Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sonoma Capital, LP See All Filings	D/A	2014-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458331 Filed Document 0001013594-14-000392 Exclusions or Exemptions 506b Accepted Date 2014-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ApplePie Capital, Inc. See All Filings	D	2014-04-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607185 Filed Document 0001607185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Rise Companies Corp. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $32,808,000 Associated Brokers / Dealers N/A CIK Number 0001606517 Filed Document 0001606517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Monolith Select Strategies Power Fund LLC See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510311 Filed Document 0001510311-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Paris Finance II, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $125,099,948 Associated Brokers / Dealers N/A CIK Number 0001605662 Filed Document 0001605662-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grosvenor Emerging Manager Fund (CI), LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001574819 Filed Document 0001574819-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton U. S. Land Fund 5, LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc. CIK Number 0001601708 Filed Document 0001601708-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
OMEDIX, INC. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001529355 Filed Document 0001529355-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Galway Metals Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $604,470 Associated Brokers / Dealers N/A CIK Number 0001605649 Filed Document 0001605649-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SBS Asia I Investors, LP See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561738 Filed Document 0001561738-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio American Honda Master Retirement Fund, Ltd. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001531459 Filed Document 0001140361-14-017484 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund I, LLC See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $18,532,124 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001599501 Filed Document 0001599501-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sarissa Capital Offshore Fund Ltd See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575285 Filed Document 0001575285-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Delta Value Partners Fund Ltd. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eurekacap Partners, Inc. CIK Number 0001605771 Filed Document 0001013594-14-000396 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
PALO ALTO HEALTHCARE FUND II L P See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001366743 Filed Document 0000935836-14-000262 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JBG/Fund IX Investor, L.L.C. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $2,330,000 Associated Brokers / Dealers N/A CIK Number 0001602536 Filed Document 0001140361-14-017566 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aspect Institutional Diversified Fund See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001605251 Filed Document 0001315863-14-000286 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medikidz, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Ariadne Capital Limited CIK Number 0001606628 Filed Document 0001013594-14-000389 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QUICKCLASS, INC. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001067810 Filed Document 0001067810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
ZoomCar, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,310,000 Associated Brokers / Dealers N/A CIK Number 0001588864 Filed Document 0001588864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Debt
PM Aircraft II, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606407 Filed Document 0001606407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALASKA Revenue or Assets $No Revenues Type of Security Equity
EquaMetrics Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001526482 Filed Document 0001526482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OBMedical Co See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001585050 Filed Document 0001585050-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Algal Scientific Corp See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466536 Filed Document 0001466536-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
West Kirkland Mining Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $24,033,691 Associated Brokers / Dealers Sprott Global Resource Investments Ltd., Cormark Securities Inc., Macquarie Capital Markets Canada Ltd., PI Financial Inc., and GMP Securities L.P. CIK Number 0001492927 Filed Document 0001140361-14-017875 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SocialFlow, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $2,574,998 Associated Brokers / Dealers N/A CIK Number 0001485486 Filed Document 0001485486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WISER CAPITAL, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606008 Filed Document 0001140361-14-018417 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nguyen Capital Partners, LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572257 Filed Document 0001572257-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treasury Holdings LLC See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001403467 Filed Document 0001403467-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KUBOO, INC. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001051209-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Hawk Ridge Partners II L.P. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steve Friedman CIK Number 0001606283 Filed Document 0001606283-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opportunity Transformation Investments, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001570730 Filed Document 0001181431-14-016882 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Mediterranean Snack Food Company, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001555520 Filed Document 0001555520-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Walton U.S. Land Fund 6, LP See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc. CIK Number 0001601746 Filed Document 0001601708-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
AG Mortgage Value Partners, Ltd. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001458580 Filed Document 0001315863-14-000285 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kassel Equity Group, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Dannie L. Moss, Rodney Teeter, and William Evans CIK Number 0001487316 Filed Document 0001487316-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KCB Private Equity Fund II QP LP See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001605846 Filed Document 0001605846-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JSMB 2940 LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001606394 Filed Document 0001606394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Renovate America, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $50,000,003 Associated Brokers / Dealers N/A CIK Number 0001487481 Filed Document 0001487481-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NSC Inflation Fund, Ltd. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Potomac Capital Markets, LLC CIK Number 0001574272 Filed Document 0001574272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rialto Bridge Partners, L.P. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001606500 Filed Document 0001606500-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
XIRRUS INC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $11,063,611 Associated Brokers / Dealers N/A CIK Number 0001348409 Filed Document 0001348409-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ePals Corp See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001527457 Filed Document 0001062993-14-002377 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
J.P. Morgan Leveraged Loans Master Fund L.P. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001461165 Filed Document 0000950103-14-002960 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SETEM TECHNOLOGIES, LLC See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001551493 Filed Document 0001551493-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio Caselton Fund, Ltd. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001529316 Filed Document 0001140361-14-017483 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Velocity Fund Ltd. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606033 Filed Document 0001606033-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AnythingIT, Inc. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001129048 Filed Document 0001354488-14-002048 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Brevan Howard Strategic Macro Fund, L.P. See All Filings	D	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001604652 Filed Document 0001604652-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor China Harvest III Feeder Fund, L.P. See All Filings	D/A	2014-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001571061 Filed Document 0001571061-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund