Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Movylo, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001641089 Filed Document 0001641089-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Quadratic Fund LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640608 Filed Document 0001640608-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedAware Systems, Inc. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Monarch America, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Carter Terry CIK Number 0001531433 Filed Document 0001477932-15-002848 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ART SHOW LTD See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $3,655,438 Associated Brokers / Dealers Andrew Brusman CIK Number 0001641007 Filed Document 0001641007-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Smartlink Mobile Systems, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641065 Filed Document 0001641065-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Altus Capital Fund 2, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001641075 Filed Document 0001641075-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Averatek, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Murray Sinclaire CIK Number 0001641103 Filed Document 0001641103-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
N-Habit Etruria LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $8,710,000 Associated Brokers / Dealers N/A CIK Number 0001641069 Filed Document 0001641069-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
WINE SHOW LTD See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $3,205,001 Associated Brokers / Dealers Andrew Brusman CIK Number 0001641009 Filed Document 0001641007-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Peer Street Funding, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001626475 Filed Document 0001626475-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LCP Stampede Fund, L.P. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641246 Filed Document 0001641246-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FPA APARTMENT OPPORTUNITY FUND V-A LP See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $430,000,000 Associated Brokers / Dealers N/A CIK Number 0001641685 Filed Document 0001641683-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NanoVibronix, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001326706 Filed Document 0001326706-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Grafoid Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001570286 Filed Document 0001570286-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
LK Opportunities Fund II, L.P. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001634765 Filed Document 0001634765-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Earth Capital 2 LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606516 Filed Document 0001606516-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM Uptown, LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001639728 Filed Document 0001639728-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
L2 Summit Enhanced Return Fund L.P. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641025 Filed Document 0001641025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inspirock, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001641123 Filed Document 0001641123-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LiteIdeas LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001570275 Filed Document 0001570275-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Trinity Foods, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001641095 Filed Document 0001641095-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEERINK REVELATION HEALTHCARE FUND I, L.P. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HAMILTON MILLER INVESTMENTS, LLC, HARPETH SECURITIES, LLC, and TOP CAPITAL ADVISORS, INC. CIK Number 0001612448 Filed Document 0001612448-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PM Manager Fund, SPC-Segregated Portfolio 39 See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639467 Filed Document 0001507943-15-000078 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flare Industries, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001638483 Filed Document 0001638483-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KL SPECIAL OPPORTUNITIES FUND LTD See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donough P. McDonough, Charles F. Gulden, Christopher Lineberger, Joseph Pellicane, and OPPENHEIMER & CO. INC. CIK Number 0001555766 Filed Document 0000919574-15-003848 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pigeonly, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001580960 Filed Document 0001580960-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Copperwood Energy Fund LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560468 Filed Document 0001315863-15-000395 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRETHORN CAPITAL VALUE FUND LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433347 Filed Document 0001433347-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insignia Capital Partners, L.P. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001586847 Filed Document 0001586847-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ThreatQuotient, Inc. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,500,061 Associated Brokers / Dealers N/A CIK Number 0001633381 Filed Document 0001633381-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $12,225,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-003502 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
RGPC Investors LLC - Series E See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001641157 Filed Document 0001641157-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Tyro Absolute Return Fund, LP See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641130 Filed Document 0001641130-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAGODA INCOME PARTNERS See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000828423 Filed Document 0000828423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
FMC CityLine, LP See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001640862 Filed Document 0001640862-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
CIVC PARTNERS FUND V, L.P. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers ATLANTIC-PACIFIC CAPITAL, INC. CIK Number 0001640812 Filed Document 0001640812-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Darling Avenue Realty, LLC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $2,780,000 Associated Brokers / Dealers N/A CIK Number 0001640960 Filed Document 0001640960-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Graphiti Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001641132 Filed Document 0001641132-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
INTRINSIC EDGE PLUS AI, L.P. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles L. Coe, Melanie J. Duguid, and Michael Yale Ragins CIK Number 0001480340 Filed Document 0001480340-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mutima Africa Fund LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518500 Filed Document 0001264128-15-000023 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solace Lifesciences, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001502380 Filed Document 0001502380-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mirna Therapeutics, Inc. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001527599 Filed Document 0001140361-15-017156 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., J. Matthew Newtown, Andrew B. Linbeck, David E. Hicks, William W. Cathriner, Matthew P. Summers, Stephen D. Strake, Timothy M. Conway III, James R. Moffett, Jr., Fred L. Williams, Jr., Jill T. Cohen, UMB Financial Services, Inc., James G. McGinness, William S. Hill, and Morgan Stanley Smith Barney LLC CIK Number 0001589065 Filed Document 0001589065-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MorningStar Partners, L.P. See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001559432 Filed Document 0000897423-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Flying Fortress Fund, LP See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600830 Filed Document 0001600830-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDEPENDENCE REALTY TRUST, INC See All Filings	D	2015-05-01 00:00:00 UTC
Amount To Be Raised $1,779,067 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
HedgeForum Portfolios, LLC See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001546504 Filed Document 0001546504-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESA Toxicology LLC See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
North Star Producing LLC See All Filings	D/A	2015-05-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001577668 Filed Document 0001577668-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-01 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property