Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AngelList-Jely-Fund, a series of AngelList-DL-Funds, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $191,000 Associated Brokers / Dealers N/A CIK Number 0001622228 Filed Document 0001622228-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub RAS LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $356,000 Associated Brokers / Dealers N/A CIK Number 0001622182 Filed Document 0001622182-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Eswc-Fund, a series of AngelList-DP-Funds, LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $107,000 Associated Brokers / Dealers N/A CIK Number 0001622201 Filed Document 0001622201-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warner Music Group Corp. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319161 Filed Document 0001181431-14-034267 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ChromaDex Corp. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $445,000 Associated Brokers / Dealers N/A CIK Number 0001386570 Filed Document 0001415889-14-003071 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AQR Gibraltar Fund, L.P. See All Filings	D/A	2014-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532344 Filed Document 0001532344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WYNNCHURCH CAPITAL PARTNERS IV, L.P. See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $900,000,000 Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001620062 Filed Document 0001620062-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Point6 LLC See All Filings	D	2014-10-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Fundme Securities, LLC, dba CircleUp CIK Number 0001563170 Filed Document 0001563170-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fortress Novaria, LLC See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622234 Filed Document 0001622234-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DCP 2014 Deal Leaders Fund, L.P. See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621442 Filed Document 0001181431-14-034218 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Freehold, LP See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001622311 Filed Document 0001622311-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Blue Heron Capital Fund I, LP See All Filings	D/A	2014-10-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001583968 Filed Document 0001015325-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Mark Equity Opportunities Fund L.P. See All Filings	D/A	2014-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0001588911 Filed Document 0001588911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Drive Capital Ignition Fund I, L.P. See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised $4,760,000 Associated Brokers / Dealers N/A CIK Number 0001622363 Filed Document 0001622363-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NC Solar Fund II, LP See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001622406 Filed Document 0001461373-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Shelfbucks, Inc. See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001606392 Filed Document 0001606392-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rock Springs Capital Fund LP See All Filings	D/A	2014-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589230 Filed Document 0001589230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
COVENANT GLOBAL ALPHA FUND, L.P. See All Filings	D/A	2014-10-13 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001428058 Filed Document 0000935836-14-000585 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valeo-HD14, LLC See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised $970,000 Associated Brokers / Dealers N/A CIK Number 0001622352 Filed Document 0001140361-14-038131 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
MemorialCare Surgical Center at Saddleback, LLC See All Filings	D/A	2014-10-13 00:00:00 UTC
Amount To Be Raised $1,479,057 Associated Brokers / Dealers N/A CIK Number 0001564308 Filed Document 0001564308-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MYMOBILEWATCHDOG, INC. See All Filings	D/A	2014-10-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Charles Major, Martina Szigetvari, and David S. Dedinsky CIK Number 0001614561 Filed Document 0001614561-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MCM Offshore AlphaMatrix Fund, Ltd. See All Filings	D/A	2014-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450388 Filed Document 0000902664-14-004056 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PROSITIONS, INC. See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001577555 Filed Document 0001577555-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Igor, Inc. See All Filings	D/A	2014-10-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001582613 Filed Document 0001582613-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
MCM Global EquityAlpha Offshore Fund, Ltd. See All Filings	D/A	2014-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532363 Filed Document 0000902664-14-004055 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MARK PARTNERS See All Filings	D/A	2014-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0000849919 Filed Document 0000849919-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NC Solar Fund III, LP See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623582 Filed Document 0001461373-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Oy, Inc. See All Filings	D/A	2014-10-13 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001620044 Filed Document 0001620044-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
UPG Solutions, LLC See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622227 Filed Document 0001622227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
COVENANT OPPORTUNITY CAPITAL FUND, L.P. See All Filings	D/A	2014-10-13 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001450593 Filed Document 0000935836-14-000587 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEUWAVE MEDICAL, INC. See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised $11,640,127 Associated Brokers / Dealers N/A CIK Number 0001426989 Filed Document 0000897069-14-000422 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Covenant Income Appreciation Fund, L.P. See All Filings	D/A	2014-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470094 Filed Document 0000935836-14-000583 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OBS REIT, LLC See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers William McGugin CIK Number 0001622165 Filed Document 0001622165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEG Blackwall Fund, L.P. See All Filings	D/A	2014-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548159 Filed Document 0001548159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Diamond Castle Partners 2014, L.P. See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621460 Filed Document 0001181431-14-034217 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SignaCert, Inc. See All Filings	D	2014-10-13 00:00:00 UTC
Amount To Be Raised $658,703 Associated Brokers / Dealers N/A CIK Number 0001622369 Filed Document 0001622369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BERH, INC. See All Filings	D	2014-10-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001543443 Filed Document 0001543443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
DJ Westside, LLC See All Filings	D	2014-10-12 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001620588 Filed Document 0001620588-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000057 Exclusions or Exemptions 506c Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BlackRock Tempus Fund (ERISA), Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532379 Filed Document 0001140361-14-038120 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radcliffe International BDC Fund, Ltd. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617397 Filed Document 0000919574-14-005708 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Investment Management Moderate Growth Fund LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299871 Filed Document 0001299871-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Diversified Hedge (International), Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531982 Filed Document 0001531982-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slate Path Offshore Fund Ltd. See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559863 Filed Document 0000902664-14-004022 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Investment Management Alternative Strategies Fund LLC See All Filings	D/A	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299868 Filed Document 0001299868-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Perfect Brands Capital Partners, Inc. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001615566 Filed Document 0001493152-14-003270 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
GKC Credit Opportunities, LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621714 Filed Document 0000905718-14-000667 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 36, LP See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621860 Filed Document 0001621860-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Short-Term Sterling Prime Fund, a portfolio of Federated Cash Management Funds See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621629 Filed Document 0001621629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thomas H. Lee Equity Fund VII, L.P. See All Filings	D	2014-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TRINITY GROUP LIMITED CIK Number 0001620946 Filed Document 0001619064-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund