Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
National Silver-Lead Mining Co See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001640232 Filed Document 0001640232-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Debt
TITLE CENTER OF INDIANA LLC See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $23,250 Associated Brokers / Dealers N/A CIK Number 0001437259 Filed Document 0001437259-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WestRiver Partners, LP See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549306 Filed Document 0001549306-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VI (Vietnam Investments) Fund III, L.P. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers N/A CIK Number 0001640477 Filed Document 0001640477-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MayTech China Fund LP See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640016 Filed Document 0000919574-15-003934 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin Templeton Global Multisector Plus Fund, L.P. See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001476351 Filed Document 0001476351-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBAV LP See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519604 Filed Document 0000902664-15-002429 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emailage Corp. See All Filings	D	2015-05-10 00:00:00 UTC
Amount To Be Raised $4,300,742 Associated Brokers / Dealers N/A CIK Number 0001640013 Filed Document 0001288649-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Ottemo, Inc. See All Filings	D	2015-05-10 00:00:00 UTC
Amount To Be Raised $1,898,690 Associated Brokers / Dealers N/A CIK Number 0001642858 Filed Document 0001642858-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ATLANTICONE, LLC See All Filings	D	2015-05-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001579257 Filed Document 0001079973-15-000365 Exclusions or Exemptions 506c Accepted Date 2015-05-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Horsemen Partners LLC See All Filings	D	2015-05-09 00:00:00 UTC
Amount To Be Raised $630,045 Associated Brokers / Dealers N/A CIK Number 0001642086 Filed Document 0001642086-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
First Aid Beverages, Inc. See All Filings	D	2015-05-09 00:00:00 UTC
Amount To Be Raised $25,331,700 Associated Brokers / Dealers N/A CIK Number 0001598538 Filed Document 0001598538-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Slate BSI, LLC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001640041 Filed Document 0001640041-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MUTUAL BENEFIT INTERNATIONAL GROUP See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564877 Filed Document 0001432453-15-000058 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Insight Venture Partners Growth-Buyout Coinvestment Fund (Cayman), L.P. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Warren H. Spar, David Choi, Dana Marie Samuels, Mark Mason, Mark Mason, Simon Dunn, Simon Dunn, Wendy Wong, Wendy Wong, Gergana Pancheva, Gergana Pancheva, and Mohammed Afkham-ebrahimi CIK Number 0001641177 Filed Document 0001641177-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Jars by Dani, Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001641641 Filed Document 0001641641-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CRITICAL OUTCOME TECHNOLOGIES INC. See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001585808 Filed Document 0001183740-15-000094 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
GP Mortgage Opportunity Fund III, LP See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606958 Filed Document 0001606958-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Atlantic Regional Center, LLC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001634271 Filed Document 0001634271-15-000005 Exclusions or Exemptions 506c Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Other
HealthTell Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001574285 Filed Document 0001209191-15-040922 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Profility, Inc. See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised $1,767,820 Associated Brokers / Dealers N/A CIK Number 0001641508 Filed Document 0001641508-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
KokiCare, Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001641631 Filed Document 0001641631-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Neuberger Berman Senior Floating Rate Income Fund LLC See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576161 Filed Document 0001607545-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Energy Opportunity Fund LP See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised $1,045,161,750 Associated Brokers / Dealers N/A CIK Number 0001636232 Filed Document 0000950142-15-001000 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
XCOVERY HOLDING Co LLC See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001520127 Filed Document 0000908662-15-000166 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Celebvidy LLC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers N/A CIK Number 0001641353 Filed Document 0001641353-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
GP Mortgage Opportunity Master Fund, LP See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576721 Filed Document 0001576721-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exaptive, Inc. See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised $1,825,000 Associated Brokers / Dealers N/A CIK Number 0001567779 Filed Document 0001567779-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
OZ MESC Overseas Fund, L.P. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576499 Filed Document 0001575931-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLOUGH FINN INVESTMENT PARTNERS, L.P. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640105 Filed Document 0001140361-15-018529 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bismarck Volatility Fund I, L.P. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641615 Filed Document 0001641615-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Nipun Asia Total Return Fund, L.P. See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542848 Filed Document 0001542848-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bandura, LLC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $551,519 Associated Brokers / Dealers N/A CIK Number 0001607286 Filed Document 0001607286-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
BENSBORO SEASONAL FUTURES FUND, L.P. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630057 Filed Document 0001630057-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
LIBERTY STAR URANIUM & METALS CORP. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001172178 Filed Document 0001085037-15-000096 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NICOLET BANKSHARES INC See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Ambassador Financial Group CIK Number 0001174850 Filed Document 0001174850-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
FIELD STREET PARTNERS LP See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Zia Umar Naeem CIK Number 0001438435 Filed Document 0001140361-15-018461 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ Enhanced Overseas Fund, Ltd. See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575931 Filed Document 0001575931-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPIRIT BANKCORP, INC. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $8,999,925 Associated Brokers / Dealers N/A CIK Number 0001641160 Filed Document 0001140361-15-018403 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
JAND, Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $100,000,015 Associated Brokers / Dealers N/A CIK Number 0001504776 Filed Document 0001504776-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WC Ohio Storage Portfolio II Partners, LLC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001641537 Filed Document 0001641537-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Offshore Energy Opportunity Fund Ltd. See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised $736,889,000 Associated Brokers / Dealers Mirae Asset Securities CIK Number 0001636318 Filed Document 0000950142-15-001001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GP Mortgage Opportunity Fund I, LP See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576717 Filed Document 0001576717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GITR Inc. See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001538316 Filed Document 0001140361-15-018554 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
South Atlantic Regional Center, LLC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001634271 Filed Document 0001634271-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Other
PC Henderson Manor, LLC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0001635998 Filed Document 0001635998-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BROADREACH GROWTH FUND L P See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001132395 Filed Document 0000935836-15-000273 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightspeed India Partners I, LLC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers N/A CIK Number 0001641862 Filed Document 0001641862-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C & C SHOP LLC See All Filings	D/A	2015-05-08 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001587873 Filed Document 0001587873-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NEXIA HOLDINGS INC See All Filings	D	2015-05-08 00:00:00 UTC
Amount To Be Raised $13,000 Associated Brokers / Dealers N/A CIK Number 0000833209 Filed Document 0000833209-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity