Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sevion Therapeutics, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC, Newport Coast Securities, Inc., Laidlaw & Company (UK), Ltd., and Axiom Capital Management, Inc. CIK Number 0001035354 Filed Document 0001144204-15-031771 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCCARTHY CAPITAL MORTGAGE INVESTORS, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001641921 Filed Document 0001641921-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
FFL IV Co-Investment Fund, L.P. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642636 Filed Document 0001181431-15-007046 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INCOME ADVANTAGE FUND II LLC See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001577541 Filed Document 0001577541-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Graticule Managed Fund B LP See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642487 Filed Document 0000950172-15-000073 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stand Technologies, Inc. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001631743 Filed Document 0001631743-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
REALFUND INVESTMENTS, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVENUE GEORGES V LLC, CAHVA S.A.R.L., CORBEL INC, EVEREST HOLDING S.P.R.L., FIVE STAR INVESTORS, FLEXAM INVEST S.A.R.L., KOYTCHA IMMO USA LLC, MISHPARA LLC, TABATALANTA, VICTORIA PARK B2M2 LLC, WEB INVESTMENT OF FLORIDA INC, WEBACTION OF FLORIDA LLC, and FLEXAM INVEST SA CIK Number 0001638559 Filed Document 0001638559-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wichita Falls Bancshares, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $6,000,070 Associated Brokers / Dealers N/A CIK Number 0001468456 Filed Document 0001468456-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rocking M Media, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers NONE CIK Number 0001641610 Filed Document 0001641610-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Freedom Healthcare of America LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001609524 Filed Document 0001609524-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
TELEIOS GLOBAL OPPORTUNITIES, LP See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL PARTNERS CIK Number 0001604812 Filed Document 0000919574-15-004278 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
Quanton Data Analytics, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001619101 Filed Document 0001619101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OW K2 Acquisition LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642482 Filed Document 0001140361-15-019941 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THS Kingsway Fund See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576474 Filed Document 0001576474-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Exxel Outdoors, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640957 Filed Document 0001640957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Scientific Technologies, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Halen Capital Management and Newport Coast Securities, Inc. CIK Number 0001634394 Filed Document 0001213900-15-003852 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acton, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001581768 Filed Document 0001581768-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Helix Sleep, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001638378 Filed Document 0000905718-15-000438 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Eventure Interactive, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001509351 Filed Document 0001144204-15-031341 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $2,715,548 Associated Brokers / Dealers Gwen Middeke, Robert Scharff, Jr., Michael Corry, Paul Flotken, and Larry Celniker CIK Number 0001135856 Filed Document 0001135856-15-000174 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Juice Marketing, LLC See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001616122 Filed Document 0001616122-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Reliable Power Services, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $24,200,000 Associated Brokers / Dealers N/A CIK Number 0001642046 Filed Document 0001642046-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Digital Legacy LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001642645 Filed Document 0001642645-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
ALUNG TECHNOLOGIES INC See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Melvin Pirchesky CIK Number 0001179295 Filed Document 0001179295-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
European Buy-Out Opportunities III Limited Partnership See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641947 Filed Document 0001641947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloud Raxak, Inc. See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001642530 Filed Document 0001642530-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Formidable Fund, LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608012 Filed Document 0001608012-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INSIGNIA VINTAGE FUND L P See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344237 Filed Document 0001344237-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gold Valley Global Holding Corp. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642352 Filed Document 0001642352-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business Z4 Revenue or Assets $No Revenues Type of Security Debt
Metis Legacy Capital Income Fund I, LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001575354 Filed Document 0001575354-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SELIGMAN TECH SPECTRUM FUND LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167797 Filed Document 0001140361-15-019724 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DYNATRONICS CORP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Ladenburg Thalmann & Co., Inc. and FMV Capital Markets, LLC CIK Number 0000720875 Filed Document 0001637834-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Huaxing Capital Partners II, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001642406 Filed Document 0001642406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
aNb Media, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001638793 Filed Document 0001638793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dedicated AQR Managed Futures Fund Ltd See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642342 Filed Document 0001140361-15-019635 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highcrest Private Credit Income Fund, LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None. There is no sales compensation, no recipient, and no solicitation in connection therewith. CIK Number 0001642475 Filed Document 0001642475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knightvest Fairways, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers None CIK Number 0001642237 Filed Document 0001642206-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
OrthoFi, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001574312 Filed Document 0001574312-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $521,600 Associated Brokers / Dealers Stan Eckert and David Bass CIK Number 0001135856 Filed Document 0001135856-15-000173 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SavingStar, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,090,925 Associated Brokers / Dealers N/A CIK Number 0001499587 Filed Document 0000897069-15-000357 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
EXUMA QUALIFIED PARTNERS LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities Inc. and Park Hill Group LLC CIK Number 0001569270 Filed Document 0000919574-15-004018 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG ELEVEN PARTNERS LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CFA Financial LLC, Lyster, Watson & Company, Inc., and Morgan Stanley Smith Barney LLC CIK Number 0000823845 Filed Document 0000823845-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MoneyGuide Advisory, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001642225 Filed Document 0001642225-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
TriplePulse, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001603707 Filed Document 0001603707-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
VERRAZZANO EUROPEAN FOCUS FUND PLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547020 Filed Document 0000919574-15-003995 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Viking MVI I LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548458 Filed Document 0000902664-15-002512 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southeastern Concentrated Value-EMEA LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642393 Filed Document 0000902664-15-002524 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG Pharmaceuticals, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $14,200 Associated Brokers / Dealers N/A CIK Number 0001642422 Filed Document 0001140361-15-020271 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Red Leaf Opportunities Fund, LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641606 Filed Document 0001641606-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund