Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mesirow Credit Strategies Fund, L.P. See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001589418 Filed Document 0001589418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Funding Group, Ltd. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Jaunt, Inc. See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised $66,699,995 Associated Brokers / Dealers Raine Capital LLC CIK Number 0001653737 Filed Document 0001653737-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dacey Holden, LLC See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535151 Filed Document 0001535151-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spoken Thought, Inc. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $865,929 Associated Brokers / Dealers N/A CIK Number 0001654889 Filed Document 0001461373-15-000047 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FCB Bancorp, Inc. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $10,400,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001656110 Filed Document 0001656110-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
ST. JOAN DEVELOPMENT LTD LIABILITY CO See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001656682 Filed Document 0001656682-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
DW BBX Kelly's Heroes #1, LP See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001656657 Filed Document 0001656657-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Green Lulav LP See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656576 Filed Document 0000902664-15-004045 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resource Energy Partners LLC See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656614 Filed Document 0001656614-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ARS VII (Sidecar VI), L.P. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $8,333,333 Associated Brokers / Dealers N/A CIK Number 0001655530 Filed Document 0001012975-15-000709 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LTZS Associates, LP See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001657012 Filed Document 0001657012-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HydroPhi Technologies Group, Inc. See All Filings	D/A	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496741 Filed Document 0001515971-15-000373 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FilmRise-Harlan Acquisitions LLC See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001656768 Filed Document 0001140361-15-038686 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
ICQ Opportunities Fund 5, L.P. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655023 Filed Document 0001655023-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COUNTRY BANK HOLDING CO INC See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Country Bank Holding Company, Inc. CIK Number 0001276919 Filed Document 0001276919-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Deepwater Opportunity Fund, LP See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656224 Filed Document 0001315863-15-000843 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drop In, Inc. See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001642768 Filed Document 0001642768-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COHERA MEDICAL INC See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001372962 Filed Document 0001372962-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Lakes Acquisition Company, LLC See All Filings	D	2015-10-26 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001656022 Filed Document 0001656022-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
NP International Real Estate Fund, LLC See All Filings	D	2015-10-25 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001656012 Filed Document 0001016005-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-10-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ASSUREX GLOBAL REINSURANCE LTD See All Filings	D	2015-10-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001300629 Filed Document 0001300629-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-25 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PRESCOTT INTERNATIONAL PARTNERS L.P. See All Filings	D/A	2015-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236419 Filed Document 0001144204-15-060746 Exclusions or Exemptions 506b Accepted Date 2015-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRESCOTT ASSOCIATES L.P. See All Filings	D/A	2015-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001236417 Filed Document 0001144204-15-060744 Exclusions or Exemptions 506b Accepted Date 2015-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aperion Biologics, Inc. See All Filings	1-A/A	2015-10-23 16:44:35 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001439026 Filed Document 0001144204-15-060614 Accepted Date 2015-10-23 16:44:35 UTC Type of Offering 1-A/A Industry ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $27,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
CMX GOLD & SILVER CORP. See All Filings	1-A	2015-10-23 15:08:09 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001652452 Filed Document 0001376474-15-000406 Accepted Date 2015-10-23 15:08:09 UTC Type of Offering 1-A Industry MINING & QUARRYING OF NONMETALLIC MINERALS (NO FUELS) Offering Tier Tier2 Principal Place of Business ALBERTA, CANADA Revenue or Assets $0 State of Jurisdiction ALBERTA, CANADA Type of Security Equity (common or preferred stock)
Genstar PSKW Parent, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $455,000 Associated Brokers / Dealers N/A CIK Number 0001655986 Filed Document 0001655986-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Echo Creek Fund, LP See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618888 Filed Document 0001618888-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Courte Real Estate Partners IV, LLC See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001655118 Filed Document 0001655118-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ZaZa Energy Corp See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001528393 Filed Document 0001104659-15-072513 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Millville Opportunities Offshore Fund Ltd. See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530735 Filed Document 0001013594-15-000546 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PEP Partners Fund, LLC See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614120 Filed Document 0001614120-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax OC Offshore Fund, Ltd. See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504803 Filed Document 0000919574-15-007473 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pantera Venture Fund II LP See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623081 Filed Document 0000902664-15-004020 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM Divergent Trading Inc. See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594937 Filed Document 0001594937-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUGGENHEIM HIGH-YIELD FUND, LLC See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001588407 Filed Document 0000899140-15-000761 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seer Capital Commercial Real Estate Debt Fund I Trust II See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656411 Filed Document 0000902664-15-004044 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BattleFin Fund I, LLC See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617634 Filed Document 0001617634-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Port Capital Partners MLP Fund, LP See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655263 Filed Document 0001655263-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Insight International Equities Fund, Ltd See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581302 Filed Document 0001581302-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Capital Partners VII L.P. See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities, Compass Group Global Advisors, Bank Julius Baer & Co., Ltd., Bethmann Bank AG, Morgan Stanley Asia International Limited, Morgan Stanley Smith Barney LLC, and UBS Financial Services Inc. CIK Number 0001640301 Filed Document 0001640301-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MD VII PE Access LP See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001656368 Filed Document 0001656368-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vision Fleet, Inc. See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001656381 Filed Document 0001140361-15-038433 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Insight US Equities Fund, LLC See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581291 Filed Document 0001581291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QD VISION INC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $14,735,903 Associated Brokers / Dealers N/A CIK Number 0001329270 Filed Document 0001329270-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LEP III Investment Inc. See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $34,000,000 Associated Brokers / Dealers N/A CIK Number 0001654023 Filed Document 0001654023-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KBP Investments, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001634275 Filed Document 0001634275-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
A-KSE-13-Fund, a series of AX-SoGe-Funds, LLC See All Filings	D	2015-10-23 00:00:00 UTC
Amount To Be Raised $237,963 Associated Brokers / Dealers N/A CIK Number 0001652656 Filed Document 0001652656-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE CAYMAN FUND II See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589368 Filed Document 0001140361-15-038382 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Cloud Gate Capital Fund LLC See All Filings	D/A	2015-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560775 Filed Document 0001560775-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund