Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Walton U.S. Land Fund 7, LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc. CIK Number 0001601750 Filed Document 0001601708-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
Palladium Equity Partners IV, L.P. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. and Sabertia Capita Partners SL CIK Number 0001554773 Filed Document 0001554773-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JBG/Fund IX Family, L.L.C. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $6,565,000 Associated Brokers / Dealers N/A CIK Number 0001602525 Filed Document 0001140361-14-017569 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio RockTenn, Ltd. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001529315 Filed Document 0001140361-14-017482 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Island Park Pizza Partners Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001604535 Filed Document 0001387131-14-001517 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Harland Film Fund II LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pennaluna & Company Inc. CIK Number 0001606665 Filed Document 0001052918-14-000129 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Nguyen Capital Partners, LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572257 Filed Document 0001572257-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Mortgage Value Partners, L.P. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001456169 Filed Document 0001315863-14-000284 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AACP IV China Investors, LP See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606255 Filed Document 0001606255-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hull #3 Prospect Joint Venture See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001606480 Filed Document 0001606480-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Automotive Management Analytics, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $100,500 Associated Brokers / Dealers N/A CIK Number 0001606343 Filed Document 0001606343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wheels on the Bus Tours LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001606536 Filed Document 0001606536-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Molecular Imprints, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $18,810,000 Associated Brokers / Dealers N/A CIK Number 0001605994 Filed Document 0001605994-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Maximum Energy Development LLC 1 See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001606199 Filed Document 0001606199-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Balfour Place Investors, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers N/A CIK Number 0001606783 Filed Document 0001606783-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FANCY CHAP, INC. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001604911 Filed Document 0001604721-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Citadel Velocity Fund LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605996 Filed Document 0001605996-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
5x5 Factoring,LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606420 Filed Document 0001606420-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Brevan Howard Strategic Macro Fund Ltd See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001604663 Filed Document 0001604663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWM Fund of Funds SP a segregated portfolio of T Wealth Management Fund SPC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606189 Filed Document 0001606189-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VoCare, Inc. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Kris Theno CIK Number 0001498738 Filed Document 0001498738-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Trive Capital Fund I LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573380 Filed Document 0001573380-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sarissa Capital Domestic Fund LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575277 Filed Document 0001575277-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rxpress Investments, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001606391 Filed Document 0001181431-14-016978 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Paperless Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $24,750,000 Associated Brokers / Dealers N/A CIK Number 0001477654 Filed Document 0001477654-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Teng Yue Partners Offshore Fund, L.P. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515413 Filed Document 0001315863-14-000283 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Socratic Global Energy Fund LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385926 Filed Document 0001385926-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
June Blackbox, Inc. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001522204 Filed Document 0001522204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIOINCEPT LLC See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001401750 Filed Document 0001192482-14-000071 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Game Plan Holdings, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456090 Filed Document 0001393905-14-000244 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sothic Capital European Opportunities Fund LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484663 Filed Document 0000919574-14-002807 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iiWisdom, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001606418 Filed Document 0001606418-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amansa Fund, L.P. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462028 Filed Document 0001462028-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solutions BioMed LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001385791 Filed Document 0001385791-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Asia Alternatives Capital Partners IV, LP See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606269 Filed Document 0001606269-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AIM-SecondChance-2014 LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $327,800 Associated Brokers / Dealers N/A CIK Number 0001605551 Filed Document 0001605551-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Athene Holding Ltd See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527469 Filed Document 0001140361-14-017537 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Paris Finance I, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $145,563,883 Associated Brokers / Dealers N/A CIK Number 0001605816 Filed Document 0001605816-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldman Sachs Proprietary Access Fund Offshore, Ltd. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001479560 Filed Document 0001140361-14-017480 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Willowcroft Pharm Inc See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Kyle Geftos CIK Number 0001605460 Filed Document 0001605460-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Solar Empowerment Fund II LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001606187 Filed Document 0001606187-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Toquepala Fund, LP See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605971 Filed Document 0001605971-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cause.it Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001564769 Filed Document 0001564769-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Credit Suisse GAINS Commodity Plus, L.P. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001475181 Filed Document 0001475181-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSN Funding, L.P. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001572843 Filed Document 0001572843-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Ling & Louie's Minneapolis, LLC See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Northland Securities CIK Number 0001602770 Filed Document 0001602770-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Palo Alto Korea Fund, L.P. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488265 Filed Document 0000935836-14-000261 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PADDLE 8, INC. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001541426 Filed Document 0001144204-14-024831 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Teng Yue Partners Fund, L.P. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515412 Filed Document 0001315863-14-000282 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantera Global Technology, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $865,000 Associated Brokers / Dealers N/A CIK Number 0001607696 Filed Document 0001607696-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity