Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FWR HOLDING Corp See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $15,101,665 Associated Brokers / Dealers N/A CIK Number 0001644779 Filed Document 0001140361-15-024047 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds plc - MW Europa Long-Only Fund See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644811 Filed Document 0000902664-15-002831 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midland States Bancorp, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $50,325,000 Associated Brokers / Dealers Keefe, Bruyette & Woods, Inc. and Sandler, O'Neill & Partners, L.P. CIK Number 0001466026 Filed Document 0001466026-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Universa Black Swan Protection Protocol XII L.P. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584592 Filed Document 0000935836-15-000326 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River FIXED INCOME FUND LTD See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448880 Filed Document 0001609947-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lingerfelt Commonwealth Income Fund, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001641817 Filed Document 0001641817-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
WILLIAM BLAIR GLOBAL COMMODITY SPECIALIST FUND LLC See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001576739 Filed Document 0001382963-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Hudson Exchange Fund, LP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644883 Filed Document 0001315863-15-000518 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RevUp Fund, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001643689 Filed Document 0001643689-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Romulus Capital III, L.P. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644261 Filed Document 0001644261-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S-K Pickerington, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001645642 Filed Document 0001645642-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GCA CREDIT OPPORTUNITIES OFFSHORE FUND, LTD. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dynasty Securities, LLC, Perkins Fund Marketing LLC, and Papamarkou Wellner & Co. Inc. CIK Number 0001451842 Filed Document 0000919574-15-004902 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ivory Offshore Flagship Fund, Ltd. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Citibank NA NY CIK Number 0001459016 Filed Document 0000902664-15-002862 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGP Cloverdale Capital, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644952 Filed Document 0001644952-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angelou LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001645015 Filed Document 0001645015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Builder Finance VI, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers None - N/A CIK Number 0001644933 Filed Document 0001644933-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Johnson Gardens LP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $8,599,363 Associated Brokers / Dealers N/A CIK Number 0001665521 Filed Document 0001665521-16-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
BCM DISCOVERY FUND LP See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459510 Filed Document 0001459510-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
William Blair Dynamic Diversified Allocation Fund, LLC See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001570498 Filed Document 0001382963-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vinz Clortho LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001645020 Filed Document 0001645015-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
nChannel,Inc. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001547669 Filed Document 0001547669-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
BCM DISCOVERY OFFSHORE FUND LTD See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406041 Filed Document 0001406041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Informed Health Technologies, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001642548 Filed Document 0001642548-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PINE RIVER ULTRA FUND L.P. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609947 Filed Document 0001609947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perk.com Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $2,089,618 Associated Brokers / Dealers CANACCORD GENUITY INC., HAYWOOD SECURITIES (USA) INC., and CORMARK SECURITIES (USA) LIMITED CIK Number 0001645198 Filed Document 0001062993-15-003407 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Half Moon Capital Partners, LP See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP CAPITAL, LLC CIK Number 0001522486 Filed Document 0000919574-15-004898 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRIGHTLINE PARTNERS LLC See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001443577 Filed Document 0001405086-15-000176 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
loanDepot.com, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596242 Filed Document 0001596242-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Granite DeZURIK LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001644346 Filed Document 0001644346-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Springbot, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001582406 Filed Document 0001582406-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MeetBall LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001614392 Filed Document 0001192482-15-000246 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SCHF US AFFILIATES, L.P. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523120 Filed Document 0001523120-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO RAE Fundamental International Fund LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644757 Filed Document 0001644757-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urolith, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $880,000 Associated Brokers / Dealers N/A CIK Number 0001292781 Filed Document 0001292781-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO RAE Fundamental Emerging Markets Fund LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644758 Filed Document 0001644758-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Players Tribune, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001613734 Filed Document 0001613734-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP Opportunity Fund II LLC See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fusion Analytics Securities CIK Number 0001641639 Filed Document 0001013762-15-000610 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
440 Labs, Inc. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $3,712,053 Associated Brokers / Dealers N/A CIK Number 0001644511 Filed Document 0001644511-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Legion Village, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001644986 Filed Document 0001644986-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
RMWC Direct Lending Fund, LP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001645016 Filed Document 0001645016-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Conatus Capital Long Opportunities Partners LP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644993 Filed Document 0000902664-15-002847 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Walnut Creek Preferred Holdings, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $1,919,260 Associated Brokers / Dealers N/A CIK Number 0001645082 Filed Document 0001645082-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Universa Black Swan Protection Protocol IX L.P. See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556067 Filed Document 0000935836-15-000322 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silverado Bellingham, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001645074 Filed Document 0001181431-15-008296 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eight Bridges Partners, LP See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644598 Filed Document 0001644598-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Romulus Capital III (US) Feeder, L.P. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644262 Filed Document 0001644261-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM PRIVATE DISCIPLINE QP L P See All Filings	D/A	2015-06-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367838 Filed Document 0001367838-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartWealthStrategies 3, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001644706 Filed Document 0001644706-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Casa Verde Capital, L.P. See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001641240 Filed Document 0001641240-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
313 Software, LLC See All Filings	D	2015-06-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001644572 Filed Document 0001644572-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity