|
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BARCLAYS CAPITAL INC. and CITIGROUP GLOBAL MARKETS INC.
- CIK Number
- 0001626952
- Filed Document
- 0001626952-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626687
- Filed Document
- 0001626687-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628464
- Filed Document
- 0001628464-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001592409
- Filed Document
- 0001571182-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $8,055,681
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588331
- Filed Document
- 0001588331-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, NTV Asset Management, LLC, Heckman Financial & Insurance Services, Inc., Concorde Investment Services, Anthony Capital, LLC, D.H. Hill Securities, LLLP, Much Wealth Management, Inc., and Whitehall-Parker Securities, Inc.
- CIK Number
- 0001534460
- Filed Document
- 0001534460-14-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001138150
- Filed Document
- 0001138150-14-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624971
- Filed Document
- 0001624971-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602173
- Filed Document
- 0001602173-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001400000
- Filed Document
- 0001211524-14-000134
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611525
- Filed Document
- 0001602818-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $3,130,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607247
- Filed Document
- 0001607247-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001486974
- Filed Document
- 0001486974-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001351835
- Filed Document
- 0001351835-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001460015
- Filed Document
- 0001460015-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Microventure Marketplace Inc.
- CIK Number
- 0001626291
- Filed Document
- 0001626291-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $897,265
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573780
- Filed Document
- 0001573780-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VERMONT
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001627193
- Filed Document
- 0001627193-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626617
- Filed Document
- 0001315863-14-000686
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $1,271,600
- Associated Brokers / Dealers
- Primesolutions Securities, Inc.
- CIK Number
- 0001412040
- Filed Document
- 0001412040-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- VERMONT
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
Arctaris Royalty Ventures Co-Investment Limited Partnership
See All Filings
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $7,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594939
- Filed Document
- 0001594939-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BARCLAYS CAPITAL INC. and MAGENTA CAPITAL SERVICES LTD.
- CIK Number
- 0001626948
- Filed Document
- 0001626952-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
RAYMOND JAMES NEW YORK HOUSING OPPORTUNITIES FUND II L.L.C.
See All Filings
|
D/A |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $138,000,000
- Associated Brokers / Dealers
- Barry P. Boothe, Donald Jerry Hughes, and Michelle Ann Kraicis
- CIK Number
- 0001618208
- Filed Document
- 0001618208-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $6,545,680
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617755
- Filed Document
- 0001617755-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $2,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001440724
- Filed Document
- 0001440724-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001440382
- Filed Document
- 0001440382-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622261
- Filed Document
- 0000913849-14-000386
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Ashmore SICAV in respect of Ashmore SICAV Turkish Debt Fund
See All Filings
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001578108
- Filed Document
- 0001578108-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001452111
- Filed Document
- 0001144204-14-072872
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Global Small-Cap Equity Fund
See All Filings
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001582462
- Filed Document
- 0001582462-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $28,640,000
- Associated Brokers / Dealers
- R. Ken Coit
- CIK Number
- 0001004617
- Filed Document
- 0001004617-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Local Currency Corporate Debt Fund
See All Filings
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001582482
- Filed Document
- 0001582482-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593877
- Filed Document
- 0001593876-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $80,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618729
- Filed Document
- 0001618729-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626922
- Filed Document
- 0001626922-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, NTV Asset Management, LLC, Heckman Financial & Insurance Services, Inc., Concorde Investment Services, Anthony Capital, LLC, D.H. Hill Securities, LLLP, Much Wealth Management, Inc., and Whitehall-Parker Securities, Inc.
- CIK Number
- 0001534460
- Filed Document
- 0001534460-14-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $2,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626812
- Filed Document
- 0001013594-14-000702
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Local Currency Fund
See All Filings
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001610577
- Filed Document
- 0001610577-14-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001447621
- Filed Document
- 0001447621-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Latin American Small-Cap Equity Fund
See All Filings
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001603167
- Filed Document
- 0001603167-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503554
- Filed Document
- 0001503554-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- AEGIS CAPITAL CORP.
- CIK Number
- 0001128725
- Filed Document
- 0001213900-14-008795
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627178
- Filed Document
- 0001627178-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626651
- Filed Document
- 0001626651-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512079
- Filed Document
- 0001512079-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626863
- Filed Document
- 0001626863-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624258
- Filed Document
- 0001624258-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $8,596,362
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627080
- Filed Document
- 0001627080-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- $3,800,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001618335
- Filed Document
- 0001618335-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-12-08 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626306
- Filed Document
- 0001069070-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-12-08 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|