Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WV Feeder III (MG), L.P. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627555 Filed Document 0001627555-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETNA PARTNERS DIVERSIFIED FUND (CAYMAN) LTD See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MAFG RIA Services, Inc., Cambridge Investment Research, Inc., Capital Guardian, LLC, Advisory Group Equity Services Ltd., Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, and Cetera Investment Services LLC CIK Number 0001460020 Filed Document 0001460020-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
Lolli & Pops, Inc. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised $5,772,887 Associated Brokers / Dealers N/A CIK Number 0001560509 Filed Document 0001560509-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Biothera Holding Corp. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $57,000,000 Associated Brokers / Dealers Kevin Elder and Ron King CIK Number 0001624720 Filed Document 0001181431-14-038473 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Access LLC See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518551 Filed Document 0001518551-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Face Credit Opportunities (USA) L.P. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534657 Filed Document 0001534657-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melvin Capital Offshore Ltd See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627486 Filed Document 0000905718-14-000794 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Full Genomes Corp See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001586962 Filed Document 0001586962-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JIREH PROPERTIES Corp See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001576520 Filed Document 0001576520-14-000008 Exclusions or Exemptions 506c Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
STOLTZ REAL ESTATE FUND V, L.P. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001618390 Filed Document 0001618390-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Somerset Frontier Markets Fund LLC See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593823 Filed Document 0001012975-14-000783 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Artifact Uprising, LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $54,302 Associated Brokers / Dealers N/A CIK Number 0001625859 Filed Document 0001625859-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Education Evolve, LLC See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001619759 Filed Document 0001140361-14-044519 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Clear Clinic & Schweiger Dermatology Management Company, LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $11,795,000 Associated Brokers / Dealers N/A CIK Number 0001575244 Filed Document 0001458511-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acrobatiq, LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001626872 Filed Document 0000898432-14-001221 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
JPMORGAN WINTON MANAGED FUTURES LLC See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001445504 Filed Document 0000899140-14-000737 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oxford Performance Materials, Inc. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised $5,531,000 Associated Brokers / Dealers N/A CIK Number 0001600399 Filed Document 0001600399-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627324 Filed Document 0001627324-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Katana Capital Partners, L.P. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543101 Filed Document 0001095449-14-000152 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Pine River Fund LP See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001563770 Filed Document 0001563770-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Otlet Fund LP See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556300 Filed Document 0000919574-14-006915 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mitogenetics, LLC See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001511439 Filed Document 0001511439-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
WESTFIELD MICRO CAP FUND LP See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001269422 Filed Document 0001140361-14-046111 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
kWantera Inc See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $5,210,000 Associated Brokers / Dealers CoView Capital, Inc. CIK Number 0001411645 Filed Document 0001140361-14-044538 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NCC China A-Share Offshore Feeder Fund See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627361 Filed Document 0001627361-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascent Capital Fund II, LLC See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001555126 Filed Document 0001555126-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ENDONOVO THERAPEUTICS, INC. See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001528172 Filed Document 0001528172-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Morgan Stanley HedgePremier/Ivory Flagship LP See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001473682 Filed Document 0001473682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Melvin Capital Onshore LP See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627485 Filed Document 0000905718-14-000798 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onramp BioInformatics, Inc. See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001626771 Filed Document 0001626771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FlyClique Inc. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001620911 Filed Document 0001620911-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Debt
Alternative Investments Opportunity Ltd. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590820 Filed Document 0000902664-14-004545 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teza Fund LP See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627321 Filed Document 0001627321-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Financial Diligence Networks LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $424,000 Associated Brokers / Dealers N/A CIK Number 0001574168 Filed Document 0001574168-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
MV VC Fund IV LLC Form ID See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001626367 Filed Document 0001626367-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Intercontinental Potash Corp. (USA) See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001627625 Filed Document 0001140361-14-044777 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Equity Associates, a California Limited Partnership See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546095 Filed Document 0001546095-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keystone Private Market Opportunities VI, L.P. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc., Mount Yale Securities, LLC, Cambridge Investment Research, Inc., and Orchard Securities, LLC CIK Number 0001590297 Filed Document 0001590297-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LGIMA Long Duration US Credit Fund, LLC See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537253 Filed Document 0001537453-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MV Liquidity Fund XVII LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001626295 Filed Document 0001626295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PLUSTICK PARTNERS (QP), LP See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627234 Filed Document 0000919574-14-006945 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genex Laboratories, LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627446 Filed Document 0001627446-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Calm Tea Management, LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001621613 Filed Document 0001621613-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ascendis Pharma A/S See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $59,999,974 Associated Brokers / Dealers N/A CIK Number 0001612042 Filed Document 0001140361-14-044520 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business DENMARK Revenue or Assets Decline to Disclose Type of Security Equity
Osmium Diamond, LP See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589408 Filed Document 0001589408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERRA Agri Advantage Fund, L.P. See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001593679 Filed Document 0001593679-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waverly Apartments 1 Limited Partnership See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001627294 Filed Document 0001627294-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quirky, Inc. See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001471095 Filed Document 0001471095-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2014-12-09 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MP Concentrated Fund I, LLC See All Filings	D/A	2014-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475645 Filed Document 0001140361-14-044529 Exclusions or Exemptions 506b Accepted Date 2014-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity