Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GSA INTERNATIONAL FUND LTD See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430391 Filed Document 0000943663-14-000164 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ROC SENIORS HOUSING & MEDICAL PROPERTIES CO-INVESTMENT FUND LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001624964 Filed Document 0001624964-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific International Energy Solutions Inc. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $895,913 Associated Brokers / Dealers N/A CIK Number 0001601811 Filed Document 0001441557-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
PIMCO GLOBAL CREDIT OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001370509 Filed Document 0001624615-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mako Shark Fund, Ltd See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO BROKERAGE ADVISORS LLC CIK Number 0001505418 Filed Document 0000919574-14-006245 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GridBridge, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001624852 Filed Document 0001140361-14-041458 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sympoz Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $51,200,000 Associated Brokers / Dealers N/A CIK Number 0001529646 Filed Document 0001144204-14-067696 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Traackr, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001514811 Filed Document 0001514811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StocksPLUS, L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001459534 Filed Document 0001624615-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roadmap Innovation Fund (U.S. & Offshore) I See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624956 Filed Document 0001624956-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VK INDUSTRIAL III, LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001623104 Filed Document 0001623104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Simon Says Productions Ltd Liability Co See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001613373 Filed Document 0001613373-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
HORIZON PORTFOLIO I LTD See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449223 Filed Document 0000902664-14-004302 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
eDivv, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $640,000 Associated Brokers / Dealers N/A CIK Number 0001624285 Filed Document 0001624285-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Potomac Dawn 5901 Miami Gardens Fund See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $2,680,000 Associated Brokers / Dealers Marvin L Young CIK Number 0001584694 Filed Document 0001584694-14-000028 Exclusions or Exemptions 506c Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Strategy Portfolio The Duffield Family Foundation DBA Maddie's Fund, Ltd. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561805 Filed Document 0001140361-14-041446 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hello Giggles, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001623818 Filed Document 0001623818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571428 Filed Document 0001624615-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JenaValve Technology Inc See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $73,373,696 Associated Brokers / Dealers N/A CIK Number 0001377801 Filed Document 0001377801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
OZ Credit Opportunities Overseas Fund, L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534327 Filed Document 0001112498-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Share2Give, Inc. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623699 Filed Document 0001623699-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
USAmeriBancorp, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $4,257,360 Associated Brokers / Dealers NA CIK Number 0001467277 Filed Document 0001467277-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
Vantage Point Analytics, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001624833 Filed Document 0001624833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VERITEQ See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,841,000 Associated Brokers / Dealers N/A CIK Number 0000924642 Filed Document 0001437749-14-020623 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PIMCO Multi-Asset Volatility Onshore Fund LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001558407 Filed Document 0001624615-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ledbury Inc. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $4,812,811 Associated Brokers / Dealers N/A CIK Number 0001558942 Filed Document 0001558942-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 32,LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001624885 Filed Document 0001624885-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AC AUTOPAY LLC SERIES 2014 A-36 See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers GAP Managers CIK Number 0001625039 Filed Document 0001625039-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Nueon Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $3,500,015 Associated Brokers / Dealers Aaron Travis, Kevin Farrelly, and Craig Harding CIK Number 0001623471 Filed Document 0001623471-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III, L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC., UBS AG, JEFFERIES LLC, and ISIS (ASIA PACIFIC) PTY LIMITED CIK Number 0001593947 Filed Document 0001624955-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Absolute Return Strategy II Offshore Fund Ltd See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001412058 Filed Document 0001624615-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartCrowdz, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001564498 Filed Document 0001564498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Catenary Alternatives Partners Ltd See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA SELECT NETWORK, LLC CIK Number 0001557618 Filed Document 0000919574-14-006271 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001430674 Filed Document 0001624615-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Koppenberg Macro Commodity Fund LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561710 Filed Document 0001140361-14-041441 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LINDSELL TRAIN GLOBAL EQUITY LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Elizabeth Armstrong Palmer CIK Number 0001623798 Filed Document 0001140361-14-041528 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Connacht Whiskey Co Ltd See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001615372 Filed Document 0001615372-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Corbin Pinehurst Institutional ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001468370 Filed Document 0001468370-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSVP LAW LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers RSVP LAW LLC CIK Number 0001624737 Filed Document 0001624737-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Hylan Debt Fund, LLC - Fund Series 39 See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001624952 Filed Document 0001624952-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Tolero Pharmaceuticals, Inc. See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $35,469,236 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001554907 Filed Document 0001554907-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000069 Exclusions or Exemptions 506c Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Peoplocity, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001624261 Filed Document 0001140361-14-041128 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Westminster Realty Partners LP See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001622391 Filed Document 0001393725-14-000154 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Feetz Inc See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001625129 Filed Document 0001625129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Prostate Management Diagnostics Inc. See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001624874 Filed Document 0001624874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PEGU LABS, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $610,000 Associated Brokers / Dealers N/A CIK Number 0001623249 Filed Document 0001623249-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
It Takes A Village Foods, LLC See All Filings	D	2014-11-12 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001613626 Filed Document 0001613626-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MDS 2014-Marcellus Shale Development, LP See All Filings	D/A	2014-11-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MDS Securities, LLC, Ausdal Financial Partners, Berthel Fisher & Company Financial Services, Inc., Boenning & Scattergood, Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Coastal Equities, Inc., CV Brokerage, Inc., First Canterbury Securities, Inc., G. A. Repple & Company, H. Beck, Inc., Neidiger, Tucker, Bruner, Inc., Newbridge Securities Corporation, SCF Securities,Inc., Stephen A. Kohn & Associates, Ltd., The Strategic Financial Alliance, Inc., Triad Advisors, Inc., Chapin Davis, Inc., NFP Securities, Inc., Resource Horizons Group LLC, Sandlapper Securities, LLC, Transam Securities, Inc., Voya Financial Advisors, Inc., Dempsey Lord Smith, LLC, IBN Financial Services, Inc., and Merrimac Corporate Securities, Inc. CIK Number 0001602167 Filed Document 0001602167-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-12 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity