Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LS Real Estate Recovery IV Trust See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001639440 Filed Document 0001639440-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boomtown 2014 LLC See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603205 Filed Document 0001603205-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWTYN PARTNERS, LP See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548707 Filed Document 0000905718-15-000393 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG SUPER FUND INTERNATIONAL LTD See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Intercapital Securities Inc. (Japan) Distributor), Jerrod Stelli (Japan Distributor Ag, and UBS Financial Services Inc. CIK Number 0001014422 Filed Document 0001014422-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001541955 Filed Document 0001541955-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asia Alternatives Capital Partners IV, LP See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606269 Filed Document 0001606269-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PCM Strategic Small Mid Cap L.P. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001524474 Filed Document 0001524474-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCM SQ Opportunity L.P. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001529988 Filed Document 0001529988-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finepoint Capital Partners I, L.P. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605895 Filed Document 0001605895-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vanare, LLC See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001607589 Filed Document 0001607589-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised $3,024,000 Associated Brokers / Dealers Kevin Wernick, John Argue, and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-15-000158 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HIPEP VII Asia Pacific Fund L.P. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605501 Filed Document 0001181431-15-005903 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TIG TopCo Ltd See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $148,188,672 Associated Brokers / Dealers N/A CIK Number 0001639332 Filed Document 0001639332-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sentry Holdings Ltd See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $274,160,647 Associated Brokers / Dealers N/A CIK Number 0001639333 Filed Document 0001639333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Acrewood 2014, LP See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised $13,143,225 Associated Brokers / Dealers N/A CIK Number 0001602927 Filed Document 0001602927-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fiberstar Bio-Ingredient Technologies, Inc. See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001584761 Filed Document 0001584761-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
MAVERICK LIEN FUND III LP See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001636649 Filed Document 0001362118-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Grand Valley Surgical Center, LLC See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001528986 Filed Document 0000905729-15-000132 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
WC New York Storage Portfolio I, LLC See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001639439 Filed Document 0001639439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Novastar International Fund See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493686 Filed Document 0001315863-15-000364 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised $1,200,012 Associated Brokers / Dealers Andrew Arigo, Robert Queen, and David Stecher CIK Number 0001135856 Filed Document 0001135856-15-000160 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001407149 Filed Document 0001407149-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pernix Capital Fund, LP See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460444 Filed Document 0001460444-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
KASTLE CAPITAL ABSOLUTE RETURN L.P. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630182 Filed Document 0001630182-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOMO, INC. See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $210,037,227 Associated Brokers / Dealers ALLEN & COMPANY LLC and MORGAN STANLEY & CO. LLC CIK Number 0001505952 Filed Document 0001505952-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AG Securitized Asset Recovery Fund, L.P. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550741 Filed Document 0001550741-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forelight, Inc. See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620433 Filed Document 0001620433-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
ALPHAKEYS GAVEA FUND, L.L.C. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001522380 Filed Document 0001522380-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scroll Media Inc See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001613721 Filed Document 0001613721-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HIPEP VII Partnership Fund L.P. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605477 Filed Document 0001181431-15-005890 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Envoy Opportunistic Credit LP See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606839 Filed Document 0000902664-15-002220 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HDS INTERNATIONAL CORP. See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Vikram P. Grover CIK Number 0001454742 Filed Document 0001454742-15-000013 Exclusions or Exemptions 506c Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised $5,163,687 Associated Brokers / Dealers Andrew Arigo, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-15-000153 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BLACKSTONE/GSO GLOBAL DYNAMIC CREDIT FEEDER FUND (CAYMAN) LP See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597367 Filed Document 0000950142-15-000755 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fulcrum Multi Asset Trend Fund See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605040 Filed Document 0000902664-15-002213 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oatmuk, Inc. See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639535 Filed Document 0001639535-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AM3 Pinnacle Corp See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001545931 Filed Document 0001545931-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
SR GLOBAL FUND L P See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340235 Filed Document 0000943663-15-000140 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SignatureFD Global Opportunities Fund, L.P. See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465454 Filed Document 0001465454-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FLASR, Inc. See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $298,750 Associated Brokers / Dealers Carter, Terry & Company, Inc. CIK Number 0001577189 Filed Document 0001639550-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MVP3 ENTERTAINMENT GROUP, LLC See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001571316 Filed Document 0001571316-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clip Interactive, LLC See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $16,004,497 Associated Brokers / Dealers N/A CIK Number 0001554818 Filed Document 0001554818-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BROWN ROBIN CAPITAL LLC See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001421196 Filed Document 0001421196-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acorn Diversified Trust See All Filings	D	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630184 Filed Document 0001630184-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HIPEP VII Emerging Markets Fund L.P. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605468 Filed Document 0001181431-15-005904 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Core2 Group Inc. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised $6,359,271 Associated Brokers / Dealers N/A CIK Number 0001583837 Filed Document 0001583837-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised $21,841,935 Associated Brokers / Dealers Andrew Arigo, Kenneth LaBarge, and John Matzoll CIK Number 0001135856 Filed Document 0001135856-15-000152 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HIPEP VII Partnership Feeder Fund L.P. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605475 Filed Document 0001181431-15-005891 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Systematic Trading Fund, L.P. See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001517604 Filed Document 0001517604-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-16 00:00:00 UTC
Amount To Be Raised $2,967,975 Associated Brokers / Dealers David Fisher, Thomas Chisholm, Kevin Ballou, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-15-000157 Exclusions or Exemptions 506b Accepted Date 2015-04-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund