Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KEY OIL CO 2014-1A DRILLING PROGRAM See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,620,000 Associated Brokers / Dealers N/A CIK Number 0001605784 Filed Document 0001605784-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WEST VIRGINIA Revenue or Assets $Not Applicable Type of Security Equity
ZOOS, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001605907 Filed Document 0001605907-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
CC ARB SIF I, Ltd. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518609 Filed Document 0001518609-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWTYN PARTNERS, LP See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548707 Filed Document 0000905718-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EUROPEAN HIGH YIELD FUND, L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087221 Filed Document 0001181431-14-016729 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northstar Mezzanine Partners VI L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580391 Filed Document 0001591653-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retail Players, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,735,385 Associated Brokers / Dealers N/A CIK Number 0001605079 Filed Document 0001605079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
IA RENTLYTICS LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $221,100 Associated Brokers / Dealers N/A CIK Number 0001606510 Filed Document 0001606510-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RWN WINE VILLAGE INVESTORS I, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001605087 Filed Document 0001605087-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Waypointe Partners Fund LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595583 Filed Document 0001140361-14-018563 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sense Inc. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001604272 Filed Document 0001231919-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AG REDI, Ltd. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515644 Filed Document 0001515644-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CalSTRS Capital Access Fund V, L.P. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $101,000,000 Associated Brokers / Dealers N/A CIK Number 0001602394 Filed Document 0001393725-14-000047 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foldax, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602708 Filed Document 0001602708-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CW OIL & GAS INC. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605844 Filed Document 0001605844-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
E M Mining, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594909 Filed Document 0001594909-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AMERICAN HALAL CO, INC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001470712 Filed Document 0001515971-14-000145 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Meyers Road Investments vAuto, LLC See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001591258 Filed Document 0001591258-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Avvo Inc See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $37,548,866 Associated Brokers / Dealers N/A CIK Number 0001399172 Filed Document 0001399172-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SHP CAPITAL SOLUTIONS FUND L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $44,275,000 Associated Brokers / Dealers N/A CIK Number 0001511190 Filed Document 0001605090-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wireless Advanced Vehicle Electrification, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $3,589,797 Associated Brokers / Dealers N/A CIK Number 0001563060 Filed Document 0001563060-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Oro Capital Corporation, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001562733 Filed Document 0001562733-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Apartment Fund I, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001606007 Filed Document 0001606007-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lightbridge Communications Corp See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,090,974 Associated Brokers / Dealers N/A CIK Number 0001601608 Filed Document 0001601608-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Windeco Corp See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608987 Filed Document 0001176256-14-000239 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
LCC INTERNATIONAL INC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $5,737,500 Associated Brokers / Dealers N/A CIK Number 0001016229 Filed Document 0001016229-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Ortho Kinematics, Inc. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $8,224,511 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CSA Global Equity Ltd See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547604 Filed Document 0001547604-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
WILKINSON EQUITY INCOME FUND 10, LLC See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001565154 Filed Document 0001565154-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LaSalle Property Fund, L.P. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476395 Filed Document 0001476395-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Hidden Villas Venture, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,080,000 Associated Brokers / Dealers Joey D. Miller and Kenneth M. Levine CIK Number 0001605909 Filed Document 0001605909-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tri-Town Commons LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001606120 Filed Document 0001606120-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Perella Weinberg Partners Xerion Offshore Fund Ltd. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441285 Filed Document 0000902664-14-002199 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALISADE ASSOCIATE INVESTMENT FUND, LLC See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555730 Filed Document 0001555730-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finicity Corp See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001605738 Filed Document 0001605738-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CENTRAL OIL & GAS CORP OF AMERICA See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001572016 Filed Document 0001117768-14-000364 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
RESOLUTION CREDIT OPPORTUNITIES FUND II, LP See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Elizabeth Furber CIK Number 0001537855 Filed Document 0000919574-14-002675 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northstar Mezzanine Partners VI U.S. Feeder I, L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591653 Filed Document 0001591653-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Diversified Credit Strategies Fund, Ltd. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456170 Filed Document 0001315863-14-000272 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accord Group Holdings LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,820,000 Associated Brokers / Dealers None CIK Number 0001579532 Filed Document 0001579532-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NewSmith Opportunities U.S. Fund Ltd See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515029 Filed Document 0000902664-14-002187 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilshire Diversified MAP Fund, LLC See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518632 Filed Document 0001518632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bay Area 14 Fund, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001606102 Filed Document 0001606101-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Avida Labs, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001606095 Filed Document 0001606095-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Sophos Partners, L.P. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605630 Filed Document 0000935836-14-000258 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCC INTERNATIONAL INC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001016229 Filed Document 0001016229-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
KeyBridge Fund II, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001606101 Filed Document 0001606101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Lightbridge Communications Corp See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001601608 Filed Document 0001601608-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
MAGNETECS CORP See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001352362 Filed Document 0001352362-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VII Capital Partners, L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459041 Filed Document 0001459041-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund