Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
YEAGER CAPITAL FUND, L.P. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651439 Filed Document 0001651439-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Series A PI, as series of BTA Absolute Return CEE Strategy Platform, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers George Szele CIK Number 0001659331 Filed Document 0001659331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Minnie Block Field Development, LP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $519,300 Associated Brokers / Dealers N/A CIK Number 0001655748 Filed Document 0001655748-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RECOVER TOGETHER, INC. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001659471 Filed Document 0001140361-15-043929 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
JONES FINANCIAL COMPANIES LLLP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000815917 Filed Document 0000815917-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
OrthogenRx, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001584198 Filed Document 0001584198-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Baines Creek Partners, LP See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627590 Filed Document 0001627590-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZG TANGIBLE ASSETS FUND LLC See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001273340 Filed Document 0001277890-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bath RiverWalk, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001660025 Filed Document 0001660025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in uBeam) LP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $4,698,815 Associated Brokers / Dealers N/A CIK Number 0001658187 Filed Document 0001465818-15-000052 Exclusions or Exemptions 506c Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Greenbriar Capital Corp. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $777,761 Associated Brokers / Dealers CV Brokerage, Inc. CIK Number 0001570843 Filed Document 0001570843-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Schedule It LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001660270 Filed Document 0001660270-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
iGenomX International Genomics Corp See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $4,079,149 Associated Brokers / Dealers N/A CIK Number 0001659250 Filed Document 0001659250-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BioPharma Credit Investments IV, S.a.r.l. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653577 Filed Document 0001315863-15-000965 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearside Biomedical, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001539029 Filed Document 0001539029-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Acquire Multi-Family Boston LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001660140 Filed Document 0001660140-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fargo Brewing Company, LLC See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001517778 Filed Document 0001517778-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Otlet Offshore Fund Ltd. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556305 Filed Document 0000919574-15-008582 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Red Hills Brewing Company, LLC See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001636122 Filed Document 0001636122-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $33,449,202 Associated Brokers / Dealers John M. Nash and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000335 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $50,081,978 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-15-000328 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $45,691,492 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000330 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sylvia Broadway Ltd Liability Co See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001645929 Filed Document 0001645929-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Mouth Foods, Inc. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $5,874,763 Associated Brokers / Dealers Growth Capital Services, Inc. and Growth Capital Services, Inc. CIK Number 0001543619 Filed Document 0001543619-15-000005 Exclusions or Exemptions 506c Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QUANTUMSPHERE, INC. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387135 Filed Document 0001493152-15-006130 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Papyrus Capital Fund LP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660264 Filed Document 0001660264-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care Norwalk, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $5,406,749 Associated Brokers / Dealers N/A CIK Number 0001661247 Filed Document 0001461373-15-000052 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Minnesota Imaging & Engineering LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $562,500 Associated Brokers / Dealers N/A CIK Number 0001660211 Filed Document 0001209191-15-083917 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Arrowroot Capital II, L.P. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001658617 Filed Document 0001658617-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MEDICAL SIMULATION CORP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001099901 Filed Document 0001099901-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NanoWatt Design, Inc. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001554989 Filed Document 0001554989-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Hawk-Waterford Place Apartments LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659907 Filed Document 0001546927-15-000299 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Infusense Corp. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001659412 Filed Document 0001659412-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BW Global Credit Opportunities Offshore Fund, Ltd. See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001625349 Filed Document 0001625349-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOF V REIT Holdings, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001660182 Filed Document 0001660182-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Jibo, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001630875 Filed Document 0001630875-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ZCA Holdings 4, LP See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001660256 Filed Document 0001660256-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Wiz Live Recording LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001660141 Filed Document 0001660141-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
Weaver Global Industries, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001657915 Filed Document 0001354488-15-005568 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Sawbuck Realty, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,999,998 Associated Brokers / Dealers N/A CIK Number 0001615629 Filed Document 0001615629-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Dixie Lake Investments LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660236 Filed Document 0001660236-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Balantrove Acquisition Co Number 2, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660429 Filed Document 0001660429-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
California Carbon Industry, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001632363 Filed Document 0001062993-15-006592 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CPF SENIOR ALPHA, LLC See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660900 Filed Document 0001660900-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Bluecore, Inc. See All Filings	D	2015-12-08 00:00:00 UTC
Amount To Be Raised $21,051,651 Associated Brokers / Dealers N/A CIK Number 0001582981 Filed Document 0001582981-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Otlet Fund LP See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556300 Filed Document 0000919574-15-008579 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000339 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MERIDIAN DIVERSIFIED FUND LTD See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145182 Filed Document 0001507943-15-000138 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TACONIC OPPORTUNITY FUND L P See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001339673 Filed Document 0001339673-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-08 00:00:00 UTC
Amount To Be Raised $50,784,570 Associated Brokers / Dealers Andrew Arigo and Trevor Nelson CIK Number 0001135856 Filed Document 0001135856-15-000334 Exclusions or Exemptions 506b Accepted Date 2015-12-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund