Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Spindrift Beverage Co., Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001607247 Filed Document 0001607247-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SRI Eleven REIT See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001607091 Filed Document 0000947871-14-000295 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Wentworth Technology, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001503952 Filed Document 0001503952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Institutional High Yield Fixed Income Private Fund, LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549003 Filed Document 0001140361-14-019040 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund II See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $2,087,745 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001606813 Filed Document 0001599501-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Marathon Patent Group, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $6,503,264 Associated Brokers / Dealers Laidlaw and Company (UK) Ltd. CIK Number 0001507605 Filed Document 0001415889-14-001358 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GLG European Long-Short Offshore Fund Ltd. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Barclays Capital Inc., CAIS Capital LLC, J.P. Morgan Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001520116 Filed Document 0000902664-14-002592 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $972,323 Associated Brokers / Dealers Kirk Penland, Dan Golesh, and Ken Prodger CIK Number 0001135856 Filed Document 0001135856-14-000176 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BioSig Technologies, Inc. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001530766 Filed Document 0001530766-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEQUOIA ENERGY PROJECT, LLLP See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001587997 Filed Document 0001587997-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
RealtyShares 7, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001607296 Filed Document 0001607298-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HE Investments SICAV-FIS See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607118 Filed Document 0001607118-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
TNP Northgate Boise, DST See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $3,888,000 Associated Brokers / Dealers N/A CIK Number 0001602259 Filed Document 0001602259-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Onex Partners IV Select LP See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607190 Filed Document 0001140361-14-019336 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nepris, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607232 Filed Document 0001607232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
INTUITIVE INTERACT911, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $3,243,246 Associated Brokers / Dealers EDI Financial Inc. CIK Number 0001545668 Filed Document 0001545668-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $162,266,562 Associated Brokers / Dealers Nadir Minocher and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000183 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Versaci Interactive Gaming Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001607272 Filed Document 0001607272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
ACM Permanent Crops, LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers n/a CIK Number 0001600078 Filed Document 0001600078-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSAM Long/Short Equity Fund LP See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605978 Filed Document 0000902664-14-002352 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bonfire Energy LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers Richard Rockwell CIK Number 0001600155 Filed Document 0001600155-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
SKY Harbor Short Duration High Yield Partners, LP See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567065 Filed Document 0000945621-14-000136 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW MOUNTAIN VANTAGE LO, L.P. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445818 Filed Document 0000950142-14-001026 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NanoFlex Power Corp See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001571636 Filed Document 0001571636-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
VALUE PRESERVATION LP See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455852 Filed Document 0001455852-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Missouri Valley REIT, Inc. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers Rick Engen CIK Number 0001487513 Filed Document 0001140361-14-018977 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Trian SPV VI, L.P. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518514 Filed Document 0000902664-14-002357 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bractlet, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001605841 Filed Document 0001209191-14-031584 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
FUTURA LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $3,504,000 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
ARMADA WATER ASSETS INC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001568996 Filed Document 0001596528-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PPE Bartlesville 25, L.P. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $188,500 Associated Brokers / Dealers N/A CIK Number 0001606883 Filed Document 0001606883-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ENDOGASTRIC SOLUTIONS INC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $30,650,388 Associated Brokers / Dealers N/A CIK Number 0001356688 Filed Document 0001356688-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cricket Media Group Ltd. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $564,579 Associated Brokers / Dealers N/A CIK Number 0001527457 Filed Document 0001062993-14-005967 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ShotTracker Inc. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001599697 Filed Document 0001599697-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Lakeshore Capital I LP See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001578105 Filed Document 0001578105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Permira V L.P.1 See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575669 Filed Document 0001140361-14-018919 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrated Ag Partners LP See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547841 Filed Document 0000902664-14-002363 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Touchtown Inc See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $82,218 Associated Brokers / Dealers N/A CIK Number 0001408435 Filed Document 0001408435-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Celebration Multifamily LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $13,550,000 Associated Brokers / Dealers Hines Securities, Inc., CapNet Securities Corporation, Ausdal Financial Partners, Inc., SWS Financial Services, Southwest Securities, Inc., Triad Advisors, Inc., Commonwealth Financial Network, Purshe Kaplan Sterling Investments, Madison Avenue Securities, Inc., First Allied Securities, Inc., Proequities, Inc., and Cambridge Investment Research, Inc. CIK Number 0001602524 Filed Document 0001602524-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stance, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $29,593,409 Associated Brokers / Dealers N/A CIK Number 0001478347 Filed Document 0001478347-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $293,718 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-14-000177 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LYFESYSTEMS INC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001422387 Filed Document 0001422387-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ROC DEBT STRATEGIES FUND, LP See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers NONE CIK Number 0001607054 Filed Document 0001607054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 8, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001607297 Filed Document 0001607298-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aberdeen Fixed Income Funds, LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499539 Filed Document 0001499539-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners Strategic Co-Investment Fund-A, L.P. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544233 Filed Document 0000902664-14-002356 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
HealthScripts of America - Southeast Louisiana, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001602386 Filed Document 0001602386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Seismix LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001606639 Filed Document 0001606639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
INTEGEN, LLC See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508133 Filed Document 0001508133-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SKY Harbor Broad High Yield Market Partners, LP See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567063 Filed Document 0000945621-14-000135 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund