Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OceanGate Inc See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001559118 Filed Document 0001559118-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Ellington Fund Ltd. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001473801 Filed Document 0001140361-15-020172 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GasTechno Energy & Fuels (USA) LLC See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001607583 Filed Document 0001493152-15-001888 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Tactical Income CEF Fund See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549686 Filed Document 0001547435-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sword Diagnostics Inc See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001324536 Filed Document 0001638792-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Holowesko Global Equity Fund LLC See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481282 Filed Document 0000950172-15-000065 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watermark Partners, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001637012 Filed Document 0001637012-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
MidCap FinCo Ltd See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001625382 Filed Document 0001625382-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Pyramis Lifecycle Russell 1000 Growth Index Fund, LP See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC CIK Number 0001642293 Filed Document 0001642293-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPB Manager Fund, SPC-Segregated Portfolio 100 See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576452 Filed Document 0001507943-15-000087 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renaissance Institutional Diversified Alpha Fund International L.P. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607391 Filed Document 0001607391-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Hail Merry, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001642504 Filed Document 0001642504-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
New Mountain Vantage LO (Cayman) Ltd. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607354 Filed Document 0000950142-15-001058 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Skoop, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588432 Filed Document 0001588432-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Victory Capital Holdings, Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570827 Filed Document 0001570827-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Gametime United Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $13,306,031 Associated Brokers / Dealers N/A CIK Number 0001641569 Filed Document 0001641569-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Villages of Chapel Hill Investments, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $10,815,000 Associated Brokers / Dealers NMS Capital Securities, LLC CIK Number 0001642339 Filed Document 0001642339-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
RP Management Investors III, L.P. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641612 Filed Document 0001641576-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verseon Corp See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $69,827 Associated Brokers / Dealers N/A CIK Number 0001348948 Filed Document 0001348948-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
FUTURES PORTFOLIO FUND L.P. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL FINANCIAL CORPORATION, WELLS FARGO ADVISORS, LLC, COMMONWEALTH FINANCIAL NETWORK, and LINCOLN FINANCIAL ADVISORS CORPORATION CIK Number 0000861441 Filed Document 0000861441-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Lyxor/Bridgewater Fund Ltd. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001467514 Filed Document 0001140361-15-020191 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
36 South Funds PLC See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512272 Filed Document 0000902664-15-002482 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
thePharm, Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001642556 Filed Document 0001642556-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
MANAGEMENT EQUITY HOLDINGS LLC See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised $3,695,000 Associated Brokers / Dealers N/A CIK Number 0001521139 Filed Document 0001521139-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vision III Imaging, Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers Frederick & Company, Inc. and Brokerbank Securities, Inc. CIK Number 0001624360 Filed Document 0001624360-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DIVERSE PARTNERS ETF VOLATILITY, LP See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALAN D. GLATT, DAVID W. RHUDY, and MELISSA D. GREENBERG CIK Number 0001641697 Filed Document 0000919574-15-003980 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpha Theory LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001393999 Filed Document 0001393999-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Plow-Fund, a series of AngelList-ThTe-Funds, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $157,000 Associated Brokers / Dealers N/A CIK Number 0001642204 Filed Document 0001642204-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westerly Partners QP, L.P. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001607754 Filed Document 0001607754-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Risk Finance LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $41,850,000 Associated Brokers / Dealers N/A CIK Number 0001346610 Filed Document 0001346610-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Debt
Fenway Summer Ventures LP See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637632 Filed Document 0001637632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAINSAIL GROUP, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers HARPETH SECURITIES, LLC CIK Number 0001641187 Filed Document 0001641187-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Tremony Seed LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001642179 Filed Document 0001642179-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
184 East 64th Street Holding LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $9,300,000 Associated Brokers / Dealers N/A CIK Number 0001640671 Filed Document 0001515971-15-000153 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Reliance Oil, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630836 Filed Document 0001630836-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Mineral Property
Boon Company, Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $50,304 Associated Brokers / Dealers N/A CIK Number 0001640087 Filed Document 0001640087-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bluebridge, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001603748 Filed Document 0001603748-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Axtria, Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001490702 Filed Document 0001490702-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Hedge FundDirect, LLC See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001607651 Filed Document 0001607651-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEP Bakken Partners Holdings, L.P. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641637 Filed Document 0001641637-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ClarVista Medical, Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $14,519,997 Associated Brokers / Dealers N/A CIK Number 0001642344 Filed Document 0001642344-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AI Alex City, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $600,300 Associated Brokers / Dealers N/A CIK Number 0001642427 Filed Document 0001642427-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Nora Therapeutics, Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $536,709 Associated Brokers / Dealers N/A CIK Number 0001461695 Filed Document 0001461695-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lyxor/Observatory Credit Markets Fund Ltd. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001435376 Filed Document 0001140361-15-020183 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Bolton International Ltd. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608292 Filed Document 0001608292-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets All-Cap Offshore Fund, Ltd. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565073 Filed Document 0001565073-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lake Charles Holdings, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001642143 Filed Document 0001642143-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
LIONEYE OFFSHORE FUND LTD. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ryan Gold and Simon Fischer CIK Number 0001456702 Filed Document 0001507943-15-000090 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sancus Capital Select Master Fund, Ltd. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001473242 Filed Document 0000919574-15-003953 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MKT Capital, LP See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572135 Filed Document 0001572135-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund