Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Augur Technologies Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $912,123 Associated Brokers / Dealers N/A CIK Number 0001657947 Filed Document 0001657947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MMCS LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001657956 Filed Document 0001657956-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
440 GREEN LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,475,000 Associated Brokers / Dealers N/A CIK Number 0001657566 Filed Document 0001657566-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Amplyx Pharmaceuticals, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $47,000,000 Associated Brokers / Dealers N/A CIK Number 0001648627 Filed Document 0001648627-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMTHERA MEDICAL INC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers EDI Financial Inc CIK Number 0001429599 Filed Document 0001429599-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000282 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oliver Street Dermatology Holdings LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001566269 Filed Document 0001566269-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Boulevard Wealth Management, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001658010 Filed Document 0001658010-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Beach Point Access Ltd. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001457062 Filed Document 0001457062-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Bond (SFO), LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657668 Filed Document 0001140361-15-040458 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iLumi Solutions, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001600086 Filed Document 0001600086-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Anser Innovation LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001524668 Filed Document 0001209191-15-079211 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
American Gene Technologies International Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001586824 Filed Document 0001586824-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Core Ventures II, LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571617 Filed Document 0001193805-15-001847 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Short Duration HIgh Yield Private (Master) Fund See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657525 Filed Document 0001140361-15-040511 Exclusions or Exemptions 506b Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elio Motors, Inc. See All Filings	1-A/A	2015-11-09 15:46:34 UTC
Amount To Be Raised $30,096,000 Associated Brokers / Dealers N/A CIK Number 0001531266 Filed Document 0001214659-15-007625 Accepted Date 2015-11-09 15:46:34 UTC Type of Offering 1-A/A Industry MOTOR VEHICLES & PASSENGER CAR BODIES Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $0 State of Jurisdiction ARIZONA Type of Security Equity (common or preferred stock)
Topaz Agro Capital L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers N/A CIK Number 0001658043 Filed Document 0001658043-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Walton Street Real Estate Fund VIII-NUS, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655304 Filed Document 0001655304-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Master Portfolio (C), Ltd See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498621 Filed Document 0001498621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VACCINOGEN INC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001453001 Filed Document 0001144204-15-063829 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Three Rivers Medical Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $1,010,000 Associated Brokers / Dealers N/A CIK Number 0001637254 Filed Document 0001140361-15-040577 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Genesis Drilling Program VIII LP See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Jim Coughlan CIK Number 0001633418 Filed Document 0001633418-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Keywise Greater China Onshore Fund See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534530 Filed Document 0001534530-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PlayerLync Holdings, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $1,965,793 Associated Brokers / Dealers N/A CIK Number 0001583192 Filed Document 0001583192-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
6 River Systems, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658013 Filed Document 0001658013-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Net Venture See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $6,620,573 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
YCP HTA, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657725 Filed Document 0001657725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
500 Nordics, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001657615 Filed Document 0001657615-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CIM Enterprise Loan Fund, L.P. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621543 Filed Document 0000935836-15-000570 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 37, LP See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621861 Filed Document 0001621861-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Offshore Fund Ltd See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293974 Filed Document 0001293974-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EBH HOLDING COMPANY, INC. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised $14,400,002 Associated Brokers / Dealers N/A CIK Number 0001556494 Filed Document 0001556494-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HEW-TEX/DORSOGNA JOINT VENTURE See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $496,875 Associated Brokers / Dealers N/A CIK Number 0001657914 Filed Document 0001657914-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Aurora Hedged Equity L P See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292887 Filed Document 0001292887-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drumcliffe Partners III SMA I, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656698 Filed Document 0001656699-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCross Fund 3 LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001657741 Filed Document 0001657741-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Acadian Non-US Small-Cap Long-Short Equity Fund, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001657161 Filed Document 0001657161-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearSky Data, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $26,999,684 Associated Brokers / Dealers N/A CIK Number 0001597253 Filed Document 0001597253-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Partners VIII, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655310 Filed Document 0001655310-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RNT Fund LP See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623983 Filed Document 0001623983-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAVE SYSTEMS CORP See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers SECURITY RESEARCH ASSOCIATES, INC. CIK Number 0000919013 Filed Document 0000899140-15-000820 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RKI APPS INC. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652020 Filed Document 0001652020-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
JeffHedge, LLC See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535860 Filed Document 0001535860-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUARDIAN ANALYTICS INC See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised $20,021,580 Associated Brokers / Dealers N/A CIK Number 0001369632 Filed Document 0001369632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCADA Access, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $415,000 Associated Brokers / Dealers N/A CIK Number 0001574160 Filed Document 0001574160-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Community Investment Management LLC See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625937 Filed Document 0000935836-15-000571 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Envelop VR Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001626289 Filed Document 0001626289-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SAUGATUCK CAPITAL Co IX, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001623456 Filed Document 0001405086-15-000274 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MeetMindful, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001629841 Filed Document 0001629841-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
4D Skyhawk LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001657714 Filed Document 0001657714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity