Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ALPHANATICS FUND LP See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers na CIK Number 0001609846 Filed Document 0001609846-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Futaleufu Partners II LLC See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645716 Filed Document 0001645716-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upstart Lending Fund I, L.P. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631433 Filed Document 0001631433-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares Capital Europe III (D), L.P. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC and UBS Switzerland AG CIK Number 0001643956 Filed Document 0001643956-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IRONSIDES CO-INVESTMENT FUND III, L.P. See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised $114,950,000 Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC and COMPASS SECURITIES CORPORATION CIK Number 0001572157 Filed Document 0001572157-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRS Holdings, LLC\CO See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001645141 Filed Document 0001645141-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sun Valley Gold, Limited Partnership See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000907336 Filed Document 0000919574-15-005007 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
IRONSIDES OFFSHORE CO-INVESTMENT FUND III, L.P. See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised $22,075,000 Associated Brokers / Dealers N/A CIK Number 0001579678 Filed Document 0001579678-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardio Flow, Inc. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001575455 Filed Document 0001283875-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Creekside Asset Management, LLC See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645655 Filed Document 0001645656-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Equity
SPIROX, INC. See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001574165 Filed Document 0001574165-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SoFi Professional Loan Program 2015-B LLC See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $491,825 Associated Brokers / Dealers SoFi Securities LLC CIK Number 0001645631 Filed Document 0000897069-15-000374 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone / GSO Secured Trust Ltd See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Leader's Group, Inc., TLG Advisors, Inc., and UBS Financial Services Inc. CIK Number 0001494181 Filed Document 0000950142-15-001464 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PH ASHEVILLE, L.L.C. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $11,200,000 Associated Brokers / Dealers N/A CIK Number 0001643113 Filed Document 0001140361-15-024895 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Exeo Entertainment, Inc. See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001528760 Filed Document 0001528760-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Woodspear Prairie Trail, LLC See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001644504 Filed Document 0001644504-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Spartan Value Investors, LLC See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers None CIK Number 0001581981 Filed Document 0001581981-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Acadian U.S. Managed Volatility Equity Fund, LLC See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001516584 Filed Document 0001516584-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DUMA Inc. See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised $580,000 Associated Brokers / Dealers N/A CIK Number 0001645496 Filed Document 0001645496-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Tiply, Inc. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001642054 Filed Document 0001144204-15-038139 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Gopher Protocol Inc. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001471781 Filed Document 0001615774-15-001550 Exclusions or Exemptions 506c Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
ACADIAN JAPANESE EQUITY FUND See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001408857 Filed Document 0001408857-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Safety Quick Lighting & Fans Corp. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Bradley Woods & Co. Ltd. CIK Number 0001598981 Filed Document 0001598981-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GatheredTable, Inc. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001609646 Filed Document 0001609646-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Kognito Solutions, LLC See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001645706 Filed Document 0001645706-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spoon Media Inc. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $2,676,962 Associated Brokers / Dealers N/A CIK Number 0001646093 Filed Document 0001646093-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SPLITSAGE, INC. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001645923 Filed Document 0001645923-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Efreightsolutions Holdings, LLC See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001550084 Filed Document 0001550084-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN EMERGING MARKETS EQUITY FUND See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001267697 Filed Document 0001642619-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Hamilton Fund, LLC See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596835 Filed Document 0000919574-15-005001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sungage Financial, Inc. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $5,472,383 Associated Brokers / Dealers N/A CIK Number 0001645619 Filed Document 0001140361-15-024991 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CCM Rochester, Inc. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $2,199,996 Associated Brokers / Dealers N/A CIK Number 0001623854 Filed Document 0001623854-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Fundamental Opportunity Fund, L.P. See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465382 Filed Document 0001465382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowpoint Acquisition Vehicle SPC See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521756 Filed Document 0001521756-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised $17,040,000 Associated Brokers / Dealers Donald Tippett CIK Number 0001135856 Filed Document 0001135856-15-000199 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Chrysallis Health, Inc. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001645295 Filed Document 0001645295-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Curex Group Holdings, LLC See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001474335 Filed Document 0001474335-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Viviso Inc. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001645748 Filed Document 0001645748-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rosemoor Capital LP See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522447 Filed Document 0001522447-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HY Manhattan Tower A-1 LLC See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $87,500,000 Associated Brokers / Dealers Related Financial Services, LLC CIK Number 0001639663 Filed Document 0001639663-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
BoardOnTrack, Inc. See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised $1,693,068 Associated Brokers / Dealers N/A CIK Number 0001636368 Filed Document 0001636368-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bo Li Standard Equity Partners, LP See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609488 Filed Document 0001609488-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gingko West Fund See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610925 Filed Document 0001610925-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schrodinger, Inc. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001490978 Filed Document 0001490978-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Black River Food Fund 2 LP See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers N/A CIK Number 0001604650 Filed Document 0000902664-15-002885 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Gate Fund LLC See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001644318 Filed Document 0001644318-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Maelstrom, LLC See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645730 Filed Document 0001645730-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Zentera Systems, Inc. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised $5,082,923 Associated Brokers / Dealers N/A CIK Number 0001645739 Filed Document 0001645739-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ABOTA LLC See All Filings	D/A	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493501 Filed Document 0000919574-15-004999 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silver Lake Waterman Fund II, L.P. See All Filings	D	2015-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645616 Filed Document 0001645616-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund