000476 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pine Lake Village, LLC See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001620732 Filed Document 0001620732-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Dermira, Inc. See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $50,999,996 Associated Brokers / Dealers Leerink Partners LLC CIK Number 0001557883 Filed Document 0001557883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC SHORE HOLDINGS, INC. See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001421712 Filed Document 0001065949-14-000238 Exclusions or Exemptions 506c Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
OHIO LEGACY CORP See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0001096654 Filed Document 0001144204-14-058657 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Deep Blue Performance Fund I, L.P. See All Filings	D/A	2014-09-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588017 Filed Document 0000935836-14-000552 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MG Wellington LLC See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $1,999,639 Associated Brokers / Dealers N/A CIK Number 0001620282 Filed Document 0001620282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARBON2FUELS, LLC See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001620865 Filed Document 0001620865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
California Safe Soil, LLC See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $634,000 Associated Brokers / Dealers N/A CIK Number 0001543189 Filed Document 0001543189-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bevlynx, Inc. See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620353 Filed Document 0001620353-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Grasswire, Co. See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001620880 Filed Document 0001620880-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
FORT WASHINGTON PRIVATE EQUITY INVESTORS VIII-B, L.P. See All Filings	D/A	2014-09-29 00:00:00 UTC
Amount To Be Raised $28,642,500 Associated Brokers / Dealers N/A CIK Number 0001586544 Filed Document 0001586544-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
FinancialForce.com, inc. See All Filings	D	2014-09-27 00:00:00 UTC
Amount To Be Raised $29,017,455 Associated Brokers / Dealers N/A CIK Number 0001473132 Filed Document 0001473132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Bristlecone Capital Partners Fund, LP See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559408 Filed Document 0001559408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WMS Allegheny Fund, LLC See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001587164 Filed Document 0001587164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Other
Isonas, Inc. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $5,262,377 Associated Brokers / Dealers N/A CIK Number 0001619920 Filed Document 0001619920-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
REALTYSHARES 1, LLC, SERIES AB See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $81,000 Associated Brokers / Dealers N/A CIK Number 0001620823 Filed Document 0001620823-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ReMind Technologies, Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596833 Filed Document 0001596833-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MONITISE PLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $3,564,000 Associated Brokers / Dealers N/A CIK Number 0001442324 Filed Document 0001442324-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Option To Acquire
WasteZero Capital III, LLC See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001614730 Filed Document 0001614730-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Dynamic Network Services, Inc. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $12,160,000 Associated Brokers / Dealers N/A CIK Number 0001560291 Filed Document 0001560291-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Asia Alternatives Capital Partners IV, LP See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606269 Filed Document 0001606269-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SQN Investors Fund LP See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607135 Filed Document 0000935836-14-000546 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loanz, Inc. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001619564 Filed Document 0001619564-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Summit Creek Capital Distributed Energy LLC See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,001,000 Associated Brokers / Dealers N/A CIK Number 0001609940 Filed Document 0001609940-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Frontier Market Select Offshore Fund, Ltd. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523293 Filed Document 0001523293-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APPLIED DNA SCIENCES INC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers None CIK Number 0000744452 Filed Document 0000744452-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Engineered Propulsion Systems, Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $14,025,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bowboard LLC See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545064 Filed Document 0001545064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Admiral Composite Technologies Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001616751 Filed Document 0001615774-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kerrisdale Partners Offshore, Ltd. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559131 Filed Document 0001619434-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pavis Capital Partners, Ltd. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513969 Filed Document 0001513969-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return TE Fund, L.P. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers T. Michael Conway III and Fred L. Williams, Jr. CIK Number 0001616017 Filed Document 0001616017-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COHEALO INC. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $5,765,000 Associated Brokers / Dealers N/A CIK Number 0001573806 Filed Document 0001573806-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Frontier Market Opportunities Fund, Ltd. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523291 Filed Document 0001523291-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Delta Capital Fund, LP See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001620422 Filed Document 0001620422-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ancora Catalyst Fund LP See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INVERNESS SECURITIES, LLC and CORONADO INVESTMENTS, LLC CIK Number 0001620142 Filed Document 0000919574-14-005397 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iDTx Systems, Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001621363 Filed Document 0001621363-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CLOUDTAGS, INC. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,414,502 Associated Brokers / Dealers N/A CIK Number 0001621569 Filed Document 0001621569-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity