Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LionEye Onshore Fund LP See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622962 Filed Document 0001507943-15-000008 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMSO Rose Ltd. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603256 Filed Document 0001597647-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EchoVC Pan-Africa Fund I Ltd See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001623320 Filed Document 0001623320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000064 Exclusions or Exemptions 506c Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Highbridge Capital L P See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), UBS FINANCIAL SERVICES INC., and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS") CIK Number 0001327788 Filed Document 0000899140-14-000679 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stone Beach Fund See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silber Bennett Financial, Inc. CIK Number 0001622838 Filed Document 0001622838-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passco Vinings DST See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $15,600,000 Associated Brokers / Dealers Passco Capital, Inc. CIK Number 0001622913 Filed Document 0001622913-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Urgent-MD Management LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622877 Filed Document 0001622877-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
ecoVent Corp. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised $2,820,273 Associated Brokers / Dealers N/A CIK Number 0001607265 Filed Document 0001607265-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tensile-SSL Holdings, LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $17,550,000 Associated Brokers / Dealers N/A CIK Number 0001623438 Filed Document 0001623434-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Crescent Fund, L.P. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502219 Filed Document 0001140361-14-039356 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakton Net Lease I REIT See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001621930 Filed Document 0001621930-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Socotra, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001622547 Filed Document 0001622547-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SAUGATUCK CAPITAL Co IX, LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $6,648,000 Associated Brokers / Dealers N/A CIK Number 0001623456 Filed Document 0001405086-14-000287 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MINERVA BIOTECHNOLOGIES Corp See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001087376 Filed Document 0001087376-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tailwind Capital Partners II, L.P. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001589125 Filed Document 0000950103-14-007394 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADVISORS HEDGE FUND LLC See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094544 Filed Document 0001094544-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Michigan Endoscopy Center, L.L.C. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $388,518 Associated Brokers / Dealers N/A CIK Number 0001473810 Filed Document 0001623971-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
CQS Directional Opportunities Feeder Fund Ltd See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514734 Filed Document 0001514734-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
CQS European Equity Long Short Feeder Fund Ltd See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589419 Filed Document 0001589419-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Vadio, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001554747 Filed Document 0001554747-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
SR18 Morena Business Center, LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $1,505,000 Associated Brokers / Dealers N/A CIK Number 0001613401 Filed Document 0001613401-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Monsieur, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $2,339,452 Associated Brokers / Dealers N/A CIK Number 0001623276 Filed Document 0001623276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Great West Resources, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001058307 Filed Document 0001415889-14-003232 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SP Funding, LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001618594 Filed Document 0001618594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Patch of Land, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000063 Exclusions or Exemptions 506c Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Stone Beach Fund See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silber Bennett Financial, Inc. CIK Number 0001622838 Filed Document 0001622838-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New York Credit SBIC Fund, L.P. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $85,500,000 Associated Brokers / Dealers N/A CIK Number 0001621823 Filed Document 0001192482-14-000202 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plenasalus LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623282 Filed Document 0001623282-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
East Side Endoscopy, L.L.C. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $287,655 Associated Brokers / Dealers N/A CIK Number 0001628946 Filed Document 0001628946-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tensile-SSL Corporate Holdings, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $17,600,000 Associated Brokers / Dealers N/A CIK Number 0001623434 Filed Document 0001623434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Heatwurx, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $6,388,912 Associated Brokers / Dealers N/A CIK Number 0001533743 Filed Document 0001441557-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Qubit Fund, L.P. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530829 Filed Document 0001530829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METROPOLITAN LIFE INSURANCE CO See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937834 Filed Document 0000937834-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Syros Pharmaceuticals, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $53,149,996 Associated Brokers / Dealers N/A CIK Number 0001556263 Filed Document 0001556263-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Exchange Place LP See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001623075 Filed Document 0001140361-14-039002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corre Opportunities Fund, LP See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001468086 Filed Document 0001468086-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Platinum Data Solutions, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $1,196,122 Associated Brokers / Dealers N/A CIK Number 0001623628 Filed Document 0001623628-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DIH VALLEY RANCH LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $13,661,111 Associated Brokers / Dealers N/A CIK Number 0001623273 Filed Document 0001623273-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2611 CWD Net Lease I REIT See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001621929 Filed Document 0001621929-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tailwind Capital Partners II (Cayman), L.P. See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001589121 Filed Document 0000950103-14-007395 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cyclops I LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622812 Filed Document 0001622812-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Polar Power, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001622345 Filed Document 0001622345-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Rimidi Diabetes, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $2,228,560 Associated Brokers / Dealers N/A CIK Number 0001556272 Filed Document 0001556272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Emerging Markets Small Cap Equity Trust See All Filings	D/A	2014-10-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001533658 Filed Document 0001533658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000062 Exclusions or Exemptions 506c Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Advanced Endoscopy Center, LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $767,704 Associated Brokers / Dealers N/A CIK Number 0001623971 Filed Document 0001623971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lumalon LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001610285 Filed Document 0001610285-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FundersClub Q4E LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $715,050 Associated Brokers / Dealers N/A CIK Number 0001623043 Filed Document 0001623043-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opportunity Eco-Hotel Investment Fund, LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001623563 Filed Document 0001623563-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity