Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PowerDMS, Inc. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $5,324,999 Associated Brokers / Dealers N/A CIK Number 0001605943 Filed Document 0001605943-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bullpen Capital II, L.P. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001551884 Filed Document 0001551884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mkango Resources Ltd. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $2,963,274 Associated Brokers / Dealers Sprott Global Resources Investments LTD. CIK Number 0001605946 Filed Document 0001605946-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bitvore Corp. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001605954 Filed Document 0001605954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Interest Rate Opportunity Fund, L.L.C. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603225 Filed Document 0001094533-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TeamVinh.com LLC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001604879 Filed Document 0001604879-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
Green Meadow Products, Inc. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers Green Meadow Products, Inc. CIK Number 0001557340 Filed Document 0001557340-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
StoryPress Inc See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001557640 Filed Document 0001557640-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ellipsis Technologies Inc. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572980 Filed Document 0001572980-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
PJC Merchant Banking Partners IV, LLC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001605811 Filed Document 0001605811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PTAM Structured Credit Fund, LP See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447711 Filed Document 0000902664-14-002176 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Clay Cove PSREG I, LLC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606024 Filed Document 0001606024-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
AFLG Investments I LLC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605476 Filed Document 0001605476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Placester, Inc. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $9,559,492 Associated Brokers / Dealers N/A CIK Number 0001468350 Filed Document 0001468350-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TIGER GLOBAL LONG OPPORTUNITIES, LTD. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588941 Filed Document 0000919574-14-002669 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Estate Capital Fund 2013, L.L.C. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001583855 Filed Document 0001583855-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Yo-Whip International, Inc. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001605254 Filed Document 0001605254-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Clover Leaf Managed Futures Fund, L.P. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers RBC Capital Markets, LLC CIK Number 0001574458 Filed Document 0001574458-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REACH Health, Inc. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001500088 Filed Document 0001500088-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Kush Bottles, Inc. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001604627 Filed Document 0001140361-14-017298 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Blue222, LLC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001605670 Filed Document 0000911959-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Accel Growth Fund III Strategic Partners L.P. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $58,500,000 Associated Brokers / Dealers N/A CIK Number 0001605863 Filed Document 0001605863-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CWI Landholdings, LLC See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001556662 Filed Document 0001556662-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Santo-Li USA, LLC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001605633 Filed Document 0001605633-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greenpoint Tactical Income Fund LLC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $190,750,000 Associated Brokers / Dealers N/A CIK Number 0001577912 Filed Document 0001577912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Stratex Oil & Gas Holdings, Inc. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Radnor Research & Trading Company LLC CIK Number 0001482361 Filed Document 0001213900-14-002529 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
PTAM Enhanced Structured Credit Fund, LP See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488928 Filed Document 0000902664-14-002175 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
INNOVATION ECONOMY Corp See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001563004 Filed Document 0001563004-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SIXT Austin, LLC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001605985 Filed Document 0001605985-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Crimson Physical Commodities Fund, LP See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485019 Filed Document 0001485019-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sierra Negra Ranch LLC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $4,657,500 Associated Brokers / Dealers N/A CIK Number 0001314344 Filed Document 0001314344-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Breakout Commerce, Inc. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $1,495,000 Associated Brokers / Dealers N/A CIK Number 0001605636 Filed Document 0001605636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crimson Physical Commodities Fund, Ltd. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485020 Filed Document 0001485020-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIRIDIAN FUND, LTD. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463481 Filed Document 0001463481-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F-Three Mortgage Fund, LLC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001606040 Filed Document 0001606040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
GenZ Corp. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001555109 Filed Document 0001555109-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
TIGER GLOBAL LONG OPPORTUNITIES, L.P. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588773 Filed Document 0000919574-14-002668 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Aerogel Corp See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001521740 Filed Document 0001521740-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADVISORS HEDGE FUND LLC See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094544 Filed Document 0001094544-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Ucore Rare Metals Inc. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $4,670,669 Associated Brokers / Dealers N/A CIK Number 0001495651 Filed Document 0001140361-14-017300 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ERG Blocker, Inc. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $24,763,164 Associated Brokers / Dealers N/A CIK Number 0001605936 Filed Document 0001605936-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Five VP Texas, L.P. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $7,125,000 Associated Brokers / Dealers N/A CIK Number 0001604795 Filed Document 0001140361-14-017139 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PaxVax Inc See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001402296 Filed Document 0001402296-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WEED LAKE, INC. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001605226 Filed Document 0001605226-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Debt
VIRIDIAN FUND, LP See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463483 Filed Document 0001463483-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLANDS BANKSHARES INC /VA/ See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $16,525,000 Associated Brokers / Dealers McKinnon & Company, Inc. CIK Number 0001008579 Filed Document 0001140361-14-017075 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CLEVELAND INTERNATIONAL FUND - FLATS PHASE II, LTD See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001591801 Filed Document 0001591801-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Nova Towers Holdings I, LLC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001598974 Filed Document 0001598974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
FUHU INC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $24,425,271 Associated Brokers / Dealers N/A CIK Number 0001447534 Filed Document 0001315863-14-000269 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Crimson Physical Commodities Fund, Ltd. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485020 Filed Document 0001463475-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund