Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Caerus Global Onshore QP Fund, L.P. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA Select Network, LLC CIK Number 0001466402 Filed Document 0000919574-14-006974 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yasso, Inc. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised $2,503,840 Associated Brokers / Dealers Michael Burgmaier CIK Number 0001592163 Filed Document 0001592163-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Focus Alternative Funds, LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626740 Filed Document 0001626740-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Brown Advisory Private Equity Partners II (TE), LLLP See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588412 Filed Document 0001601157-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NORTH INVESTMENTS FUND I LP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ADAM JUSTIN SHALIT and BORIS MARJANOVIC CIK Number 0001627794 Filed Document 0001627794-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IBIS NETWORKS, INC. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001582782 Filed Document 0001582782-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
Cheyne Real Estate Debt Fund Inc. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590906 Filed Document 0000945621-14-000319 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wearable World, Inc. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised $1,235,000 Associated Brokers / Dealers GVC Capital, LLC CIK Number 0001620935 Filed Document 0001620935-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Free ATM Inc. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001609542 Filed Document 0001609542-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AG Realty Fund IX, L.P. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001620910 Filed Document 0001620910-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pervasive Health, Inc. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001562489 Filed Document 0001562489-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TCI INVESTMENT POOL I, LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001608570 Filed Document 0001608570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Baines Creek Partners, LP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627590 Filed Document 0001627590-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evergreen III Fund Management LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001627694 Filed Document 0001627694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Bay Bridge TMT Value Fund, L.P. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401547 Filed Document 0001140361-14-044864 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
888 PARTNERS FUND, L.P., 2014-B SERIES See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627769 Filed Document 0001627769-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALLDIGITAL HOLDINGS, INC. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001389217 Filed Document 0001493152-14-004098 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Brown Advisory Investors 2014 - EFM III, LLLP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $6,028,000 Associated Brokers / Dealers N/A CIK Number 0001603476 Filed Document 0001601157-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Optimal Portfolio, LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627628 Filed Document 0001627628-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Aeon Multi-Opportunity Fund I, LLC See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001548313 Filed Document 0001548313-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Total Return Credit Fund Inc. - December 2017 See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590888 Filed Document 0000945621-14-000321 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATMOCEAN INC See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001445095 Filed Document 0001445095-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Arbiter Partners QP, LP See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502826 Filed Document 0000947871-14-000752 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Investors 2014 - Charlesbank VIII, LLLP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers N/A CIK Number 0001610402 Filed Document 0001601157-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Elmagin Power Fund LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627220 Filed Document 0001627220-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hip Chick Farms, Inc. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers None CIK Number 0001627176 Filed Document 0001627176-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fernwood GXT/Prain, LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $2,820,000 Associated Brokers / Dealers N/A CIK Number 0001626548 Filed Document 0001626548-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626513 Filed Document 0001626513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palantir Technologies Inc. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC and S F Sentry Securities, Inc. CIK Number 0001321655 Filed Document 0001321655-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Long/Short Credit Fund Inc. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590900 Filed Document 0000945621-14-000313 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H Street NE Owner LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001627921 Filed Document 0001140361-14-045070 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Trient Global Investment Funds, p.l.c. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558984 Filed Document 0000950172-14-000107 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
North Star Fund LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001627646 Filed Document 0001627694-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
AQR DELTA Fund II, L.P. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479873 Filed Document 0001479873-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Multi Strategy Fund L.P. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590905 Filed Document 0000945621-14-000318 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cara Therapeutics, Inc. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $100,003 Associated Brokers / Dealers N/A CIK Number 0001346830 Filed Document 0001231919-14-000039 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
A-Fund II, L.P. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001626865 Filed Document 0001626865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TCI INVESTMENT POOL I, LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $17,470,000 Associated Brokers / Dealers N/A CIK Number 0001608570 Filed Document 0001608570-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CSAA, LP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $8,945,000 Associated Brokers / Dealers N/A CIK Number 0001627741 Filed Document 0001627741-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLACK & GOLD 3 LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001627633 Filed Document 0001627633-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
888 PARTNERS FUND, L.P., 2014-C SERIES See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627775 Filed Document 0001627775-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Yasso, Inc. See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $1,003,840 Associated Brokers / Dealers Michael Burgmaier CIK Number 0001592163 Filed Document 0001592163-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
InnVest Real Estate Investment Trust See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $11,051,846 Associated Brokers / Dealers N/A CIK Number 0001626908 Filed Document 0001144204-14-073340 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
BCM Weston, LP See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509645 Filed Document 0001509645-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
SR19 Mark II Portfolio, LLC See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001627696 Filed Document 0001627696-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
IR Media Ventures Corp. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised $2,692,060 Associated Brokers / Dealers N/A CIK Number 0001626880 Filed Document 0001626880-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Real Estate Debt Fund L.P. See All Filings	D/A	2014-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590907 Filed Document 0000945621-14-000320 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Investors - CRC Kenilworth (QP), LLLP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $3,122,911 Associated Brokers / Dealers N/A CIK Number 0001603492 Filed Document 0001601157-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2014 - Carmel V, LLLP See All Filings	D	2014-12-11 00:00:00 UTC
Amount To Be Raised $7,225,000 Associated Brokers / Dealers N/A CIK Number 0001610403 Filed Document 0001601157-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Short Duration Emerging Market Debt Fund LLC See All Filings	D	2014-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627583 Filed Document 0001627583-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund