Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EPEC Holdings, Inc See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001470705 Filed Document 0001354488-15-005301 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
King-Devick Test, Inc. See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers Joseph J. Ransdell CIK Number 0001658643 Filed Document 0001658643-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wolfe Diamond Loch, LLC See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001658580 Filed Document 0001658580-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Spinal Balance, Inc. See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers n/a CIK Number 0001658710 Filed Document 0001658710-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
ApartmentVestors Private Equity, LLC See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001620326 Filed Document 0001620326-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OurCrowd (Investment in enVerid) L.P. See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $284,300 Associated Brokers / Dealers N/A CIK Number 0001599492 Filed Document 0001465818-15-000037 Exclusions or Exemptions 506c Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Capriotti's Sandwich Shop, Inc. See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001573096 Filed Document 0001573096-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WJA Secure Real Estate Fund, LLC See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001510324 Filed Document 0001594035-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
WJA Express Fund, LLC See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001594264 Filed Document 0001594035-15-000008 Exclusions or Exemptions 506c Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW Eureka (US) Fund See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504533 Filed Document 0000902664-15-004308 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outbound Solutions, Inc. See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001622807 Filed Document 0001622807-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LexInvest Fund 8 LLC See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001656308 Filed Document 0001656308-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
LUMERITY CAPITAL PARTNERS, L.P. See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001626338 Filed Document 0001626338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savi Technology, Inc. See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001658455 Filed Document 0001658455-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
DHI Holdings, LP See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658703 Filed Document 0001658703-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Coin, Inc. See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001656978 Filed Document 0001656978-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tritium I, LP See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001608450 Filed Document 0001608450-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CA Real Estate Opportunity Fund I, LLC See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594632 Filed Document 0001594035-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Panton Inc See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658756 Filed Document 0001658756-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DCM EVENT DRIVEN FUND, LP See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524632 Filed Document 0001524632-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3x5 RiverVest Fund II, L.P. See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001657449 Filed Document 0001657449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
A-MXP-19-Fund, a series of AngelList-TP-Funds, LLC See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $56,000 Associated Brokers / Dealers N/A CIK Number 0001658067 Filed Document 0001658067-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koco Life, LLC See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001632367 Filed Document 0001632367-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Natural Resources Partners II, L.P. See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eugene Investment & Securities Co. Ltd. and Morgan Stanley Smith Barney LLC CIK Number 0001649264 Filed Document 0001315863-15-000946 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ArtBinder, Inc. See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001607035 Filed Document 0001607035-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
APjeT Venture LLC See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001451586 Filed Document 0001451586-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Leadenhall Value Insurance Linked Investments Fund PLC See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658668 Filed Document 0001658668-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ZYGA TECHNOLOGY, INC. See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $5,001,250 Associated Brokers / Dealers N/A CIK Number 0001447123 Filed Document 0001209191-15-080816 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FusionPipe Software Solutions Inc. See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $1,067,230 Associated Brokers / Dealers N/A CIK Number 0001658599 Filed Document 0001140361-15-042325 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CC Rivington LLC See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $4,540,000 Associated Brokers / Dealers Dominick & Dominick LLC CIK Number 0001646062 Filed Document 0001646062-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CC Bleecker LLC See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers Dominick & Dominick LLC, Saxony Securities Inc., and Pickwick Capital Partners LLC CIK Number 0001658541 Filed Document 0001658541-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CSRA Grocery Portfolio II, DST See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $11,009,000 Associated Brokers / Dealers N/A CIK Number 0001658755 Filed Document 0001658755-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
WJA Secure Income Fund, LLC See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001510323 Filed Document 0001594035-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
MVUAA Investment LLC See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001658702 Filed Document 0001658702-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Systematic Alpha Fund LP See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments, Inc. CIK Number 0001625721 Filed Document 0001140361-15-042134 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $9,996,738 Associated Brokers / Dealers Mark Maizel and Mark Fulton CIK Number 0001135856 Filed Document 0001135856-15-000291 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ZERO MASS WATER, INC. See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers N/A CIK Number 0001644099 Filed Document 0001644099-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SeedInvest Holdings I, LLC, Apptopia Series Only See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001658791 Filed Document 0001658791-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROWN SMALL CAP REAL ESTATE FUND II-T,LP. See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001611186 Filed Document 0001611186-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Honeycomb Economic Development Fund, L.P. See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651215 Filed Document 0000935836-15-000577 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project Travel, LLC See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001622900 Filed Document 0001625515-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Murray Street-VFTB LLC See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001659093 Filed Document 0001659093-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Therabron Therapeutics, Inc. See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $6,749,998 Associated Brokers / Dealers N/A CIK Number 0001505318 Filed Document 0001505318-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Anellotech, Inc. See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001608668 Filed Document 0001608668-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Enroute Ventures Inc. See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658032 Filed Document 0001658032-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Fairwinds Capital Partners LP See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658698 Filed Document 0001658691-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Maui Wellness Group, LLC See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001656855 Filed Document 0001656855-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
LexInvest Fund 10 LLC See All Filings	D	2015-11-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001658782 Filed Document 0001658782-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Vetris Capital Fund I, LP See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592161 Filed Document 0001592161-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BALESTRA CAPITAL PARTNERS LP See All Filings	D/A	2015-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Security Research Associates, Inc., Security Research Associates, Inc., Security Research Associates, Inc., and Aurora Capital LLC CIK Number 0000907043 Filed Document 0001315863-15-000942 Exclusions or Exemptions 506b Accepted Date 2015-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund