Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ABI Group LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001645224 Filed Document 0001645224-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Katerra Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001634563 Filed Document 0001634563-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ballantyne Therapeutics, Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001645966 Filed Document 0001645966-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
PDT Mosaic Fund, LLC See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564627 Filed Document 0001564627-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Homegrown Partners, LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001645183 Filed Document 0001645183-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Wheelhouse, LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001644748 Filed Document 0001644748-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Gramercy Distressed Opportunity Fund III, L.P. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645860 Filed Document 0001181431-15-008555 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Sierra China, L.P. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609416 Filed Document 0000919574-15-004976 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Ranches Partners, L.P. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $11,443,494 Associated Brokers / Dealers N/A CIK Number 0001645621 Filed Document 0001645621-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRAMEBRIDGE, INC. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $7,693,502 Associated Brokers / Dealers N/A CIK Number 0001616019 Filed Document 0001616019-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PDT Fusion Offshore Fund, Ltd. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552207 Filed Document 0001552207-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TechPubs, Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $3,370,300 Associated Brokers / Dealers N/A CIK Number 0001516247 Filed Document 0001516247-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CG Core Value Fund, L.P. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579867 Filed Document 0001245105-15-000027 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATRIOTS ENERGY GROUP INC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers NONE CIK Number 0001645578 Filed Document 0001645578-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Other
Corvid US Small Cap Fund, L.P. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645634 Filed Document 0001625257-15-000047 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Global Management LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $22,691 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-15-008461 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Zenefits Investor Fund I LLC See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001630435 Filed Document 0001630435-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKP Enhanced Opportunity Partners, L.P. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586952 Filed Document 0000902664-15-002874 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harwood Private Equity IV L.P. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $241,691,916 Associated Brokers / Dealers N/A CIK Number 0001645409 Filed Document 0001140361-15-025122 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
BRV Opportunities Fund, L.P. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001645367 Filed Document 0001645367-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Shopoff Commercial Growth & Income Fund II, L.P. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001630840 Filed Document 0001630840-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
SEQUENOM INC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers Lazard Feres & Co. CIK Number 0001076481 Filed Document 0001617058-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Debt
NB ALL CAP ALPHA FUND LP See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001436168 Filed Document 0000899140-15-000480 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AL-TQS-Wia-Fund, a series of Assure 3P Master Fund LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $145,500 Associated Brokers / Dealers N/A CIK Number 0001645358 Filed Document 0001645358-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRILLIANCE CREDIT, LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001645618 Filed Document 0001645618-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Cure Forward Corp. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001624526 Filed Document 0001140361-15-024984 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FGSF OBTX SPV, L.P. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $6,236,708 Associated Brokers / Dealers N/A CIK Number 0001644898 Filed Document 0001644898-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIISPY, INC. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001645394 Filed Document 0001645394-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PDT Mosaic Offshore Fund, Ltd See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564629 Filed Document 0001564629-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECTOR CAPITAL LTD PARTNERSHIP/MA See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001079834 Filed Document 0001625257-15-000050 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R Value, Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $1,526,250 Associated Brokers / Dealers N/A CIK Number 0001544654 Filed Document 0001544654-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
e360 Power Fund, LP See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490874 Filed Document 0001315863-15-000526 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westmoore Partners 2015-1, LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001645667 Filed Document 0001645667-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
EMPIRICAL CAPITAL PARTNERS LP See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001117101 Filed Document 0001117101-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sevenrooms Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $3,170,759 Associated Brokers / Dealers N/A CIK Number 0001615716 Filed Document 0001231919-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Superior Ostrich, Inc. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001615083 Filed Document 0001387131-15-001962 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PDT Partners Fund, LLC See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552208 Filed Document 0001552208-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDT Partners Offshore Fund, Ltd. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552209 Filed Document 0001552209-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weatherlow Long-Short Equity Fund Ltd See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC CIK Number 0001456118 Filed Document 0001456118-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUTHENTIDATE HOLDING CORP See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0000885074 Filed Document 0001209191-15-054491 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
A-SEL-13-Fund, a series of AngelList-SlEs-Funds, LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $1,008,000 Associated Brokers / Dealers N/A CIK Number 0001644026 Filed Document 0001644026-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
brettapproved, Inc. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592717 Filed Document 0001592717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Y2K Partners, L.P. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369777 Filed Document 0000935836-15-000334 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corvid US Long Short Fund, L.P. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645632 Filed Document 0001625257-15-000048 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSH Group Holdings, Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551667 Filed Document 0001551667-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Land Fund III, L.P. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001608937 Filed Document 0001608937-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Enhance Skin Products Inc See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395400 Filed Document 0001127855-15-000237 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NEZU ASIA PARTNERS, L.P. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521838 Filed Document 0000919574-15-004982 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BNY Series Trust - European Credit Opportunities Fund II See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001644831 Filed Document 0000945621-15-000203 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
6th STREET, INC. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $4,152,094 Associated Brokers / Dealers N/A CIK Number 0001528255 Filed Document 0001528255-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity