Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VERAN MEDICAL TECHNOLOGIES, INC. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001312458 Filed Document 0000950138-14-000416 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
ACS Diagnostics, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607718 Filed Document 0001607718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
American Caresource Holdings, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001316645 Filed Document 0001140361-14-019937 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Advantage, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001607715 Filed Document 0001607715-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
NEW RELIC INC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $99,999,955 Associated Brokers / Dealers N/A CIK Number 0001448056 Filed Document 0001448056-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VANNA PARTNERS FUND, LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549319 Filed Document 0000919574-14-002864 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dawson CleanTech Opportunity Fund 2014 See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607695 Filed Document 0001607695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SQN Investors Fund LP See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607135 Filed Document 0000935836-14-000296 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GP Mortgage Opportunity Fund III, LP See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606958 Filed Document 0001576721-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRUCTURED SERVICING HOLDINGS LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039260 Filed Document 0001565908-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWS FUNNEL, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $2,114,900 Associated Brokers / Dealers N/A CIK Number 0001607613 Filed Document 0001144204-14-029142 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MBS Agency Offshore Fund, Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432787 Filed Document 0001565908-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orbotix, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001503887 Filed Document 0001503887-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Greensmith Energy Management Systems, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001607513 Filed Document 0001607513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MakeSpace Labs, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $8,114,610 Associated Brokers / Dealers N/A CIK Number 0001593681 Filed Document 0001593681-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
National Net Lease Portfolio V DST See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $36,957,331 Associated Brokers / Dealers Lawrence R. Fioroni, Jr., Shawn M. Layton, Patrick E. Thomas, Jr., Michael T. Janis, Bruce S. Horowitz, Nathaniel M. Kuhn, Ahmad Husami, Robert R. Tweed, and Joseph A. Nugent CIK Number 0001606661 Filed Document 0001606661-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Castle Creek Capital Partners V, LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Capital Group, Inc. CIK Number 0001580580 Filed Document 0001580580-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kabbage, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001472662 Filed Document 0001472662-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Jet Capital Concentrated Offshore Fund, Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549328 Filed Document 0000902664-14-002394 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Loxo Oncology, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $23,888,747 Associated Brokers / Dealers N/A CIK Number 0001581720 Filed Document 0001581720-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GAVEKAL CHINA FIXED INCOME FUND See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548913 Filed Document 0001405086-14-000159 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Global Plus Absolute Return Fund See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549686 Filed Document 0001549686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GP Mortgage Opportunity Master Fund, LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576721 Filed Document 0001576721-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
inContact, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $35,582,200 Associated Brokers / Dealers N/A CIK Number 0001087934 Filed Document 0001209191-14-033175 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $Over $100,000,000 Type of Security Equity
CENTENNIAL ABSOLUTE RETURN FUND L P See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crown Capital Securities LP, Trestle Point, LLC, Hedge Harbor Inc., and NLCG Distributors, LLC CIK Number 0001277060 Filed Document 0001277060-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI BSW Fund III, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $8,160,000 Associated Brokers / Dealers N/A CIK Number 0001607708 Filed Document 0001607708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Garden Table, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001607694 Filed Document 0001607694-14-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Sharada Holdings, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607451 Filed Document 0001607451-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Lyxor/Odyssey Value Fund Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001487971 Filed Document 0001140361-14-019885 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Babson Capital High Yield LLC See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321302 Filed Document 0001321302-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Globevestor ZoomCar Fund I, a series of Globevestor Funds, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001607698 Filed Document 0001607698-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CardioFocus, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001465968 Filed Document 0001465968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Magnolia Road Global Credit Fund LP See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575866 Filed Document 0001315863-14-000294 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trilogy Investment Funds plc - Trilogy Emerging Markets Fund See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572279 Filed Document 0000919574-14-002863 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kenguru, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001607116 Filed Document 0001607116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ditto Labs, Inc. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,716,820 Associated Brokers / Dealers N/A CIK Number 0001557989 Filed Document 0001557989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hancock Ranch 3-D Joint Venture See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $1,168,000 Associated Brokers / Dealers N/A CIK Number 0001608218 Filed Document 0001354488-14-002800 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Clinton Equity Strategies Fund, L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548843 Filed Document 0000902664-14-002399 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VTX Technology LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001607661 Filed Document 0001607661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Urbana Varro Opportunity Fund I, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001512029 Filed Document 0001512029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lyxor/Winton Capital Management Fund Ltd. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001468161 Filed Document 0001140361-14-019892 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Nantucket Fund L P See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers The Enterprise Securities Company, Securities America Inc., Triad Advisors, Auto Club Trust, FSB, and LPL Financial LLC CIK Number 0001006455 Filed Document 0001006455-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
OZ MESC Master Fund, L.P. See All Filings	D/A	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576518 Filed Document 0001576518-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Selex Development, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001573844 Filed Document 0001573844-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Fiberight Investment Partners, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521064 Filed Document 0001144204-14-029153 Exclusions or Exemptions 506c Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ROI HOLDING CO See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001607745 Filed Document 0001607745-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cain Capital Cryptic, L.P. See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $30,100,000 Associated Brokers / Dealers N/A CIK Number 0001607670 Filed Document 0001607670-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PERILLON SOFTWARE INC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001336923 Filed Document 0001598690-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AKROS SILICON INC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers 0 CIK Number 0001331539 Filed Document 0001331539-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DIAMOND FIELD COMMONS, LLC See All Filings	D	2014-05-09 00:00:00 UTC
Amount To Be Raised $3,650,000 Associated Brokers / Dealers Ernst Capital Securities, LLC CIK Number 0001607522 Filed Document 0001607522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity