Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TIG SECURITIZED ASSET FUND, L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557739 Filed Document 0000919574-14-006192 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edge Therapeutics, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001472091 Filed Document 0001567619-14-000578 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TRIPLINGO, INC. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001527018 Filed Document 0001527018-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Global Market Neutral Fund, LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442838 Filed Document 0001442838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bractlet, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605841 Filed Document 0001209191-14-068458 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Guardient Macro Fund, LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624513 Filed Document 0001624513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RioLeads, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001624861 Filed Document 0001140361-14-041467 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Proscia Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $400 Associated Brokers / Dealers N/A CIK Number 0001625007 Filed Document 0001625007-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
LOWER WACKER SMALL CAP INVESTMENT FUND LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276687 Filed Document 0001276687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Equities Fund LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624130 Filed Document 0001624130-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Randall Berry See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622736 Filed Document 0001622736-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fountain Fund I LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624416 Filed Document 0001624416-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILLER GLOBAL PARTNERS, L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001060765 Filed Document 0001060765-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HYHTE HOLDINGS, INC. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001624474 Filed Document 0001624474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FMR LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315066 Filed Document 0001459293-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
PIMCO Tail Risk Hedging March Onshore Fund LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001585851 Filed Document 0001624615-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKRP Properties, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers None CIK Number 0001623954 Filed Document 0001623954-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Energy Spectrum Partners VII LP See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,225,239,795 Associated Brokers / Dealers N/A CIK Number 0001618061 Filed Document 0001618061-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WADDELL & REED LARGE CO GROWTH FUND LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001367843 Filed Document 0001393725-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mako Shark Fund, LP See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO BROKERAGE ADVISORS LLC CIK Number 0001505329 Filed Document 0000919574-14-006247 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Gorilla, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001624855 Filed Document 0001019687-14-004254 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OZ Structured Products Overseas Feeder Fund II, LP See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534328 Filed Document 0001534328-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001565437 Filed Document 0001624615-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Multi-Asset Volatility Offshore Fund II Ltd. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001567357 Filed Document 0001624615-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001171963 Filed Document 0001624615-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veradox, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $10,099,998 Associated Brokers / Dealers N/A CIK Number 0001625675 Filed Document 0001625675-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 33,LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001624887 Filed Document 0001624885-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DirtJockey, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001625001 Filed Document 0000948520-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
PIMCO Municipal Funds LLC - PIMCO Municipal Focus Strategy Fund See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001348864 Filed Document 0001624615-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUARDIAN ANALYTICS INC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $5,999,998 Associated Brokers / Dealers N/A CIK Number 0001369632 Filed Document 0001369632-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
5avs, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623599 Filed Document 0001623599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
One Market MENA Partners, L.P. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624626 Filed Document 0000935836-14-000618 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMC U S Series LP See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305873 Filed Document 0001609355-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MFG Willow Lakes, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $7,275,000 Associated Brokers / Dealers N/A CIK Number 0001624375 Filed Document 0001104659-14-080218 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Uber Technologies, Inc See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,342,632,573 Associated Brokers / Dealers N/A CIK Number 0001543151 Filed Document 0001543151-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Egerton Capital Partners LLC See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561702 Filed Document 0001140361-14-041448 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MC Feeder Ltd See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625379 Filed Document 0001625379-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub WE8 LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $448,929 Associated Brokers / Dealers N/A CIK Number 0001625076 Filed Document 0001625076-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WYTEC INTERNATIONAL INC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers LightPath Capital, Inc. CIK Number 0001560143 Filed Document 0001065949-14-000280 Exclusions or Exemptions 506c Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Raritan Crossing, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001623903 Filed Document 0001623903-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001171962 Filed Document 0001624615-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Jana Offshore Partners Ltd See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001591195 Filed Document 0001140361-14-041443 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Entrepreneur Choice Fund III, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001624912 Filed Document 0001624910-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
La Fonda Investors, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625120 Filed Document 0001625120-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton International, L.P. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459806 Filed Document 0000950103-14-008034 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signature Point Sponsor, LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001619073 Filed Document 0001619073-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
C2M Fund I, Inc. See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001625000 Filed Document 0001625000-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fundamental Credit Opportunities Offshore Ltd. See All Filings	D/A	2014-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and Trestle Point, LLC CIK Number 0001591708 Filed Document 0001591708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sendera Ranch A2A PPM LLC See All Filings	D	2014-11-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001625227 Filed Document 0001625227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-11-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity