Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mainsail Income Fund LLC See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001657240 Filed Document 0001657240-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MEDSPHERE SYSTEMS CORP See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $8,007,720 Associated Brokers / Dealers N/A CIK Number 0001266146 Filed Document 0001266146-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cycle Reapers Holdings, LLC See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001657263 Filed Document 0001657263-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Angeles Equity Partners I, L.P. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Moelis & Company LLC and GCA Savvian Advisors, LLC CIK Number 0001657362 Filed Document 0001657362-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIA Diagnostics Inc. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001656738 Filed Document 0001656738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Dataflyte Inc See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615307 Filed Document 0001615307-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CIPHERLOC Corp See All Filings	D/A	2015-11-02 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers none CIK Number 0001022505 Filed Document 0000721748-15-000792 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HCP WPPE XII Investors-A, L.P. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001655755 Filed Document 0001655755-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wee Golf, LLC See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001657090 Filed Document 0001657090-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sunnova Holdings, LLC See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $63,750,000 Associated Brokers / Dealers N/A CIK Number 0001608832 Filed Document 0001608832-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ambient Water Corp See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394872 Filed Document 0001052918-15-000566 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Confer Technologies, Inc. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $16,999,998 Associated Brokers / Dealers N/A CIK Number 0001656729 Filed Document 0001656729-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pendo.io, Inc. See All Filings	D	2015-11-01 00:00:00 UTC
Amount To Be Raised $11,265,000 Associated Brokers / Dealers N/A CIK Number 0001595931 Filed Document 0001595931-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Mimosa Capital, LLC See All Filings	D/A	2015-10-31 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001626186 Filed Document 0001626186-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-31 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
DORADO SYSTEMS, INC. See All Filings	D	2015-10-31 00:00:00 UTC
Amount To Be Raised $8,000,010 Associated Brokers / Dealers Spouting Rock Capital Advisors, LLC CIK Number 0001656928 Filed Document 0001656928-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Champa Flats, LLC See All Filings	D	2015-10-31 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001656036 Filed Document 0001656036-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
West Point Optical Group, LLC See All Filings	D	2015-10-31 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001657508 Filed Document 0000892251-15-000165 Exclusions or Exemptions 506b Accepted Date 2015-10-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MOVE ADVISOR, INC. See All Filings	D	2015-10-31 00:00:00 UTC
Amount To Be Raised $1,668,225 Associated Brokers / Dealers N/A CIK Number 0001652387 Filed Document 0001652387-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
LABVANTAGE LX CORP See All Filings	D	2015-10-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001657178 Filed Document 0001211524-15-000137 Exclusions or Exemptions 506b Accepted Date 2015-10-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
StepOne Personal Health, Inc. See All Filings	1-A/A	2015-10-30 16:54:10 UTC
Amount To Be Raised $100 Associated Brokers / Dealers TBD FINRA Broker Dealer CIK Number 0001606811 Filed Document 0001606811-15-000021 Accepted Date 2015-10-30 16:54:10 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier1 Principal Place of Business MISSOURI Revenue or Assets $6,250 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
GoldPoint Mezzanine Partners IV, LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting LLC, William McCoy Limited, and Karroo Capital Ltd. CIK Number 0001652367 Filed Document 0001652367-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATINUM U S TAX EXEMPT FUND See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001349963 Filed Document 0001463851-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTMENT FUND LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448359 Filed Document 0000899140-15-000773 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TCF3 Apartments at the Venue, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $5,467,000 Associated Brokers / Dealers Lighhouse Capital Group, LLC CIK Number 0001657133 Filed Document 0001657133-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FundersClub RV8 LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $292,400 Associated Brokers / Dealers N/A CIK Number 0001656333 Filed Document 0001656333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sirqul Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $9,264,114 Associated Brokers / Dealers N/A CIK Number 0001569844 Filed Document 0001569844-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol XXIV L.P. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656294 Filed Document 0000935836-15-000563 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Junction SNF LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers None CIK Number 0001656663 Filed Document 0001656663-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Weave Communications, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $22,413,442 Associated Brokers / Dealers N/A CIK Number 0001609151 Filed Document 0001609151-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
FIRMA Energywear USA, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001656845 Filed Document 0001656845-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lindsay Goldberg IV L.P. See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. and First Avenue Partners LLP CIK Number 0001605108 Filed Document 0001605108-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RootsRated, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001657268 Filed Document 0001657268-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Seeing Interactive, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001658674 Filed Document 0001658674-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Soundlink Investment Partners, LP See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644931 Filed Document 0001013594-15-000558 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RADIENT TECHNOLOGIES INC. See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,923,349 Associated Brokers / Dealers N/A CIK Number 0001215726 Filed Document 0001140361-15-039140 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OPTIMA MULTI SECTOR FUND LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001165158 Filed Document 0001463851-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZPower, LLC See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001516426 Filed Document 0001516426-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BAILARD REAL ESTATE INVESTMENT TRUST, INC See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000935457 Filed Document 0000935457-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackrock GR, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001656710 Filed Document 0001213900-15-008077 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Apollo Emerging Markets Absolute Return Fund Ltd See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617813 Filed Document 0000950142-15-002313 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alternative Strategies Private Equity Bridge Vehicle, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001657181 Filed Document 0001625257-15-000087 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCA Sustainable Growth Long/Short Feeder Fund, LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623758 Filed Document 0001623758-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCA Sustainable Growth Long/Short Feeder Fund Offshore, Ltd. See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623761 Filed Document 0001623761-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dorset Energy Fund Ltd See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001504294 Filed Document 0001463851-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asia Investments LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395549 Filed Document 0000899140-15-000778 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EIG Global Private Debt Fund-A (UL), L.P. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and Julien Dargent CIK Number 0001657153 Filed Document 0001657153-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WINNER CIRCLE FEEDYARD SYRACUSE, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001657163 Filed Document 0001657163-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
VisiQuate, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $104,998 Associated Brokers / Dealers N/A CIK Number 0001503068 Filed Document 0001462156-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Eagre Games, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $57,500 Associated Brokers / Dealers N/A CIK Number 0001656583 Filed Document 0001656583-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Ariose China Growth Onshore Fund See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657062 Filed Document 0001657062-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund