Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Redwood Argentina Offshore Fund, Ltd. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625249 Filed Document 0000919574-14-006952 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rutland Fund III L.P. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised $474,690,000 Associated Brokers / Dealers Probitas Funds Group, LLC and Quest Fund Placement LLP CIK Number 0001589944 Filed Document 0001589944-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
EMERGE DIAGNOSTICS, LLC See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001551259 Filed Document 0000892917-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lion/Wrinkle Holdings, Inc. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $18,333,333 Associated Brokers / Dealers N/A CIK Number 0001626083 Filed Document 0001626083-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
mya Number Corp. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001617875 Filed Document 0001617875-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AngelList-Shub-Fund, a series of AngelList-KaAl-Funds, LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $402,500 Associated Brokers / Dealers N/A CIK Number 0001627445 Filed Document 0001627445-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMCAP RESOURCES OFFSHORE FUND, LTD See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382305 Filed Document 0001140361-14-044854 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VUCOMP INC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001160680 Filed Document 0001160680-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BURNS DISTRIBUTION LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626153 Filed Document 0001626153-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Armajaro Global Financials Fund Ltd See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568450 Filed Document 0000919574-14-006956 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marcato II, L.P. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502825 Filed Document 0000919574-14-006963 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Predikto Analytics, LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001626801 Filed Document 0001626801-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
BRIDGEWATER PURE ALPHA MAJOR MARKETS II, LLC See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507589 Filed Document 0001594553-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Georgetown Riverfront Partners, LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $4,186,250 Associated Brokers / Dealers Bridge Capital Associates, Inc. CIK Number 0001627843 Filed Document 0001627843-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Good Karma Foods, Inc. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Acorn Financial Corporation and DBS LLC CIK Number 0001626642 Filed Document 0001626642-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor Alphadyne SPC See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483575 Filed Document 0001483575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRT Investors LP See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001626424 Filed Document 0001140361-14-044707 Exclusions or Exemptions 506c Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Threat Stack, Inc. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001585081 Filed Document 0001585081-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised $2,477,238 Associated Brokers / Dealers Brent Kinetz CIK Number 0001135856 Filed Document 0001135856-14-000365 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Langdale Capital, Inc. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001627675 Filed Document 0001019687-14-004691 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Area 1 Security, Inc. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001606978 Filed Document 0001140361-14-044663 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bruin Fund LP See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608066 Filed Document 0001608066-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EasyG, LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001627246 Filed Document 0000897069-14-000490 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
STILWELL PARTNERS L P See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GS Capital Management, LLC CIK Number 0001048212 Filed Document 0001048212-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PANTHEON GLOBAL INFRASTRUCTURE FUND II, L.P. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578079 Filed Document 0001578079-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
EMERGE DIAGNOSTICS, LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001551259 Filed Document 0000892917-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AngelList-Gope-Fund, a series of AngelList-SeSh-Funds, LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001627447 Filed Document 0001627447-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baker Ave Opportunities Fund LP See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565044 Filed Document 0001565044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN POWER GROUP Corp See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000932699 Filed Document 0001596180-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
64NM Holdings, LP See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $21,572,600 Associated Brokers / Dealers N/A CIK Number 0001626130 Filed Document 0001144204-14-073140 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altaeros Energies, Inc. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $12,154,564 Associated Brokers / Dealers N/A CIK Number 0001627499 Filed Document 0001627499-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Wble-Fund, a series of AngelList-50En-Funds, LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $184,000 Associated Brokers / Dealers N/A CIK Number 0001627439 Filed Document 0001627439-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WV AIV III (MG), LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627560 Filed Document 0001627560-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NETWORK 1 FINANCIAL GROUP, INC. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001057695 Filed Document 0001471242-14-000413 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ARMAJARO STS COMMODITIES FUND Ltd See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542680 Filed Document 0000919574-14-006955 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stilwell Activist Fund, L.P. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GS Capital Management, LLC CIK Number 0001564452 Filed Document 0001564452-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Miura Fund II FCR de Regimen Simplificado See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Warren H. Spar CIK Number 0001625989 Filed Document 0001625989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $407,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000078 Exclusions or Exemptions 506c Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Marcato International Ltd. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502802 Filed Document 0000919574-14-006962 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $3,489,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-008281 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Trillium Power, Inc. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001627570 Filed Document 0001627570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PV Ventures II, L.P. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001627219 Filed Document 0001627219-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Asia Partners IV, L.P. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised $3,391,928,272 Associated Brokers / Dealers TCG Securities, L.L.C., UBS AG, Goldman Sachs (Asia) L.L.C., Avalon Wealth Management LLC, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, Commerce Street Capital, LLC, and J.P. Morgan Securities LLC CIK Number 0001563274 Filed Document 0001563274-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CamCap Resources, L.P. See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363846 Filed Document 0001140361-14-044857 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moon Value Fund I, LLC See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moon Capital Management LLC CIK Number 0001594330 Filed Document 0001594330-14-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AngelList-Bfer-Fund, a series of AngelList-SB-Funds, LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised $583,000 Associated Brokers / Dealers N/A CIK Number 0001627449 Filed Document 0001627449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo U.S. Real Estate Fund II L.P. See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626101 Filed Document 0000950142-14-002430 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised $3,544,737 Associated Brokers / Dealers Brent Kinetz CIK Number 0001135856 Filed Document 0001135856-14-000366 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gatosk Operating Company, LLC See All Filings	D/A	2014-12-10 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001610050 Filed Document 0001610050-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity