Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GMI-CAMP CREEK, LP See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $4,428,027 Associated Brokers / Dealers Michael C Ihrie, Russ Huffington, Kenneth M Devane, and Stephen C Pfaff CIK Number 0001601826 Filed Document 0001601826-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Murvin & Meier Oil Co See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,273,500 Associated Brokers / Dealers N/A CIK Number 0001328334 Filed Document 0001328334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Mineral Property
UNDERHILL PARTNERS LP See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001132844 Filed Document 0000919574-14-002674 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Union Park Avenue SPE, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $3,660,000 Associated Brokers / Dealers N/A CIK Number 0001601857 Filed Document 0001601857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Finicity Corp See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001605738 Filed Document 0001605738-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Digital Global Systems, Inc. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001581455 Filed Document 0001581455-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
WATERTON RESIDENTIAL PROPERTY VENTURE XII, L.P. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers PARK MADISON PARTNERS LLC CIK Number 0001584534 Filed Document 0001584534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Raike Real Estate Income Fund LLC See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers William J. Raike III CIK Number 0001382999 Filed Document 0001382999-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
MV Liquidity Fund VI, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001600507 Filed Document 0001600507-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NEUROPTICS INC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001034404 Filed Document 0001034404-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIRST NATIONAL BANCSHARES INC/KS/ See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001455726 Filed Document 0001455726-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
DCCP-JOTS HOLDING, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $7,575,000 Associated Brokers / Dealers N/A CIK Number 0001606125 Filed Document 0001405086-14-000146 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CLOUDPARC, INC. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001606117 Filed Document 0001606117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BDR Bellevue II LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605920 Filed Document 0001605920-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Kiwi Venture Partners I, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001605974 Filed Document 0001605974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightbridge Communications Corp See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601608 Filed Document 0001016229-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Argosy Real Estate Partners III, L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001574690 Filed Document 0001574690-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lightbridge Communications Corp See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001601608 Filed Document 0001601608-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Samesurf, Inc. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001520593 Filed Document 0001520593-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KIMBIA INC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $674,999 Associated Brokers / Dealers N/A CIK Number 0001435599 Filed Document 0001435599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TOCQUEVILLE BULLION RESERVE LP See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598377 Filed Document 0001598377-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARACLE SPF I, LLC See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001604485 Filed Document 0001144204-14-023770 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banc Fund IX L.P. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001606240 Filed Document 0001606240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sociable Labs, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001606043 Filed Document 0001606043-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Rockefeller Global Dividend Growth Fund, L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496413 Filed Document 0000945621-14-000128 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tensorcom, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $4,616,000 Associated Brokers / Dealers N/A CIK Number 0001517030 Filed Document 0001517030-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bonfire Energy LLC See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers Richard Rockwell CIK Number 0001600155 Filed Document 0001600155-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Neural Analytics, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,349,998 Associated Brokers / Dealers N/A CIK Number 0001580096 Filed Document 0001580096-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Worldwide Transportation & Infrastructure Investors LP See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC"), Deutsche Bank Securities Inc. ("DBSI"), and Barclays Capital Inc. ("Barclays") CIK Number 0001524403 Filed Document 0000950172-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hortican Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $137,460 Associated Brokers / Dealers M Partners Inc. CIK Number 0001603447 Filed Document 0001603447-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
OpenBucks Corp. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001551384 Filed Document 0001551384-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FUTURA LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,046,400 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Roadhouse Holding Inc. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502158 Filed Document 0001181431-14-016640 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Deep Valley Prospect Partners See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001606056 Filed Document 0001606056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Apptigo International, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $665,000 Associated Brokers / Dealers N/A CIK Number 0001562738 Filed Document 0001441557-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Apollo Global Management LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $4,414,500 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-14-016621 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Houston Health Ventures, LLC See All Filings	D	2014-04-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001601260 Filed Document 0001140361-14-017498 Exclusions or Exemptions 506b Accepted Date 2014-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Fanpix LLC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $4,478,000 Associated Brokers / Dealers Stratford Securities, Inc. dba Stratford Partners CIK Number 0001605836 Filed Document 0001605836-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HIPOM Inc. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001605549 Filed Document 0000897069-14-000239 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
PUTNEY INC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001397602 Filed Document 0001397602-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
PTAM Enhanced Structured Credit Fund Offshore, L.P. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488926 Filed Document 0000902664-14-002177 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Clay Cove Urbana I, LLC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606027 Filed Document 0001606024-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Percolate Industries, Inc. See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $24,000,019 Associated Brokers / Dealers N/A CIK Number 0001538197 Filed Document 0001538197-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Next Graphite, Inc. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Hunter Wise Securities, LLC and BURNHAM SECURITIES INC. CIK Number 0001563315 Filed Document 0001563315-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Arcus Ventures Fund II, L.P. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571121 Filed Document 0000945621-14-000122 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER GLOBAL, LTD. See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457208 Filed Document 0000919574-14-002665 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Commodities Fund, LP See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485021 Filed Document 0001485021-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XCOVERY HOLDING Co LLC See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised $7,749,000 Associated Brokers / Dealers Cuttone & Co., Inc. CIK Number 0001520127 Filed Document 0000908662-14-000149 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Scott-Macon Long-Short Futures Fund, LLC See All Filings	D/A	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCOTT-MACON SECURITIES, INC. CIK Number 0001574857 Filed Document 0001144204-14-023565 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHR Institutional Partners IV (Offshore) LP See All Filings	D	2014-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605903 Filed Document 0001315863-14-000267 Exclusions or Exemptions 506b Accepted Date 2014-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund