Ashmore SICAV in respect of Ashmore SICAV Latin American Small-Cap Equity Fund
See All Filings
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001603167
- Filed Document
- 0001605447-14-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605736
- Filed Document
- 0001605646-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
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D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hudson Partners Securities LLC
- CIK Number
- 0001574474
- Filed Document
- 0000902664-14-002161
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605796
- Filed Document
- 0001605796-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $26,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605341
- Filed Document
- 0001605341-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571225
- Filed Document
- 0001483806-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001482745
- Filed Document
- 0001315863-14-000262
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584928
- Filed Document
- 0001354488-14-001952
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
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D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II
- CIK Number
- 0001336444
- Filed Document
- 0001095449-14-000044
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605354
- Filed Document
- 0000935836-14-000255
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
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|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $48,125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605574
- Filed Document
- 0001605574-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
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|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $2,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605794
- Filed Document
- 0001605794-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $11,681,563
- Associated Brokers / Dealers
- Kirk Penland, Gus Comiskey, and Stephen Kaufman
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000159
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
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|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603707
- Filed Document
- 0001603707-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
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|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001606023
- Filed Document
- 0001606023-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $9,996,670
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587843
- Filed Document
- 0001209191-14-027592
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
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D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $10,024,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601526
- Filed Document
- 0001601526-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II
- CIK Number
- 0001567030
- Filed Document
- 0001095449-14-000075
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Jeff Cooke
- CIK Number
- 0001603987
- Filed Document
- 0001603987-14-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $70,450
- Associated Brokers / Dealers
- Arthur Gilbert, Jason Burlie, Steven Cwienkala, Douglass Woolley, and Jason Burlie
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000161
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
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|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $515,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605602
- Filed Document
- 0001605602-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
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|
D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $8,999,986
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531198
- Filed Document
- 0001531198-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517997
- Filed Document
- 0001140361-14-016715
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547401
- Filed Document
- 0001566114-14-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $12,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001412502
- Filed Document
- 0001412502-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560106
- Filed Document
- 0001560106-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CHARLES B. SCHAFFRAN
- CIK Number
- 0001467569
- Filed Document
- 0000919574-14-002639
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604229
- Filed Document
- 0001604229-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605629
- Filed Document
- 0001605629-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001205181
- Filed Document
- 0001065949-14-000105
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $1,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605588
- Filed Document
- 0001605588-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
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D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603212
- Filed Document
- 0001603212-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
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D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456738
- Filed Document
- 0001456738-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605200
- Filed Document
- 0001605200-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $4,179,641
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001492714
- Filed Document
- 0000898432-14-000588
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001373866
- Filed Document
- 0001373866-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $4,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605206
- Filed Document
- 0001605206-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $160,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604451
- Filed Document
- 0000950138-14-000398
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001424089
- Filed Document
- 0001424089-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $855,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001439397
- Filed Document
- 0001051209-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546792
- Filed Document
- 0001546792-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605626
- Filed Document
- 0001605626-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604988
- Filed Document
- 0001604988-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $225,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573478
- Filed Document
- 0001573478-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605609
- Filed Document
- 0001605609-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $40,298,164
- Associated Brokers / Dealers
- Inland Securities Corporation, Craig A. Hoff, Peter Fisher, John Harvey, 1st Global Capital Corp., Harry R. Tyler, Eric Kuchel, Susan Gitt, Tomas J. Velken, Stuart Benjamin, John Rooney, James O. Mitchell, Joseph M. Insalaco, Joseph G. Michaletz, Concorde Investment Services, LLC, Christina Nielson, Joral Schmalle, Jonathan Keller, J.P. Turner & Company, L.L.C., Mark Iskander, David J. Sullwold, Douglas W. McCown, Terry Shea, Donovan T. Kelly, John Scully, Randy Barmache, Sung Lee, Vint Hartmann, Ann H. Stewart, Eric Bicknese, Brody R. Bray, Brian G. Brown, Walter L. Harris, David Cowguill, David J. Florell, William B. Elson, Dennis P. Van Patter, Vincent P. Gianatasio, Gary L. Barton, Thomas Ealy, Allan L. Watson, Rudi V. Siela, James W. Herrig, John T. Christy, Martin J. Mulligan, Scott Sheehan, Albert N. Isakov, Alexandro L. Filippini, Christopher C. Fess, Gilbert Mercado, Securities Service Network, Inc., Sandlapper Securities, LLC, and Robert L. Hackenberg
- CIK Number
- 0001587696
- Filed Document
- 0000950138-14-000382
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $23,750,000
- Associated Brokers / Dealers
- Amir Erlichman, Paradigm CRE Advisors, Inc., Ira Lawrence, and Benzion Kahana
- CIK Number
- 0001605599
- Filed Document
- 0001605599-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $1,499,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605095
- Filed Document
- 0001605095-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- $13,222,889
- Associated Brokers / Dealers
- DUNDEE SECURITIES INC.
- CIK Number
- 0001503913
- Filed Document
- 0001183740-14-000131
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-15 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Craig Chambers Dawson, Matthew Paul Summers, J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, and Andrew Linbeck
- CIK Number
- 0001540932
- Filed Document
- 0001540932-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-15 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|