Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Taurus Mining Finance Fund LLC See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers M.D. Sass Securities LLC CIK Number 0001620418 Filed Document 0001012975-15-000693 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Network Integrity Systems Inc See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001404419 Filed Document 0001209191-15-076430 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Mineral Resources, LLC See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $100,010 Associated Brokers / Dealers N/A CIK Number 0001624383 Filed Document 0001624383-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Halo Medical Technologies LLC See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001612934 Filed Document 0001612934-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BIODESIX INC See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001439725 Filed Document 0001439725-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
MP Elko, LLC See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001652772 Filed Document 0001652772-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Brookwood Park South Investors L L C See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $2,475,000 Associated Brokers / Dealers N/A CIK Number 0001330260 Filed Document 0001330260-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CENTRAL PARK GROUP LIGHTHOUSE GLOBAL LONG/SHORT FUND LLC See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc, Stifel, Nicolaus and Company, Inc., NFP Securities Inc., RBC Capital Markets Corporation, Triad Advisors, Inc., LPL Financial LLC, and Raymond James & Associates, Inc. CIK Number 0001449393 Filed Document 0001140361-15-037129 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Offshore Fund Ltd See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402853 Filed Document 0001402853-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA LARGE CAP PARTNERSHIP LLC See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442547 Filed Document 0001442547-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
VENTUREBEAT INC See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001423935 Filed Document 0000897069-15-000497 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAMDEN NATIONAL CORP See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners CIK Number 0000750686 Filed Document 0000750686-15-000131 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
BullBag, LLC See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001655206 Filed Document 0001655206-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635440 Filed Document 0001635440-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livingbridge Enterprise 2 LP See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $332,200,000 Associated Brokers / Dealers Quest Fund Placement LLP CIK Number 0001654123 Filed Document 0001654123-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEI Fund 1 US/Ghana LP See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654504 Filed Document 0001654504-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Workforce Partners IV LLC See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612928 Filed Document 0001612928-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SeatSmart Inc. See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001631158 Filed Document 0001631158-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Capula Tail Risk Fund Ltd See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588338 Filed Document 0000950172-15-000103 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ZP Energy Fund, L.P. See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620031 Filed Document 0001315863-15-000815 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlamSquad, Inc. See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001623680 Filed Document 0001231919-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Side Channel, LLC See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001655036 Filed Document 0001655036-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
Impala P2 Fund Ltd. See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588678 Filed Document 0001140361-15-037173 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thomas H. Lee Parallel Fund VII, L.P. See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PROBITAS FUNDS GROUP, LLC and EUGENE INVESTMENT & SECURITIES CO LTD. CIK Number 0001620947 Filed Document 0001620947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warner Music Group Corp. See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319161 Filed Document 0001618259-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GENTRY TECHNOLOGY FUND II LLC, SERIES C-3 See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001655129 Filed Document 0001140361-15-037231 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Upstream Health Systems Inc. See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001653220 Filed Document 0001653220-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Taurus Mining Finance Fund Ltd See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001620417 Filed Document 0001012975-15-000694 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parkside Crossing Holdings, LP See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001655202 Filed Document 0001655202-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Bambeco, Inc. See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $20,485,200 Associated Brokers / Dealers N/A CIK Number 0001588331 Filed Document 0001588331-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Series R- Fundamental Partners III, a series of Green Square Private Investment Partners, LLC See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655248 Filed Document 0001655248-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Midwest BankCentre, Inc. See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $20,270,463 Associated Brokers / Dealers N/A CIK Number 0001653561 Filed Document 0001014108-15-000265 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
BLUE CALYPSO, INC. See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Merriman Capital, Inc. and Scarsdale Equities LLC CIK Number 0001399587 Filed Document 0001185185-15-002514 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Reservoir Self Storage, LLC See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001655111 Filed Document 0001655111-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nimbix, Inc. See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $3,441,671 Associated Brokers / Dealers N/A CIK Number 0001556614 Filed Document 0001556614-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sirios Timber Partners II, L.P. See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001588644 Filed Document 0001588644-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARSENAL CAPITAL PARTNERS IV-B LP See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001654900 Filed Document 0001651663-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onkos Surgical, Inc. See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers N/A CIK Number 0001654928 Filed Document 0001192482-15-000408 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ADV Affiliated Partners I, L.P. See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $11,433,777 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001654065 Filed Document 0001654065-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jackson Paper Manufacturing Co See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001655004 Filed Document 0001655004-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
R2J2 Maison Blache Apartments, LLC See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised $409,000 Associated Brokers / Dealers N/A CIK Number 0001655215 Filed Document 0001655215-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
ICONIQ Strategic Partners II Co-Invest, L.P., AD Series See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654713 Filed Document 0001654713-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HILLVIEW GLOBAL ALPHA FUND LP See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348297 Filed Document 0001348297-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
3G Fund 6, LLC See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655370 Filed Document 0001144204-15-059136 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3G Fund 8K, LLC See All Filings	D	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655371 Filed Document 0001144204-15-059148 Exclusions or Exemptions 506c Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Mid Cap Partnership LLC See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA International Small Cap Partnership LLC See All Filings	D/A	2015-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484940 Filed Document 0001484940-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity