Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ESTEE INDIA FUND See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562964 Filed Document 0001562964-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
PEAKCOLO HOLDINGS, INC. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $3,274,965 Associated Brokers / Dealers N/A CIK Number 0001575761 Filed Document 0001575761-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles Intermediate Duration Fixed Income Trust See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494515 Filed Document 0001494515-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
QuantZ Quark Equity Market Neutral Fund, LP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486797 Filed Document 0001486797-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bion Pharmaceuticals Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001624663 Filed Document 0001624663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
OLD WEST INCOME FUND LP See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451998 Filed Document 0001451998-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IOSEMANTICS LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001015325-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
JBI Low Correlation Fund, LLC See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001551734 Filed Document 0001551734-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
HG VORA SPECIAL OPPORTUNITIES FUND LTD. See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERKINS FUND MARKETING, L.L.C., BARCLAYS CAPITAL INC., and PAPAMARKOU WELLNER & CO., INC. CIK Number 0001476579 Filed Document 0000919574-14-006169 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hylan Debt Fund, LLC - Fund Series 40 See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624953 Filed Document 0001624953-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Stroma Medical Corp See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001618810 Filed Document 0001618810-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Patch of Land, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000066 Exclusions or Exemptions 506c Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TM Holdings, L.P. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619164 Filed Document 0001619164-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Invasor Capital Fund, LP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602085 Filed Document 0001602085-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series O-GSO European Debt Fund, a series of Green Square Private Investment Partners, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621473 Filed Document 0001621473-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Princeton Stable Income Fund, Ltd See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561916 Filed Document 0001192482-14-000235 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Absolute Return Fund, LP See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534024 Filed Document 0000919574-14-006183 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allena Pharmaceuticals, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001624658 Filed Document 0001624658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OLD WEST INVESTMENT PARTNERS LP See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450413 Filed Document 0001450413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stowe Airport Investment LP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001617945 Filed Document 0001213900-14-007996 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business VERMONT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Algaeventure Systems, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers n/a CIK Number 0001516539 Filed Document 0001516539-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bruin Fund LP See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608066 Filed Document 0001608066-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PetroCap Partners II, L.P. See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001606192 Filed Document 0001606192-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Luminary LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001623313 Filed Document 0001623313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Bess-Fund, a series of AngelList-BP-Funds, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001624895 Filed Document 0001624895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ossia Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $23,411,160 Associated Brokers / Dealers N/A CIK Number 0001539311 Filed Document 0001539311-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Funding Group, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Other
No Market Risk Fund I, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624909 Filed Document 0001624909-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AngelList-Ctiq-Fund, a series of AngelList-VSL-Funds, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001624892 Filed Document 0001624892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disruption Corp See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $5,751,120 Associated Brokers / Dealers N/A CIK Number 0001572974 Filed Document 0001572974-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Institutional Commodities, Ltd. See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001534536 Filed Document 0001624615-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M4 Carlyle-KC Europe Access Fund I LP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624306 Filed Document 0001624306-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
London Retail Holdings, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $4,790,000 Associated Brokers / Dealers Yoram Mehr, Yacha Sutton, Paradigm CRE Advisors Inc., a Toronto on Canadian Corporation, and Ira Lawrence CIK Number 0001624595 Filed Document 0001624595-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BASISCODE COMPLIANCE LLC See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001614865 Filed Document 0001614865-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Finance Partners IV, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001624947 Filed Document 0001624947-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Building Energy Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001621405 Filed Document 0001621405-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Avistone Northgate, LLC a California Ltd liability Co See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001624975 Filed Document 0001624975-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Plum Print, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001624752 Filed Document 0001624752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Entiva Holding See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $10,526 Associated Brokers / Dealers N/A CIK Number 0001624420 Filed Document 0001624420-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TearSolutions, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611687 Filed Document 0001611687-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Anandar Event Opportunities Fund Ltd. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614625 Filed Document 0000919574-14-006157 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHI Partners V LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $8,455,000 Associated Brokers / Dealers N/A CIK Number 0001624878 Filed Document 0001624878-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Arel NY Meatpacking LP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624916 Filed Document 0000902664-14-004290 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Aquion Energy, Inc. See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $36,799,964 Associated Brokers / Dealers N/A CIK Number 0001441529 Filed Document 0001441529-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Teas, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624495 Filed Document 0001624495-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors - GEOF II, LLLP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $27,775,000 Associated Brokers / Dealers N/A CIK Number 0001603478 Filed Document 0000899140-14-000709 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PulsedLight, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers ALTRA Communications, LLC CIK Number 0001624744 Filed Document 0001624744-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Golden Eagle Fund 17, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624911 Filed Document 0001624909-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FREEDOM MEDITECH INC See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001446565 Filed Document 0001446565-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kaizen Investor Fund, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001624974 Filed Document 0001624974-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity