Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FAMILY OFFICE HIGH INCOME MUNICIPAL PORTFOLIO LP See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001444657 Filed Document 0001444657-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waverly Hotel Group, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers Waverly Hotel Group, LLC CIK Number 0001621269 Filed Document 0001621269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business IOWA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Physicians Realty L.P. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $13,200,000 Associated Brokers / Dealers None CIK Number 0001583994 Filed Document 0001583994-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
Muzooka,Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $3,746,481 Associated Brokers / Dealers N/A CIK Number 0001620315 Filed Document 0001620315-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
All Weather@15, Ltd. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557313 Filed Document 0001557313-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pulser Media, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605150 Filed Document 0001605150-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prodigy Shorewood Master REP Fund, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001592831 Filed Document 0001592831-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clean Global Energy, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001581972 Filed Document 0001581972-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CAIS AllBlue LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, US Capital Advisors, LLC, and HighTower Securities, LLC CIK Number 0001523886 Filed Document 0001566114-14-000068 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toma Biosciences, Inc. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised $6,593,079 Associated Brokers / Dealers N/A CIK Number 0001596434 Filed Document 0001596434-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pulser Media, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001605150 Filed Document 0001605150-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Holding Co Potomac Dawn See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001584694 Filed Document 0001584694-14-000019 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Patch of Land, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000055 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CAIS Kingdon Associates LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC and US Capital Advisors, LLC CIK Number 0001523893 Filed Document 0001566114-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DREF III LV CIV LP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001620941 Filed Document 0001620941-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Activant RMind Holdings II, LP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $5,495,497 Associated Brokers / Dealers N/A CIK Number 0001622541 Filed Document 0001622541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CAIS BlueTrend Fund Ltd. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, US Capital Advisors, LLC, HighTower Securities, LLC, HBV, and Julius Baer CIK Number 0001523881 Filed Document 0001566114-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCR Ultra Fund LP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489632 Filed Document 0001489632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ZONA RIO INVESTORS, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001620544 Filed Document 0001620544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Centage Corp See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $9,499,995 Associated Brokers / Dealers N/A CIK Number 0001621127 Filed Document 0001621127-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Real Asset Fund, Ltd. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536987 Filed Document 0001536980-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Contrarian Capital ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001621047 Filed Document 0001621047-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whistler Medical Marijuana Corp See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $1,410,142 Associated Brokers / Dealers M Partners Inc. CIK Number 0001621206 Filed Document 0001621206-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Patria Brazil Real Estate Fund III, L.P. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001587312 Filed Document 0001587312-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashburton Investments SICAV - India Fixed Income Opportunities Fund See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618543 Filed Document 0000945621-14-000257 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified Fund Staging LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620973 Filed Document 0001620973-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium USA LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, Arete Wealth Management, LLC, US Capital Advisors, LLC, HighTower Securities, LLC, Snowden Account Services, Joel Isaacson & Co., Tandragee Global Advisors LLC, and Macquarie CIK Number 0001523894 Filed Document 0001566114-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACKROCK SPECIAL OPPORTUNITIES FUND, L.P. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558922 Filed Document 0001620946-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prodigy Shorewood New York REP Fund, LP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001592833 Filed Document 0001592833-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pulser Media, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $75,000,647 Associated Brokers / Dealers N/A CIK Number 0001605150 Filed Document 0001605150-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MRO Parent Corp See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $22,479,614 Associated Brokers / Dealers N/A CIK Number 0001620223 Filed Document 0001620223-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Moelis Asset Management LP See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001512804 Filed Document 0001140361-14-036929 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Activant Holdings V, LP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $3,549,999 Associated Brokers / Dealers N/A CIK Number 0001622551 Filed Document 0001622551-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Centerbridge Capital Partners III-A, L.P. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619387 Filed Document 0001619387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HYPR CORP. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers none. CIK Number 0001616994 Filed Document 0001616994-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
United SPC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497151 Filed Document 0001140361-14-036828 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
Torrent Energy Holdings, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $17,796,761 Associated Brokers / Dealers N/A CIK Number 0001620934 Filed Document 0001620934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Kingdon Offshore Ltd. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, US Capital Advisors, LLC, and HighTower Securities, LLC CIK Number 0001526693 Filed Document 0001566114-14-000057 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Secondary Opportunities Fund III, LP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a, n/a, and n/a CIK Number 0001616746 Filed Document 0001181431-14-032878 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Saleen Automotive, INC. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $156,000 Associated Brokers / Dealers N/A CIK Number 0001528098 Filed Document 0001528098-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Patch of Land, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000054 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
QVT Onshore LP See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549045 Filed Document 0001549045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Composite Fund LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Arete Wealth Management, LLC, and US Capital Advisors, LLC CIK Number 0001566447 Filed Document 0001566114-14-000064 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Helium Systems, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $15,975,935 Associated Brokers / Dealers N/A CIK Number 0001619966 Filed Document 0001619966-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Circular Energy, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618271 Filed Document 0001618271-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
True Blue Berry Management LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers PIN Financial LLC CIK Number 0001621122 Filed Document 0001621122-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business MICHIGAN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Club Track Holdings, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001621168 Filed Document 0001621168-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Nexregen, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001621134 Filed Document 0001162677-14-000079 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TAGNETICS, INC. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $512,000 Associated Brokers / Dealers N/A CIK Number 0001312474 Filed Document 0001312474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Centerbridge Capital Partners III, L.P. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $5,750,000,000 Associated Brokers / Dealers N/A CIK Number 0001616348 Filed Document 0001616348-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund