Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KETTLE CREEK DEVELOPMENT, LTD. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $968,000 Associated Brokers / Dealers N/A CIK Number 0001613488 Filed Document 0001613488-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Soundwall, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $4,492,114 Associated Brokers / Dealers N/A CIK Number 0001589193 Filed Document 0001589193-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SCOPERTA, INC. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001350016 Filed Document 0001350016-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Lorikeet Fund LP See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472015 Filed Document 0001315863-14-000562 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHC Diversified Direct Credit Fund LP - Series B See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620002 Filed Document 0001620002-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHC DIVERSIFIED DIRECT CREDIT FUND LP - SERIES A See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620134 Filed Document 0001620134-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICM (VII) U.S. Realty, LP See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001621245 Filed Document 0001621245-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Nevermore NYC Ltd Liability Co See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001621297 Filed Document 0001621297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
SOF X Private Investors Offshore 1, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621340 Filed Document 0001012975-14-000647 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Escalate Capital Partners SBIC III, Lp See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $85,500,000 Associated Brokers / Dealers N/A CIK Number 0001621476 Filed Document 0001621476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CATASYS, INC. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001136174 Filed Document 0001136174-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Apivio Systems Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $1,631,873 Associated Brokers / Dealers N/A CIK Number 0001492286 Filed Document 0001492286-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Arciterra Strategic Retail - Briargate & Linden IL, LLC See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers VSR Financial Services, Inc. and David John Turner CIK Number 0001615812 Filed Document 0001615812-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Giga Entertainment Media Inc See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001584319 Filed Document 0001584319-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
COLUMBUS GOLD CORP See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $292,151 Associated Brokers / Dealers N/A CIK Number 0001321992 Filed Document 0001183740-14-000316 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Silver Bay Operating Partnership L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $35,600,000 Associated Brokers / Dealers N/A CIK Number 0001565438 Filed Document 0001565438-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
K2/Highland Overseas Ltd See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GS Capital Management LLC CIK Number 0001319590 Filed Document 0001507943-14-000092 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCA Strategos RMBS Fund See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587547 Filed Document 0001587547-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bank of New York Mellon Corp See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated and BNY Mellon Capital Markets, LLC CIK Number 0001390777 Filed Document 0001181431-14-033245 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Debt
NLCF Fund LP See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531602 Filed Document 0001315863-14-000566 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hahn & Co II L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620600 Filed Document 0001620600-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOF X Private Investors, LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621280 Filed Document 0001012975-14-000648 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VELITE ENERGY L P See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355351 Filed Document 0001315863-14-000561 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nektar Acquisition Co LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers n/a CIK Number 0001621212 Filed Document 0001621212-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Stonehill Strategic Hotel Credit Opportunity Fund, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001622024 Filed Document 0001622024-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Equitorial Exploration Corp. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $74,283 Associated Brokers / Dealers Richard Fite CIK Number 0001605281 Filed Document 0001062993-14-005758 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Crossing Cultures LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001500542 Filed Document 0001500542-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
One Thousand & One Voices Africa Fund I, L.P. See All Filings	D/A	2014-10-02 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001621077 Filed Document 0001621077-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEXT PLAY CAPITAL I, L.P. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001620327 Filed Document 0001620327-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Insights, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001574167 Filed Document 0001574167-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Pica8, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $12,499,984 Associated Brokers / Dealers N/A CIK Number 0001559980 Filed Document 0001559980-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCM Timberledge, LP See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $3,260,000 Associated Brokers / Dealers N/A CIK Number 0001621299 Filed Document 0001621299-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
OBALON THERAPEUTICS INC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $30,000,005 Associated Brokers / Dealers N/A CIK Number 0001427570 Filed Document 0001427570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield DTLA Figat7th REIT LLC See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001621166 Filed Document 0001621166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Be Girl, Inc. See All Filings	D	2014-10-02 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001621149 Filed Document 0001621149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Granite Communities, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $6,502,026 Associated Brokers / Dealers N/A CIK Number 0001563350 Filed Document 0001140361-14-037564 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prodigy Shorewood Domestic Feeder REP Fund, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001592832 Filed Document 0001592832-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Inventions Unlimited Corp. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers na CIK Number 0001587242 Filed Document 0001587242-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Dynamis Software Corp See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001569093 Filed Document 0000892712-14-000712 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
WALDMAN CAPITAL MANAGEMENT, LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489720 Filed Document 0001013594-14-000613 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FMS Kalamazoo, LLC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $1,162,727 Associated Brokers / Dealers N/A CIK Number 0001624309 Filed Document 0001461373-14-000057 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Investors, LP See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001622039 Filed Document 0001622039-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PREMIER BIOMEDICAL INC See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001515740 Filed Document 0001614671-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pulser Media, Inc. See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $3,848,000 Associated Brokers / Dealers N/A CIK Number 0001605150 Filed Document 0001605150-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
KNAPTON, LIMITED PARTNERSHIP See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588991 Filed Document 0001588991-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ZEEP Inc See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised $1,052,877 Associated Brokers / Dealers N/A CIK Number 0001436598 Filed Document 0001436598-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Carlyle Realty Partners VII - II ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001621107 Filed Document 0001621107-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlockStream Corp See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $16,204,995 Associated Brokers / Dealers N/A CIK Number 0001621139 Filed Document 0001621139-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater All Weather Portfolio III, Ltd. See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536998 Filed Document 0001536998-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
South Atlantic Bancshares Inc See All Filings	D	2014-10-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers HEED PARTNERS, LLC CIK Number 0001405292 Filed Document 0001405292-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity