Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TCW CORPORATE BOND L P See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NOT APPLICABLE CIK Number 0001038400 Filed Document 0001038400-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOURGLASS OFFSHORE PARTNERS LP See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447622 Filed Document 0001447622-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Moximed, Inc See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $37,642,028 Associated Brokers / Dealers N/A CIK Number 0001433163 Filed Document 0001433163-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Topia Technology, Inc. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $2,397,143 Associated Brokers / Dealers N/A CIK Number 0001641357 Filed Document 0001641357-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
High Plains Packaging, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001639396 Filed Document 0001639396-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Hilltop 15, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640779 Filed Document 0001640779-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Scanadu Inc See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001612399 Filed Document 0001612399-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tualatin View Sponsor, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $8,875,000 Associated Brokers / Dealers N/A CIK Number 0001641198 Filed Document 0001641198-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CanSurround, PBC See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001605486 Filed Document 0001605486-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Porter Bend Arch Joint Venture See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001641638 Filed Document 0001354488-15-002640 Exclusions or Exemptions 506c Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Keywise Discovery Fund See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641297 Filed Document 0000914760-15-000166 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilmington Global Hedge Fund, LP See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452041 Filed Document 0001452041-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFINGSTEN PARTNERS FUND V, L.P. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers SHANNON ADVISORS LLC CIK Number 0001640904 Filed Document 0001640904-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Roy G. Niederhoffer Optimal Alpha Fund (Onshore) L.P. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467720 Filed Document 0001315863-15-000397 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silverwest Hotel Fund I LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641278 Filed Document 0001641278-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crown Cleveland #16 Joint Venture See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $1,404,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001641311 Filed Document 0001641311-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Sphera Global Healthcare US Fund, L.P. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544728 Filed Document 0001544728-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONvocal, Inc. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001570509 Filed Document 0001570509-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sujana Biotech, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001638929 Filed Document 0001638929-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Seed Equity Venture Fund I, L.P. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641049 Filed Document 0001641049-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilmington Real Asset Fund Select, LLC See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452039 Filed Document 0001452042-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TriplePulse, Inc. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Fundme Securities LLC CIK Number 0001603707 Filed Document 0001603707-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Aetho LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001635233 Filed Document 0001635233-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
EASTERN VIRGINIA BANKSHARES INC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001047170 Filed Document 0001144204-15-027567 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Westmoore Lending Partners I, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001641066 Filed Document 0001641066-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ocean Lane Global Fund See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581832 Filed Document 0001581832-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Interval Offshore Fund, Ltd. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606787 Filed Document 0001013594-15-000323 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Droneshield LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001641274 Filed Document 0001641274-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
POLARIS ARMOR, INC. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001612882 Filed Document 0001612882-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Equity
AUTOBYTEL INC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $6,860,000 Associated Brokers / Dealers N/A CIK Number 0001023364 Filed Document 0001023364-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Three Limes Inc. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001636252 Filed Document 0001636252-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
TA INVESTORS IV, L.P. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578035 Filed Document 0001640936-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUTURIST HOLDINGS I, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001602015 Filed Document 0001602015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Cameron Park Townhomes Investors, LP See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $2,365,000 Associated Brokers / Dealers N/A CIK Number 0001640799 Filed Document 0001640799-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AC AUTOPAY LLC SERIES 2015 A-39 See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers GAP Managers CIK Number 0001641231 Filed Document 0001641231-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Spiceasy, Inc. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001589696 Filed Document 0001589696-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
Compliance Toxicology, LLC See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers NONE CIK Number 0001524217 Filed Document 0001524217-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AlphaOne Satori Fund I L.P. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001306467 Filed Document 0001140361-15-017630 Exclusions or Exemptions 506c Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
American Renal Associates Holdings, Inc. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498068 Filed Document 0001498068-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Keiretsu Capital Co-Investment & Opportunity Fund LLC See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001626992 Filed Document 0001626992-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pillar II LS Fund, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640755 Filed Document 0001640779-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Morgan Enterprises Partners 170, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $3,190,000 Associated Brokers / Dealers N/A CIK Number 0001641223 Filed Document 0001641223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PFINGSTEN PARTNERS FUND V-A, L.P. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers SHANNON ADVISORS LLC CIK Number 0001640906 Filed Document 0001640906-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OnCorps, Inc. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001596084 Filed Document 0001596084-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fenix Parts, Inc. See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001615153 Filed Document 0001615153-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Colchis Income Plus Fund, L.P. See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640955 Filed Document 0000935836-15-000257 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sphera Global Healthcare Fund See All Filings	D/A	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544727 Filed Document 0001544727-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Market Investment Fund II, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001640930 Filed Document 0001640930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wilmington Real Estate Managers Fund Select, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452035 Filed Document 0001452035-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKB-CH Center, LLC See All Filings	D	2015-05-04 00:00:00 UTC
Amount To Be Raised $1,840,000 Associated Brokers / Dealers Paul Rabinovitch, Robert R. Walker, Jr., and SKB Securities, LLC CIK Number 0001641328 Filed Document 0001641328-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity