Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NOVO MEDIA GROUP FUND I, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624470 Filed Document 0001493152-14-003540 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aqua Metals, Inc. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $6,005,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001621832 Filed Document 0001621832-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SURGE Accelerator 4 LP See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623808 Filed Document 0001623808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Infrastructure Partners Capital Solutions Feeder Fund, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001623824 Filed Document 0001181431-14-035897 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Putnam Multi-Asset Absolute Return Custom Fund, LP. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA and John Palmer CIK Number 0001621986 Filed Document 0001621986-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONST BRAZIL US FEEDER FUND LP See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001502925 Filed Document 0001502925-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permal Private Equity Opportunities V, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001620683 Filed Document 0001620683-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LumaStream, Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001541378 Filed Document 0001541378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Restoration Robotics Inc See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $45,208,699 Associated Brokers / Dealers National Securities Corporation, Rogert Monteforte, Russ Zalatimo, Scott Shames, Rob Bookbinder, Justin Mendoza, Mike Kaplan, Josh Barg, Andrew Gallion, Rich Goldstein, Paul Coviello, Mike Mullen, Vincent D'Albora, Annette Cassella, Dan Claps, Stephen Jones, Chris Dewey, Jack Bruscianelli, Andy Tennent, Eric Schwartz, Stuart Updegrove, and David Morgan CIK Number 0001409269 Filed Document 0001140361-14-040551 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIG SUNRISE FUND, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616880 Filed Document 0000919574-14-006062 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Star Fund IX (U.S.), L.P. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $6,847,819,000 Associated Brokers / Dealers N/A CIK Number 0001599400 Filed Document 0001181431-14-035791 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Evident Technologies Inc See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,300,004 Associated Brokers / Dealers N/A CIK Number 0001314529 Filed Document 0001314529-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altus Land Development Fund, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Lighthouse Capital Group LLC CIK Number 0001624524 Filed Document 0001624524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carolina Capital Reserve Fund I LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001624451 Filed Document 0001624451-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Mariner Coria RV Fund, L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001624497 Filed Document 0001624497-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastwood Village Investment L.L.C. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,301,000 Associated Brokers / Dealers N/A CIK Number 0001624446 Filed Document 0001624446-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SW Triunity Holdings, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001624534 Filed Document 0001624534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MotiveFlow, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001620821 Filed Document 0001620821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
UBEAM INC. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $15,721,170 Associated Brokers / Dealers N/A CIK Number 0001572356 Filed Document 0001572356-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Surna Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers NONE CIK Number 0001482541 Filed Document 0001493152-14-003546 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Aviator Capital Parallel Feeder Fund, LP See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624462 Filed Document 0001624462-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COFFEE POINT ABSOLUTE VALUE FUND, L.P. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586328 Filed Document 0001382963-14-000057 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aethon II-A LP See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitchell Energy Advisors, LLC CIK Number 0001621272 Filed Document 0001621272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
QuorumLabs, Inc. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $5,023,930 Associated Brokers / Dealers N/A CIK Number 0001473836 Filed Document 0001473836-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ScoreMore LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001624278 Filed Document 0001624278-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
AESIR CREDIT OFFSHORE FUND, LTD. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550200 Filed Document 0000919574-14-006055 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DxContinuum, Inc. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001583064 Filed Document 0001583064-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FIRST PICKS BREAD Co IX L.P. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001624349 Filed Document 0001624349-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AquaSpy Group, Inc. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001493759 Filed Document 0001493759-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Black Dragon Capital L.P., Series 2 See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624789 Filed Document 0001624789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Snowball Capital Fund, LP See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624000 Filed Document 0001624000-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walls 360, Inc. See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $880,000 Associated Brokers / Dealers N/A CIK Number 0001541414 Filed Document 0001541414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Q Factor Communications Corp See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $4,298,165 Associated Brokers / Dealers N/A CIK Number 0001551173 Filed Document 0001551173-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bel Air CIV LP See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $33,800,000 Associated Brokers / Dealers N/A CIK Number 0001623806 Filed Document 0001623805-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edison DC Systems Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $1,364,259 Associated Brokers / Dealers N/A CIK Number 0001624541 Filed Document 0001042167-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Thresher Partners, L.P. See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert Noonan CIK Number 0000948249 Filed Document 0000919574-14-006016 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empirical Long Short Fund, L.P. See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525853 Filed Document 0001525853-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRMMonterey, LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001623207 Filed Document 0001623207-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Mast Admiral Fund, L.P. See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591252 Filed Document 0001591247-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOCIAL REALITY, Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001538217 Filed Document 0001538217-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Club Digi, Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624624 Filed Document 0001624624-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vascular Dynamics, Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $22,893,686 Associated Brokers / Dealers N/A CIK Number 0001543688 Filed Document 0001543688-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NB-ALP, LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001624219 Filed Document 0001624219-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Active Junky, Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $1,367,000 Associated Brokers / Dealers N/A CIK Number 0001624338 Filed Document 0001624338-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CIC Bancshares, Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $20,493,237 Associated Brokers / Dealers River Branch Capital LLC CIK Number 0001492536 Filed Document 0001492536-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
OnFlow Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001624283 Filed Document 0001624283-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
FWC Musical Ltd Liability Co See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $18,300,000 Associated Brokers / Dealers N/A CIK Number 0001624024 Filed Document 0001624024-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Axel Balanced, LP See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624181 Filed Document 0000919574-14-006047 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hyconix, Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001624396 Filed Document 0001624396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Bel Air CIV US LP See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623805 Filed Document 0001623805-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund