Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Riverside Strategic Capital Fund I, L.P. See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001638133 Filed Document 0001638133-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wall Street Horizon, Inc. See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001639095 Filed Document 0001639095-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Portfolio Advisors Credit Strategies Fund, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572947 Filed Document 0000902664-15-002163 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Team Leads Management, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $462,500 Associated Brokers / Dealers N/A CIK Number 0001639437 Filed Document 0001639437-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Slalom Investments, LP See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001574364 Filed Document 0001574364-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
INFUSION 51A, L.P. See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639365 Filed Document 0001639365-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Peer Street Funding, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $9,018,000 Associated Brokers / Dealers N/A CIK Number 0001626475 Filed Document 0001626475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Highbridge Asia Strategies Master Fund, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001574926 Filed Document 0000899140-15-000401 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Health, Inc. See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001547382 Filed Document 0001547382-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
OnSource, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers 2020 Capital Group, Inc. CIK Number 0001639965 Filed Document 0001639965-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ohio Equity Fund for Housing Limited Partnership XXV See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers N/A CIK Number 0001638923 Filed Document 0001638923-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
Matinas BioPharma Holdings, Inc. See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001582554 Filed Document 0000905718-15-000379 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Infused Cubes, LLC See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598331 Filed Document 0001598331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Healthjump Inc. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001623656 Filed Document 0000908662-15-000142 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Project Edison Partners Fund, L.P. See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638640 Filed Document 0001140361-15-015208 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised $40,267 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-15-000147 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TYHEE GOLD CORP See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $531,137 Associated Brokers / Dealers JACOB SECURITIES INC. CIK Number 0001178428 Filed Document 0001183740-15-000082 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Four Points Multi-Strategy Fund, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001482445 Filed Document 0000919574-15-003553 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lindene, Ltd. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572441 Filed Document 0001192482-15-000108 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symbiosis Health Inc. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised $1,253,525 Associated Brokers / Dealers N/A CIK Number 0001565524 Filed Document 0000897069-15-000352 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Puerto Rico Opportunities Fund, L.P. See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001639566 Filed Document 0001140361-15-015328 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verition Partners Fund LLC See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603383 Filed Document 0001603383-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADCARE HEALTH SYSTEMS, INC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers Institutional Securities Corporation CIK Number 0001004724 Filed Document 0001004724-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TIGER GLOBAL LONG OPPORTUNITIES, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588773 Filed Document 0000919574-15-003541 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER GLOBAL LONG OPPORTUNITIES, LTD. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588941 Filed Document 0000919574-15-003539 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INSIGNIA VINTAGE OFFSHORE FUND L P See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363349 Filed Document 0001363349-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Argosy Real Estate Parallel Partners III - MS, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001620045 Filed Document 0001574690-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
VAXum, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $52,500 Associated Brokers / Dealers 0 CIK Number 0001513388 Filed Document 0001513388-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
LKCM Investment Partnership, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406371 Filed Document 0001406371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEG Private Opportunities Fund II, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001598043 Filed Document 0001598043-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ivy Funding Eleven, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001639421 Filed Document 0001639421-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Savile Row MLP III, LLC See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573585 Filed Document 0001573585-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
MatchOn, Inc. See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639501 Filed Document 0001639501-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Marbridge Energy Finance Fund II LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639054 Filed Document 0000902664-15-002186 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hemoglobin Oxygen Therapeutics LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001615647 Filed Document 0001615647-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pallet 17 Inc. See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001638695 Filed Document 0001638695-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TIGER GLOBAL, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001349098 Filed Document 0000919574-15-003545 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Investment Corp See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627515 Filed Document 0000945621-15-000150 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MicroVAX, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $297,500 Associated Brokers / Dealers 0 CIK Number 0001513387 Filed Document 0001513387-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Neofocal Systems, Inc. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised $9,060,000 Associated Brokers / Dealers N/A CIK Number 0001630844 Filed Document 0001630844-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
US CONCRETE INC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001073429 Filed Document 0001209191-15-033740 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
FCM Cedar Hill Partners III, L.P. See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $464,950 Associated Brokers / Dealers Fuller Capital Management, LLC CIK Number 0001638064 Filed Document 0001638057-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Immunome Inc. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised $1,062,500 Associated Brokers / Dealers N/A CIK Number 0001472012 Filed Document 0001472012-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
815 Perry, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001638018 Filed Document 0001638018-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Internet Stream Network, Inc. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638888 Filed Document 0001638888-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EXCO RESOURCES INC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $511,250,000 Associated Brokers / Dealers N/A CIK Number 0000316300 Filed Document 0000316300-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
ADS-B Technologies, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001520737 Filed Document 0001520737-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Real Estate Fund V, L.P. See All Filings	D/A	2015-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001567332 Filed Document 0000902664-15-002162 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Eckard Global, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $89,157 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vision Hospitality Properties IV, LLC See All Filings	D	2015-04-13 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001638960 Filed Document 0001638960-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-13 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity