Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Chromaderm, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $5,098,276 Associated Brokers / Dealers N/A CIK Number 0001655284 Filed Document 0001655284-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Fixed Income Fund C, L.P. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623617 Filed Document 0001623617-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forest Landmark 14 LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001655353 Filed Document 0001627469-15-000067 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
WhoPlusYou Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001547360 Filed Document 0001547360-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
CDPO SPRING MEADOWS, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $5,485,000 Associated Brokers / Dealers N/A CIK Number 0001646466 Filed Document 0001140361-15-037882 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Spinnaker Diversified Managers Fund, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655592 Filed Document 0001655592-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
VWA ACS, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001655899 Filed Document 0001655899-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Code 42 Software, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $85,599,998 Associated Brokers / Dealers N/A CIK Number 0001538827 Filed Document 0001538827-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Domando Fund Ltd See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001653983 Filed Document 0001653983-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLUB CAPITAL PARTNERS 10, L.P. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647009 Filed Document 0001647009-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simply Measured, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $4,654,142 Associated Brokers / Dealers N/A CIK Number 0001525626 Filed Document 0001525626-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Magnolia Bay Resort Holdings, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $11,396,715 Associated Brokers / Dealers The Strategic Financial Alliance, Inc., First Allied Securities, Inc., and Triloma Securities, LLC CIK Number 0001642632 Filed Document 0001642632-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Numeracy, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654985 Filed Document 0001654985-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silvergate Pharmaceuticals, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001520642 Filed Document 0001520642-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
PBRELF I, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001500821 Filed Document 0001500821-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TPG Real Estate II FOF-QP, L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TPG CAPITAL BD, LLC CIK Number 0001654817 Filed Document 0001654817-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Coastland Relative Value Fund Ltd. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001488691 Filed Document 0001488691-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Instevent, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $6,618,750 Associated Brokers / Dealers N/A CIK Number 0001553246 Filed Document 0001553246-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Simius Sandstone LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001655474 Filed Document 0001655474-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Rayne Clinical Nutrition, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,028,062 Associated Brokers / Dealers N/A CIK Number 0001638568 Filed Document 0001591408-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Great Bay HV US LP See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653845 Filed Document 0001315863-15-000823 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steelworks Acquisition, L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001655449 Filed Document 0001655449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Coherence Capital Spectrum Fund Offshore, Ltd. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FDX CAPITAL LLC CIK Number 0001574173 Filed Document 0000919574-15-007343 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BBL COMMODITIES VALUE OFFSHORE FUND, LTD. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623226 Filed Document 0000919574-15-007331 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Symphony Education, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Columbia Capital Securities, Inc. CIK Number 0001655074 Filed Document 0001655074-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WHITESTONE INVESTMENTS I LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655357 Filed Document 0001655357-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Social Finance, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001532099 Filed Document 0001532099-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPG Real Estate Personnel II, L.P. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $4,463,000 Associated Brokers / Dealers N/A CIK Number 0001643852 Filed Document 0001643852-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Matrix Analytics, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,503,540 Associated Brokers / Dealers N/A CIK Number 0001655242 Filed Document 0001655242-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WEDGE Capital International Small Cap, LP See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622786 Filed Document 0001622786-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Medifirst Solutions, Inc. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522704 Filed Document 0001213900-15-007627 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Envest Microfinance Fund, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560373 Filed Document 0001560373-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoviEx Uranium Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,825,670 Associated Brokers / Dealers N/A CIK Number 0001490596 Filed Document 0001490596-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Zen Enterprises, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers None CIK Number 0001610972 Filed Document 0001493152-15-004793 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
Prairie Compass, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001655296 Filed Document 0001209191-15-075150 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Risk Consulting Partners Chicago, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655475 Filed Document 0001467481-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PayJoy, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001655009 Filed Document 0001655009-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PellePharm, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $719,680 Associated Brokers / Dealers N/A CIK Number 0001611568 Filed Document 0000914760-15-000286 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Electrum Fund, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Legend Securities, Inc. CIK Number 0001644421 Filed Document 0001644421-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nora Therapeutics, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001461695 Filed Document 0001461695-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
4D Molecular Therapeutics Inc See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $11,594,002 Associated Brokers / Dealers N/A CIK Number 0001650648 Filed Document 0001650648-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Youngevity International, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001569329 Filed Document 0001415889-15-003357 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Black Oak Fund I, L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,787,878 Associated Brokers / Dealers N/A CIK Number 0001654385 Filed Document 0001654385-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Oliver Street Dermatology Holdings LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001566269 Filed Document 0001566269-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAPITAL COMMERCE BANCORP INC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0000925369 Filed Document 0001042167-15-000161 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Host Co-invest Partners, L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $22,775,489 Associated Brokers / Dealers N/A CIK Number 0001649055 Filed Document 0001649055-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yew Tree Investment Fund PLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611907 Filed Document 0001611907-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
PCIP Plano Hotels Series See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $228,350 Associated Brokers / Dealers N/A CIK Number 0001654896 Filed Document 0001654896-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
PCIP Vanguard Clayton Series See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,084,030 Associated Brokers / Dealers N/A CIK Number 0001654899 Filed Document 0001654899-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
AlphaGen Energy Best Ideas Fund LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Henderson Global Investors Equity Planning Inc. CIK Number 0001647997 Filed Document 0001647997-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity