Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LAKE STREET FUND LP See All Filings	D/A	2014-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Wilshire Securities, Inc. CIK Number 0001212793 Filed Document 0001212793-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARTES OFFSHORE FUND LTD. See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606050 Filed Document 0001013594-14-000376 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Polunin Emerging Markets Small Cap Fund, LLC See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robin Pierce Armour, David Foree Nyren, and Daniel Adrian Weiss CIK Number 0001605885 Filed Document 0001605885-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
JN Medical Corp See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised $500,832 Associated Brokers / Dealers N/A CIK Number 0001601279 Filed Document 0001601279-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Guardant Health, Inc. See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised $32,500,000 Associated Brokers / Dealers N/A CIK Number 0001576280 Filed Document 0001576280-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EVEREST CAPITAL EMERGING MARKETS LTD. See All Filings	D/A	2014-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361693 Filed Document 0000919574-14-002692 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVEREST CAPITAL ASIA (US$) LTD. See All Filings	D/A	2014-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417530 Filed Document 0000919574-14-002697 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Murrells Inlet GP, LP See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised $337,820 Associated Brokers / Dealers N/A CIK Number 0001605893 Filed Document 0001605893-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Lively LLC See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001584513 Filed Document 0001584513-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AngelList-Genome2-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised $91,750 Associated Brokers / Dealers N/A CIK Number 0001606004 Filed Document 0001606004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ion Linac Systems, Inc. See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001606046 Filed Document 0001606046-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
AMYRIS, INC. See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001365916 Filed Document 0001365916-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Breakwater Valve Systems, LLC See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001606196 Filed Document 0001606196-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AngelList-Cirros-Fund, a series of AngelList-RB-Funds, LLC See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised $257,438 Associated Brokers / Dealers N/A CIK Number 0001606081 Filed Document 0001606081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HORSESHOE LLC See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers MATRIX CAPITAL GROUP, INC. CIK Number 0001600280 Filed Document 0001600280-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ETO II Operating Partnership, LP See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606179 Filed Document 0001606179-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BDR Greenbridge III LLC See All Filings	D	2014-04-22 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001605921 Filed Document 0001605921-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Salient Zarvona Energy Fund II-A, L.P. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew B. Linbeck, William W. Cathriner II, Craig C. Dawson, Fred L. Williams, Jr., J. Matthew Newtown, Matthew P. Summers, Stephen D. Strake, Sr., Matthew H. Moncrief, John Coleman Dawson, III, Greg B. Reidy, and Gregory A. Reid CIK Number 0001602162 Filed Document 0001602162-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
La Crosse Hotel Group LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001601650 Filed Document 0001601650-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
CapStreet IV, L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595759 Filed Document 0001595759-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Giggles N' Hugs, Inc. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers WestPark Capital and Merriman Capital CIK Number 0001381435 Filed Document 0001493152-14-001212 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
TOWER EAST MAVERICK FUND LLC See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001243631 Filed Document 0001243631-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
S Labs Holdings, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,776,323 Associated Brokers / Dealers N/A CIK Number 0001606045 Filed Document 0001606043-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ThermalCore, Inc. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593118 Filed Document 0001593118-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Signal Point Holdings Corp. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $10,700,000 Associated Brokers / Dealers Arjent LLC CIK Number 0001560351 Filed Document 0001560351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sotera Wireless, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $53,919,001 Associated Brokers / Dealers N/A CIK Number 0001313884 Filed Document 0001602471-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ledger Petroleum LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Bart Harrison, Dominic Baldini, Trevor Gordon, Glenn Martini, Larry Law, Debra Snetting, Thomas Hille, Jason Venclef, Kevin Grunawalt, and Don Alan Wittler CIK Number 0001459850 Filed Document 0001459850-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GLF Integrated Power Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572927 Filed Document 0001572927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EXPANDED HIGH YIELD FUND, L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087222 Filed Document 0001181431-14-016730 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE HIGH YIELD FUND, L.P. See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000945816 Filed Document 0001181431-14-016728 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ling & Louie's Minneapolis, LLC See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001602770 Filed Document 0001602770-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fortress Worldwide Transportation & Infrastructure Investors Offshore L.P. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC"), Deutsche Bank Securities Inc. ("DBSI"), and Barclays Capital Inc. ("Barclays") CIK Number 0001566498 Filed Document 0000950172-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SHARETOWN, INC. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001606129 Filed Document 0001606129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Zodiac Spirits, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001606096 Filed Document 0001606096-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tubular Labs, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001552879 Filed Document 0001552879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lagunita, Ltd. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Frontier Solutions LLC CIK Number 0001605896 Filed Document 0001605896-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSO INVESTORS LTD See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459687 Filed Document 0001459687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIOMICS Corp See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,104,000 Associated Brokers / Dealers N/A CIK Number 0001605831 Filed Document 0001140361-14-017782 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cornell Capital Special Situations Partners I LP See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604785 Filed Document 0000950103-14-002786 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cambridge Medical Funding Group II, LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001606374 Filed Document 0001606374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
E ZASSI LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001452098 Filed Document 0001452098-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wilshire Institutional Master Fund II SPC See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518631 Filed Document 0001518631-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ForSight VISION5, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001512390 Filed Document 0001512390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Airelle Skin LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $314,000 Associated Brokers / Dealers N/A CIK Number 0001606053 Filed Document 0001606053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Big Fun Productions Limited Partnership See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001606075 Filed Document 0001606075-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AWS Holdings, Inc. See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised $33,333,333 Associated Brokers / Dealers N/A CIK Number 0001604920 Filed Document 0001604920-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnitude Select Opportunities Fund, LLC - Series 2 See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605979 Filed Document 0001605979-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWTYN TE PARTNERS, LP See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548709 Filed Document 0000905718-14-000159 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCM HIGH YIELD TRUST See All Filings	D/A	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460557 Filed Document 0001181431-14-016731 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategy Capital GP LLC See All Filings	D	2014-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605668 Filed Document 0001555730-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund