Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bout Space 1, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001606257 Filed Document 0000949353-14-000084 Exclusions or Exemptions 504 and 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
DigiPath,Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001502966 Filed Document 0001308411-14-000113 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Partners Fund LP See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001260407 Filed Document 0001095449-14-000048 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sabre Corp See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $645,496,464 Associated Brokers / Dealers N/A CIK Number 0001597033 Filed Document 0001209191-14-028894 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Utility Composite Solutions International Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers CV Brokerage CIK Number 0001606228 Filed Document 0001606228-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BlackGold Opportunity Offshore Fund, Ltd See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584101 Filed Document 0001584101-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DigiPath,Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001502966 Filed Document 0001308411-14-000119 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Globesherpa Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001570179 Filed Document 0001461859-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
I2R Holdings, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers E.L.K. Capital Advisors, LLC CIK Number 0001584704 Filed Document 0001584704-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Institutional Fund LP See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001192971 Filed Document 0001095449-14-000050 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEMPO VOLATILITY FUND LLC See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437746 Filed Document 0000950172-14-000046 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARRISON STREET SECURITIES ALRA FUND, LLC See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001358108 Filed Document 0001358108-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One4All, Inc. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001535117 Filed Document 0001535117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Debt
Promus Outlook Granger Project, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001606076 Filed Document 0001606076-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Systematic Momentum FuturesAccess LLC See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001393359 Filed Document 0001393359-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEERFORM, INC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Mikael Rapaport CIK Number 0001513136 Filed Document 0001513136-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
ARCH Venture Fund VIII, L.P. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001605598 Filed Document 0001605598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SILVER PALMS RV RESORT ESTATES LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $5,550,000 Associated Brokers / Dealers N/A CIK Number 0001606015 Filed Document 0001606015-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MICROCOAL TECHNOLOGIES INC. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Monarch Bay Securities, LLC CIK Number 0001445419 Filed Document 0001445419-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Yatra Online, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $19,100,000 Associated Brokers / Dealers N/A CIK Number 0001516899 Filed Document 0001516899-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Equity
Ironman Energy Capital (QP), L.P. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462154 Filed Document 0001315863-14-000280 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lumenpulse Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $337,681 Associated Brokers / Dealers Canaccord Genuity Inc., Scotia Capital (USA) Inc., National Bank of Canada Financial Inc., BMO Nesbitt Burns Securities Ltd., and Raymond James (USA) Ltd. CIK Number 0001606493 Filed Document 0001538472-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Precision Image Analysis, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001565413 Filed Document 0001565413-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ESG Domestic Opportunity Offshore Fund Ltd. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001518305 Filed Document 0000919574-14-002708 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yeanay, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001606298 Filed Document 0001606298-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Butler Ambulatory Surgery Center LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $572,630 Associated Brokers / Dealers N/A CIK Number 0001304511 Filed Document 0001304511-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PCX HOLDING CORP. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $27,618,214 Associated Brokers / Dealers N/A CIK Number 0001606344 Filed Document 0001405086-14-000149 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS EUROPEAN REAL ESTATE OPPORTUNITIES FUND, L.L.C. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $202,051,000 Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001597631 Filed Document 0001605447-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilshire Solutions Funds Trust See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574159 Filed Document 0001574159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bivarus, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001606253 Filed Document 0001606253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
AgSmarts, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001606165 Filed Document 0001606165-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
ActivaDerm, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001605229 Filed Document 0001605229-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
VSL Partners, LP See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001605153 Filed Document 0001605153-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orion Mine Finance (Delaware) Fund I-A LP See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001606235 Filed Document 0001606235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highbridge Asia Strategies Fund, L.P. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001605709 Filed Document 0001461642-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GC Synexus Fund Ltd. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520728 Filed Document 0000919574-14-002699 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cadence Alternative Investments, L.P. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556863 Filed Document 0001556863-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toro Entertainment Group, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606359 Filed Document 0001606359-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Windgap Medical, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $2,717,500 Associated Brokers / Dealers N/A CIK Number 0001606077 Filed Document 0001606077-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Recon Instruments Inc. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001587259 Filed Document 0001140361-14-017379 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Growth Fund, L.P. See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470977 Filed Document 0001095449-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wordstream, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $57,500 Associated Brokers / Dealers N/A CIK Number 0001492059 Filed Document 0001492059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LORUS THERAPEUTICS INC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $28,750,000 Associated Brokers / Dealers RBC Dominion Securities Inc., Roth Capital Partners, LLC, and Cormark Securities Inc. CIK Number 0000882361 Filed Document 0001439059-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Pax8, Inc. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001539057 Filed Document 0001539057-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Off Broadway With Janis Ltd Liability Co See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001605889 Filed Document 0001605889-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
ICONIC THERAPEUTICS INC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised $24,266,880 Associated Brokers / Dealers N/A CIK Number 0001226555 Filed Document 0001226555-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PetroCap Partners II, L.P. See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606192 Filed Document 0001606192-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SR PHOENICIA INC See All Filings	D/A	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340183 Filed Document 0000943663-14-000100 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHI Single Index Option Fund, LP See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Accelerated Capital Group, Inc. CIK Number 0001606203 Filed Document 0001606203-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proteus Feeder Fund I, LLC See All Filings	D	2014-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605677 Filed Document 0001605677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity