Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Samsara Networks Inc. See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $24,999,979 Associated Brokers / Dealers N/A CIK Number 0001642896 Filed Document 0001642896-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mapleton Retirement Investors, LLC See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112159 Filed Document 0001095449-15-000084 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BR Glendale AZ Investments, LLC See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $1,085,000 Associated Brokers / Dealers N/A CIK Number 0001574691 Filed Document 0001574691-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Metabiota, Inc. See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $30,199,999 Associated Brokers / Dealers N/A CIK Number 0001595047 Filed Document 0001595047-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Modesto Retail Center DST See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised $23,338,999 Associated Brokers / Dealers Inland Securities Corporation, Christina S. Nielson, Michael Packman, Eric R. Heckman, Peter D. Fisher, Robert R. Tweed, Keith R. Gunther, Norman G. Price, John W. Goff, Lanny R. Howarter, Brian E. Kampbell, Rocco A. Cortese, Thomas Boaks, II, Kevin P. Fitzgerald, Robert J. Binkele, Carl F. Worden, III, Daniel P. Raupp, Eric S. Scaff, Brian E. Kampbell, Patrick R. Conway, Jeffrey J. McKay, Donald S. Meredith, Timothy J. Sherer, Gary G. Benson, Jeffrey A. Kiesnoski, Dwight K. Kay, John J. Lewis, Robert B. Joki, John M. Donnelly, Hal P. Masover, Larry R. Law, Ryan J. Sherer, Trawnegan Gall, Joseph A. Graziano, Scott D. Offerman, Gary E. Conley, Thomas D. Sanders, Jeffrey F. Bigler, Robert S. Smith, Joseph G. Michaletz, Francis R. Bowen, Jeffrey M. Warren, Jon Paul Cirelli, Curtis H. Smiley, William J. Bugdon, Richard P. Eckstein, and David B. Levinson CIK Number 0001606843 Filed Document 0001606843-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Lyfe Kitchen, LLC See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001642948 Filed Document 0001642948-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Formation8 Partners Hardware Fund I, L.P. See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001641394 Filed Document 0001641394-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Avant Luxury SFR Fund, LLC See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001642851 Filed Document 0001642851-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Klondike LLC See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001642394 Filed Document 0001642394-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SFF PORTFOLIO CO INVESTMENTS, LLC CO-INVESTMENT SERIES II See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608546 Filed Document 0001608546-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MACKAY MUNICIPAL CREDIT OPPORTUNITIES MASTER FUND LP See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. and NYLIFE Distributors LLC CIK Number 0001460030 Filed Document 0001140361-15-021099 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Alpha Seed Fund, L.P. See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001643024 Filed Document 0001643024-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEG PARTNERS L P See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel Silverstein, Lyster Watson Securities, Inc., Douglas Merle Angstrom, and Douglas Merle Angstrom CIK Number 0001060793 Filed Document 0001060793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Myriad Japan Reflation US Fund Ltd See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001642714 Filed Document 0001642714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinex Pharmaceuticals, Inc. See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $62,799,990 Associated Brokers / Dealers N/A CIK Number 0001300699 Filed Document 0001300699-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MALTA MLC OFFSHORE, LTD. See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFC, LLC, Sandler O'Neill & Partners, L.P., and Aqueduct Capital Group, LLC CIK Number 0001297944 Filed Document 0000919574-15-004592 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthy Life Brands LLC See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001592068 Filed Document 0001592068-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Copperhill Loan Fund I, LLC See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608678 Filed Document 0001608678-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Wealth Protection Fund, L.P. See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475025 Filed Document 0001475025-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mapleton Capital Investors, LLC See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112160 Filed Document 0001095449-15-000083 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 89, LLC See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $152,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001642551 Filed Document 0001642551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
A-Squared BAM Opportunity I, L.P. See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001642532 Filed Document 0001642532-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bay Capital India Fund QP See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643059 Filed Document 0001643059-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIC Investors, LLC See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001643101 Filed Document 0001643101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AngelList-Lely-Fund, a series of AngelList-SB-Funds, LLC See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $102,500 Associated Brokers / Dealers N/A CIK Number 0001642870 Filed Document 0001642870-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Shyp3-Fund, a series of AngelList-TF-Funds, LLC See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $5,007,422 Associated Brokers / Dealers N/A CIK Number 0001642869 Filed Document 0001642869-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seawater Solutions, Inc. See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001640774 Filed Document 0001640774-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
US Farmland Fund, LP See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494520 Filed Document 0001494520-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Hedge FundDirect, LLC See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001607651 Filed Document 0001607651-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Curate Health, LLC See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001643004 Filed Document 0001643004-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Munt-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $206,980 Associated Brokers / Dealers N/A CIK Number 0001642894 Filed Document 0001642894-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mapleton Platinum Investors, LLC See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112161 Filed Document 0001095449-15-000126 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sciens Aviation Holdings II L.P. See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001639612 Filed Document 0001639612-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
High Alpha Studio, LLC See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $8,450,000 Associated Brokers / Dealers N/A CIK Number 0001643011 Filed Document 0001643011-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Three VP Texas, L.P. See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $7,350,000 Associated Brokers / Dealers N/A CIK Number 0001643162 Filed Document 0001140361-15-021668 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Malta Hedge Fund II, L.P. See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sandler O'Neill & Partners, L.P., WFS, LLC, and Aqueduct Capital Group, LLC CIK Number 0001067768 Filed Document 0000919574-15-004596 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Alpha Co-Investment, LLC See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001643026 Filed Document 0001643026-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Myriad Japan Reflation Offshore Fund Ltd See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001642716 Filed Document 0001642716-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InvestNextDoor Inc See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634551 Filed Document 0001634551-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lft-11-Fund, a series of SP-21-Fund, LLC See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001642867 Filed Document 0001642867-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quick.ly, Inc. See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers N/A CIK Number 0001642876 Filed Document 0001642876-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Commodity Partners L P See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cetera Advisors LLC and Securities America, Inc. CIK Number 0001327851 Filed Document 0001327851-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lavelle Networks Inc. See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001642509 Filed Document 0001144204-15-032826 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elementum Directus Offshore Fund Ltd See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551984 Filed Document 0001315863-15-000486 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brit Media, Inc. See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $23,129,285 Associated Brokers / Dealers N/A CIK Number 0001642988 Filed Document 0001642988-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Physicians Pharmacy of Alabama, LLC - Series A See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $8,000 Associated Brokers / Dealers N/A CIK Number 0001642521 Filed Document 0001642521-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
North American Shale Energy Fund, LP See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601633 Filed Document 0001601633-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Cave-10-Fund, a series of AngelList Funds, LLC See All Filings	D	2015-05-20 00:00:00 UTC
Amount To Be Raised $165,306 Associated Brokers / Dealers N/A CIK Number 0001642864 Filed Document 0001642864-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serenitas Credit Gamma Fund, LLC See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001580743 Filed Document 0001580743-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMPBELL FUND TRUST See All Filings	D/A	2015-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Altegris Investments, Inc., Cambridge Investment Research, Inc., Campbell Financial Services, Inc., Commonwealth Financial Network, Credit Suisse Securities (USA) LLC, David A. Noyes & Company, Futures Investment Company, Geneos Wealth Management, Inc., JAE Investments, Inc., Janney Montgomery Scott, LLC, Kalos Capital, Inc., Lincoln Financial Advisors Corporation, LPL Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley Smith Barney LLC, Prospera Financial Services, Inc., Raymond James & Associates, Inc, RBC Capital Markets LLC, BB&T Scott & Stringfellow, Inc., Stephens, Inc., Stifel Nicolaus & Company, Incorporated, Triad Advisors, Inc., UBS Financial Services Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, Winslow, Evans & Crocker, Inc., American Portfolios Financial Services, Inc., Ameriprise Financial Services, Inc., Benjamin F. Edwards & Co., Inc., Berthel, Fisher & Company Financial Services, Inc., Confidential Management Financial Services, Inc., Davenport & Company LLC, First Allied Securities, FSC Securities Corporation, Girard Securities, Inc., H. Beck, Inc., HighTower Securities, LLC, Hilliard Lyons, Inc., Voya Financial Advisors, Inc., Investment Centers of America, Inc., J.P. Morgan Clearing Corp., J.P. Turner & Company, L.L.C., M Holdings Securities, Inc., Cetera Advisors LLC, Portfolio Resources Group, Inc., Purshe, Kaplan, Sterling Investments, Robert W. Baird & Co., Inc., Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Sanders Morris Harris Inc., Securities America, Inc., SII Investments, Inc., Spire Securities, LLC, Steben & Company, Inc., Stephen A. Kohn & Associates, Ltd., Summit Brokerage Services, Inc., Thomas McDonald Partners LLC, Thurston, Springer, Miller, Herd & Titak, Inc., Tricor Financial, LLC, Uhlmann Price Securities, LLC, USA FInancial Securities Corporation, VSR Financial Services, Inc., Wedbush Morgan Securities Inc., Wunderlich Securities, Inc., Arete Wealth Management, LLC, Lincoln Investment Planning, Inc., Mutual Securities, Inc., Titan Securities, Carey, Thomas, Hoover, & Breault, Inc., KMS Financial Services, Inc., Oppenheimer & Co., Inc., Rockfleet Financial Services, Inc., Southwest Securities, Inc., SWS FINANCIAL SERVICES, INC., D.H. HILL SECURITIES, LLLP, and MIDAMERICA FINANCIAL SERVICES, INC. CIK Number 0001043951 Filed Document 0001043951-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund