Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DDJ Strategic Income Plus Fund, L.P. See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491013 Filed Document 0001491013-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IsoPlexis Corp See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $3,849,993 Associated Brokers / Dealers N/A CIK Number 0001615055 Filed Document 0001615055-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Scopia Health Care LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643234 Filed Document 0000919574-15-004698 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRC DevLand Ridgemont, Ltd. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001642577 Filed Document 0001642577-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CORE INVESTMENT LIMITED PARTNERSHIP See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Financial West Group and Sunbelt Securities, Inc. CIK Number 0000844076 Filed Document 0000844076-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Event Driven Managers II plc See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001367812 Filed Document 0001140361-15-022249 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Long/Short Managers plc See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001367807 Filed Document 0001140361-15-022244 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Puller 28-2, L.P. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001643690 Filed Document 0001354488-15-002792 Exclusions or Exemptions 506c Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PADDLE 8, INC. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers B. Riley & Co., LLC CIK Number 0001541426 Filed Document 0001144204-15-034400 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Valdivia Energy (Feeder I) LP See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001643472 Filed Document 0001643472-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Fund X, LP See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001638894 Filed Document 0001638894-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Managers (Discovery) LLC See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001509567 Filed Document 0001140361-15-022251 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tribeca Venture Fund II, L.P. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001643640 Filed Document 0001643640-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nutriati Inc. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $1,194,655 Associated Brokers / Dealers N/A CIK Number 0001643461 Filed Document 0001643461-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tegile Systems, Inc. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $55,215,840 Associated Brokers / Dealers N/A CIK Number 0001492971 Filed Document 0001492971-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SDM Commodities, LP See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643453 Filed Document 0001643453-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHL Lures, LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001643684 Filed Document 0001643684-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Thebes Partners, LP See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609547 Filed Document 0001013594-15-000346 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1World Online, Inc. See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001595734 Filed Document 0001595734-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FUTURA LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $1,008,000 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
CLICKDAILY INC. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001613706 Filed Document 0001613706-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buena Vista Asian Opportunities Fund, L.P. See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517324 Filed Document 0001517324-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGORA STRATEGIC VALUE FUND, LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001642542 Filed Document 0001642542-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Dozen Eggs, LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $7,681,666 Associated Brokers / Dealers SharesPost Financial Corporation CIK Number 0001643668 Filed Document 0001643668-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caplinked I Fund, a series Wefunds LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $203,200 Associated Brokers / Dealers N/A CIK Number 0001641844 Filed Document 0001641844-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boothbay Absolute Return Strategies, LP See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609310 Filed Document 0001013594-15-000342 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Saama Technologies, Inc. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $35,752,820 Associated Brokers / Dealers N/A CIK Number 0001643737 Filed Document 0000950103-15-004384 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
XYMOGEN, INC. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers NONE CIK Number 0001461854 Filed Document 0001461854-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Taconic Offshore Intermediate Fund 1.5 L.P. See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585714 Filed Document 0001585714-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Event Driven Managers II LLC See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001291572 Filed Document 0001140361-15-022250 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viridis3D LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001643406 Filed Document 0001643406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
New Legacy Emerging Manager Fund, LP See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638146 Filed Document 0001638146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U S PRECIOUS METALS INC See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Meyers Associate LP CIK Number 0001286181 Filed Document 0001020229-15-000018 Exclusions or Exemptions 506c Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
Ampersand 2014 Limited Partnership See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. and Harken Capital Securities, LLC CIK Number 0001596970 Filed Document 0000908662-15-000234 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JIREH PROPERTIES Corp See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001576520 Filed Document 0001576520-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
UAW Fund, LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UAW Fund LLC CIK Number 0001642484 Filed Document 0001642484-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sterigenics-Nordion Topco Parent, LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $25,990,000 Associated Brokers / Dealers N/A CIK Number 0001643514 Filed Document 0001643514-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mewbourne Energy Partners 15-A, L.P. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers VSR Financial Services, Inc., Cetera Advisors LLC, Commonwealth Financial Network, The Strategic Finanical Alliance, Inc., Parkland Securities, LLC, Lincoln Investment Planning, Inc., Alliance Affiliated Equities Corporation, M Holdings Securities, Inc., Independent Financial Group, LLC, Kalos Capital, Inc., Sigma Financial Corporation, Cambridge Investment Research, Inc., Elish & Elish, Inc., and Triad Advisors, Inc. CIK Number 0001634708 Filed Document 0001634708-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Floridian Community Holdings, Inc. See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised $12,556,250 Associated Brokers / Dealers Keefe, Bruyette & Woods CIK Number 0001473224 Filed Document 0001181431-15-007634 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Fairview Opportunity Fund I, LP See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001643759 Filed Document 0001643759-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
New Legacy Fund, LP See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638134 Filed Document 0001638134-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fenimore Small Cap Fund, LLC See All Filings	D/A	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464535 Filed Document 0001464535-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RLJ ENTERTAINMENT, INC. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001546381 Filed Document 0001140361-15-022402 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Equity
Paragon Outcomes Onshore Fund LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638047 Filed Document 0001638047-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APM HOLDINGS, LLC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $236,800 Associated Brokers / Dealers N/A CIK Number 0001643534 Filed Document 0001144204-15-034303 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Korr Acquisitions Partners SPV 3 LP See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644715 Filed Document 0001477932-15-003800 Exclusions or Exemptions 506c Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parkview Financial 2015 Fund, LP See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643731 Filed Document 0001643731-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Delek US Holdings, Inc. See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $230,760,000 Associated Brokers / Dealers N/A CIK Number 0001351541 Filed Document 0001351541-15-000052 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Over $100,000,000 Type of Security Equity
CHITOGEN INC See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $2,999,999 Associated Brokers / Dealers None CIK Number 0001470264 Filed Document 0001470264-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MHEG Community Fund 45, LP See All Filings	D	2015-05-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001643750 Filed Document 0001643750-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity