Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fox Ridge Finance, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001605675 Filed Document 0001605675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Spredfast, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519482 Filed Document 0001519482-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Master Fund PLC - Athena Series 2008-1 See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners LLC CIK Number 0001601342 Filed Document 0001013594-14-000368 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Fundamental Credit LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitch Little, II CIK Number 0001463779 Filed Document 0001095449-14-000046 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREAT WEST LIFECO INC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000850918 Filed Document 0001140361-14-016712 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TWM Select Equity Partnership LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409839 Filed Document 0001409839-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALTURA PARTNERS OFFSHORE FUND, LTD. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602497 Filed Document 0000919574-14-002631 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sweet Earth, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $6,329,664 Associated Brokers / Dealers N/A CIK Number 0001605575 Filed Document 0001605575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ioxus, Inc. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001514476 Filed Document 0001514476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Mortgage Opportunity II, L.P. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Wealth Management, LLC CIK Number 0001476194 Filed Document 0001012975-14-000236 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Focus Ventures Ltd. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $767,101 Associated Brokers / Dealers N/A CIK Number 0001471603 Filed Document 0001471603-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Dividend Capital Diversified Property Fund Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $3,437,500 Associated Brokers / Dealers N/A CIK Number 0001327978 Filed Document 0001209191-14-027451 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Wellspring Capital L P See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Trestle Point, LLC CIK Number 0001325832 Filed Document 0001325832-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Araca, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001605457 Filed Document 0001140361-14-016825 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
BRIDGING MEDICAL GROUP, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001605798 Filed Document 0001605798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Copper Ridge Drilling Program, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001589307 Filed Document 0001200876-14-000076 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BARKER MINERALS LTD See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $454,400 Associated Brokers / Dealers N/A CIK Number 0001280232 Filed Document 0001280232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Tapcentive, Inc. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603185 Filed Document 0001062993-14-002172 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Korea Opportunities Fund LP See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603439 Filed Document 0001603439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $2,610,763 Associated Brokers / Dealers Mark Maizel, Michael Kozemchak, and Michael Kozemchak CIK Number 0001135856 Filed Document 0001135856-14-000160 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $50,977,791 Associated Brokers / Dealers John Graham and Francis Queally CIK Number 0001135856 Filed Document 0001135856-14-000158 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TWM EQUITY INCOME PARTNERSHIP L P See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373863 Filed Document 0001373863-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niagara Discovery Fund LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507983 Filed Document 0000919574-14-002635 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental OS Ltd. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II CIK Number 0001567030 Filed Document 0001095449-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salon PS LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001485928 Filed Document 0001181431-14-016190 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Live Oak Value Masters, LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488875 Filed Document 0001315863-14-000263 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X-tratainment, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001605678 Filed Document 0001538805-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AVM Ranger Accredited, LP See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547402 Filed Document 0001566114-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asius Fund I, LLC See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574877 Filed Document 0001140361-14-016761 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TFG Ames Pond Drive REIT, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers Advisory Group Equity Services, Ltd. CIK Number 0001606427 Filed Document 0001606427-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Fund, L.P. See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillip M. Plant, Baldwin Anthony Securities, Inc., Craig Chambers Dawson, Matthew Paul Summers, Fred L. Williams Jr., J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Sr., Andrew B. Linbeck, and Luke Powell CIK Number 0001415987 Filed Document 0001415987-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
World Energy Solutions, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001371781 Filed Document 0001371781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Healthsense Inc See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001415696 Filed Document 0001181431-14-016164 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Cosmic Spinal Considerations, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001605568 Filed Document 0001605568-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Albany Road - FCN Investor LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $9,720,000 Associated Brokers / Dealers N/A CIK Number 0001605524 Filed Document 0001605524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AmnioLife Corp See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605586 Filed Document 0001605586-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Champion Investments, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595415 Filed Document 0001595415-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Super Vitamin D, LLC See All Filings	D/A	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001584719 Filed Document 0001584719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
K10 Holdings, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001604451 Filed Document 0000950138-14-000397 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ENDOGASTRIC SOLUTIONS INC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001356688 Filed Document 0001356688-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Condorcet Global Opportunity Fund, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605541 Filed Document 0001605541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FS Investment Corp III See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001579412 Filed Document 0001579412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Flywheel Sports, Inc. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $108,783,911 Associated Brokers / Dealers N/A CIK Number 0001605383 Filed Document 0001193805-14-000803 Exclusions or Exemptions 506c Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHAINREACTOR INC. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $200,001 Associated Brokers / Dealers N/A CIK Number 0001601395 Filed Document 0001601395-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPiN Global Holdings LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $8,443,120 Associated Brokers / Dealers N/A CIK Number 0001605542 Filed Document 0001605542-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Dynamic Health Strategies, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001605208 Filed Document 0001605208-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
L. Ross Love Growthbridge Fund, LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001605175 Filed Document 0000906318-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Nashville-Hermitage Investors LLC See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001605594 Filed Document 0001605594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Blue Water Total Return Fund I, L.P. See All Filings	D	2014-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544464 Filed Document 0001544464-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund