Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ARA Holding LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $9,099,898 Associated Brokers / Dealers N/A CIK Number 0001619234 Filed Document 0000895345-14-000261 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCP Holding CO See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001361025 Filed Document 0001361025-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Falcon Insurance Group, LLC See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $15,425,000 Associated Brokers / Dealers N/A CIK Number 0001586817 Filed Document 0001586817-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Samp-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $226,573 Associated Brokers / Dealers N/A CIK Number 0001618965 Filed Document 0001618965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JustFamily.com, Inc. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $3,545,661 Associated Brokers / Dealers NA CIK Number 0001541301 Filed Document 0001541301-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EnergySage, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001581299 Filed Document 0001581299-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $669,250 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-14-000310 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SonicSensory, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $199,995 Associated Brokers / Dealers N/A CIK Number 0001622573 Filed Document 0001572126-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kylin Offshore Long Fund Ltd. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620902 Filed Document 0001013594-14-000610 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Redwood-Kairos Real Estate Value Fund IV LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Spire Securities, LLC CIK Number 0001620964 Filed Document 0001620964-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
KINGSTOWN PARTNERS L.P. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Budge Collins, Thomas P. Kikis, Steven Jafarzadeh, and David Yazdan Jr. CIK Number 0001458424 Filed Document 0001458424-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLP Institutional Credit Fund LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520071 Filed Document 0001507116-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G8 Real Estate Loan Fund, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001620984 Filed Document 0001620984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Empery Tax Efficient II LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620313 Filed Document 0001620313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JCM PJ Miami LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers N/A CIK Number 0001616218 Filed Document 0001616218-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Prospect Advisors, L.P. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553961 Filed Document 0001553961-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Macquarie Infrastructure Partners III, L.P. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $3,036,708,750 Associated Brokers / Dealers Macquarie Capital (USA) Inc., Macquarie Capital Securities Ltd, Macquarie Investment Advisory (Beijing) Co Limited, Macquarie Securities Korea Limited, Macquarie Infrastructure and Real Assets (Sales) Canada Ltd., Macquarie Infrastructure and Real Assets (Europe) Ltd., and Macquarie Middle East Management Limited CIK Number 0001565034 Filed Document 0001565034-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VELOCITY STREET VENTURES, INC. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001557001 Filed Document 0001557001-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Higher Learning Technologies Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $4,490,000 Associated Brokers / Dealers N/A CIK Number 0001618794 Filed Document 0001618794-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
CGFSP II Coinvestment, LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618260 Filed Document 0001181431-14-032771 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Arbor Courts, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001621118 Filed Document 0001621118-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH DAKOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
INTERNATIONAL WESTERN PETROLEUM, INC. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001603793 Filed Document 0001144204-14-058572 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ff Sapphire (IV) Venture Capital Fund, LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Cato Capital, LLC CIK Number 0001620659 Filed Document 0001620659-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CNS RESPONSE, INC. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0000822370 Filed Document 0001144204-14-058705 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fairholme Partnership, LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001566213 Filed Document 0000919574-14-005415 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 17, LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587761 Filed Document 0001587761-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCP Holding CO See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001361025 Filed Document 0001361025-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
AngelList-Tpots-Fund, a series of AngelList-EB-Funds, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $308,000 Associated Brokers / Dealers N/A CIK Number 0001621031 Filed Document 0001621031-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anchor Insurance Holdings, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001616234 Filed Document 0001616234-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MasteryConnect, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $15,735,600 Associated Brokers / Dealers N/A CIK Number 0001536464 Filed Document 0001536464-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
OFS PRO CIP, LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $1,480,316 Associated Brokers / Dealers N/A CIK Number 0001621790 Filed Document 0001140361-14-038007 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Commerce Bancorp, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001620686 Filed Document 0001620686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSISSIPPI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Frontaura Global Frontier Fund Offshore Ltd See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588800 Filed Document 0000897069-14-000415 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Best Credit Management, Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621485 Filed Document 0001621485-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Class Pass Inc. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $12,000,001 Associated Brokers / Dealers N/A CIK Number 0001619181 Filed Document 0001619181-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CC French, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $1,078,480 Associated Brokers / Dealers N/A CIK Number 0001626452 Filed Document 0001626452-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
JLP Credit Opportunity Fund LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507119 Filed Document 0001507116-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALIANT CAPITAL PARTNERS LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435407 Filed Document 0000935836-14-000556 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moelis Asset Management LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001512804 Filed Document 0001140361-14-036789 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Signet Global Fixed Income Fund LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391042 Filed Document 0001391042-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingstown Partners Offshore Ltd See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Budge Collins and David Yazdan Jr. CIK Number 0001495673 Filed Document 0001495673-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cautus Asset Management Ltd. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $13,400,000 Associated Brokers / Dealers - CIK Number 0001600447 Filed Document 0001600447-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Emerging Traders Fund, LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381760 Filed Document 0000913849-14-000320 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AngelList-Uome-Fund, a series of AngelList-TF-Funds, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $508,000 Associated Brokers / Dealers N/A CIK Number 0001620998 Filed Document 0001620998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Bnts-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $220,620 Associated Brokers / Dealers N/A CIK Number 0001621033 Filed Document 0001621033-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWING MORRIS OPPORTUNITIES TRUST FUND See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621232 Filed Document 0001405086-14-000281 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Equipoise Secured Income Fund, LLC See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001621074 Filed Document 0001621074-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OMEGA MORGAN HOLDINGS, INC. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001621740 Filed Document 0001621740-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
FRONTAURA GLOBAL FRONTIER FUND LLC See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities, LLC CIK Number 0001423188 Filed Document 0000897069-14-000416 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OFS PRO CI, LP See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $13,072,726 Associated Brokers / Dealers N/A CIK Number 0001621789 Filed Document 0001140361-14-038006 Exclusions or Exemptions 506b Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity