Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Vir-Sec, Inc. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500559 Filed Document 0001144204-14-063869 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TaskEasy, Inc. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $7,080,000 Associated Brokers / Dealers N/A CIK Number 0001563387 Filed Document 0001563387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Meridian Ocean Services, LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001623466 Filed Document 0001623466-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Eaglewood Income Fund I LP See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564297 Filed Document 0001564297-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Distressed Real Estate & Mortgage Fund I LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001623262 Filed Document 0001623262-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Intrust Funding II, LLC See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001556034 Filed Document 0001556034-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
SUMM Investments, LP See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623419 Filed Document 0001623419-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monarch Capital Partners III LP See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC and Barclays Capital Inc. CIK Number 0001606202 Filed Document 0001606202-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OCA Ventures III, L.P. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001621356 Filed Document 0001589444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DoStuff Media, LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $4,499,608 Associated Brokers / Dealers N/A CIK Number 0001623237 Filed Document 0001623237-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SIRIOS FOCUS FUND LTD See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460150 Filed Document 0001460150-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $1,120,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SunFunder Inc. See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $3,687,250 Associated Brokers / Dealers N/A CIK Number 0001606108 Filed Document 0001606108-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Serrado Healthcare Fund LP See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501325 Filed Document 0000919574-14-005928 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HM DUNN AEROSYSTEMS, INC. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623674 Filed Document 0001405086-14-000288 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZAIS Opportunity Domestic Feeder Fund, LP See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001371836 Filed Document 0001371836-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Encored Technologies USA, Inc. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $6,369,610 Associated Brokers / Dealers N/A CIK Number 0001575482 Filed Document 0001575482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jericho Oil Corp See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $3,745,925 Associated Brokers / Dealers N/A CIK Number 0001602380 Filed Document 0001602380-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tutor Universe Inc. See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001567776 Filed Document 0001181431-14-034834 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Nokota Capital, LP See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533637 Filed Document 0001012975-14-000683 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GAM Absolute Return Bond Fund (US Domicile), a series of GAM Absolute Return Strategies, LLC See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478104 Filed Document 0001478104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evla Hills Partners, L.P. See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581640 Filed Document 0001095449-14-000137 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tailwind Capital Partners II (AI), L.P. See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001589142 Filed Document 0000950103-14-007427 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Deadly Codes Productions LLC See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001529754 Filed Document 0001529754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Spinal Simplicity, LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001507286 Filed Document 0001507286-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Distressed Real Estate & Mortgage Fund I LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001623262 Filed Document 0001623262-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
SRS Special Opportunities III, LP See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623635 Filed Document 0000950142-14-002108 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001522958 Filed Document 0001065949-14-000262 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PineBridge Senior Secured Loan Sub-Trust 2, a sub-trust of PineBridge Senior Secured Loan Trust See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001589548 Filed Document 0001589548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Power Capital Resources, LLC See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001601067 Filed Document 0001214782-14-000120 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Vincent Chanhassen LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001621217 Filed Document 0001621217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Aquiline Financial Services Fund III L.P. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stanwich Advisors LLC and Conning Investment Products, Inc. CIK Number 0001619363 Filed Document 0001619363-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldman Sachs Commodity Opportunities Fund Offshore Ltd See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001387266 Filed Document 0001140361-14-039071 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keyssa, Inc. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $32,229,597 Associated Brokers / Dealers N/A CIK Number 0001493769 Filed Document 0001493769-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EIV Capital Fund II, LP See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $51,286,500 Associated Brokers / Dealers Champlain Advisors LLC CIK Number 0001582408 Filed Document 0001582408-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Advent Life Sciences Fund II LP See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $226,271,136 Associated Brokers / Dealers N/A CIK Number 0001614918 Filed Document 0001144204-14-064575 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
STRIVR, INC. See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $555,000 Associated Brokers / Dealers N/A CIK Number 0001613323 Filed Document 0001144204-14-063572 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Picasolar Inc See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001620595 Filed Document 0001620595-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Capital Soul L.L.C. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001622892 Filed Document 0001622892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Congaree Multi-Family Investments I, LLC See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001549048 Filed Document 0001549048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ARCADY CAPITAL INVESTMENTS II,L.P. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001623833 Filed Document 0001140361-14-039571 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Webberville Spirits, LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001623116 Filed Document 0001623116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Phreesia, Inc. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $29,999,998 Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0001412408 Filed Document 0001412408-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Click Evidence, Inc See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001569715 Filed Document 0001569715-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
OL International Holdings, LLC See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001624430 Filed Document 0001624430-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Credit Nation Acceptance, LLC See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001586460 Filed Document 0001586460-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Prosiris Global Opportunities Institutional Fund Ltd See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591373 Filed Document 0000902664-14-004176 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clover Fast Food, Inc. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001443931 Filed Document 0001443931-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Intrust Funding LLC See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001468545 Filed Document 0001468545-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GAM Global Rates Hedge Fund (US Domicile) See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484560 Filed Document 0001478104-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund