Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EQT Real Estate I (No.2) Limited Partnership See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001661028 Filed Document 0001661028-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
EQT Ventures (No.1) SCSp See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660654 Filed Document 0001660654-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
EQT Ventures (No.2) SCSp See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660662 Filed Document 0001660662-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
CRE8 CAPITAL FUND I, LLC See All Filings	D	2015-12-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001660833 Filed Document 0001660833-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Stack-It Storage, Inc. See All Filings	1-A	2015-12-10 16:47:26 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers (1) CIK Number 0001277998 Filed Document 0001354488-15-005493 Accepted Date 2015-12-10 16:47:26 UTC Type of Offering 1-A Industry CRUDE PETROLEUM & NATURAL GAS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $272,624 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
XTI Aircraft Co See All Filings	1-A	2015-12-10 16:20:38 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001638850 Filed Document 0001644600-15-000027 Accepted Date 2015-12-10 16:20:38 UTC Type of Offering 1-A Industry AIRCRAFT Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
StepOne Personal Health, Inc. See All Filings	1-A/A	2015-12-10 12:30:10 UTC
Amount To Be Raised $100 Associated Brokers / Dealers TBD FINRA Broker Dealer CIK Number 0001606811 Filed Document 0001606811-15-000023 Accepted Date 2015-12-10 12:30:10 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier1 Principal Place of Business MISSOURI Revenue or Assets $6,250 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Tethis, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,513,998 Associated Brokers / Dealers N/A CIK Number 0001568320 Filed Document 0001568320-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pigeonly, Inc. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001580960 Filed Document 0001580960-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MLM US Focused Equity Fund, LLC See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001461674 Filed Document 0001461674-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
OCM CONVERTIBLE TRUST See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461251 Filed Document 0001461251-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Higginbotham Insurance Agency, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001412101 Filed Document 0001412101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Frontier Market Opportunities Fund, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523292 Filed Document 0001523292-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NXTHERA INC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $8,264,260 Associated Brokers / Dealers N/A CIK Number 0001436280 Filed Document 0001209191-15-084499 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Senseye, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001656387 Filed Document 0001656387-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sagil Latin American Opportunities Fund LP See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Seedchange Execution Services Inc. CIK Number 0001479173 Filed Document 0000902664-15-004467 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pergament Multi-Strategy Opportunities, LP See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464874 Filed Document 0001448051-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor Alphadyne SPC See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483575 Filed Document 0001483575-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verengo, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001509200 Filed Document 0001140361-15-044233 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CADIAN FUND LP See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420604 Filed Document 0000919574-15-008628 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Federated Bank Loan Core Fund See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659694 Filed Document 0001623632-15-001938 Exclusions or Exemptions 506c Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE NON-U.S. CONVERTIBLE FUND, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000946224 Filed Document 0000946224-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Radcliffe Unlevered Ultra Short Duration Fund, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660381 Filed Document 0000919574-15-008630 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE HIGH INCOME CONVERTIBLE FUND II, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219635 Filed Document 0001219635-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rollins 600 RI, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001660856 Filed Document 0001660856-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AQR Multi-Strategy Fund XII, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657793 Filed Document 0001657793-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Israel Secondary Fund II, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660103 Filed Document 0001660103-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ImmuneXcite, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $6,765,049 Associated Brokers / Dealers N/A CIK Number 0001538550 Filed Document 0001538550-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FSC MRC Odessa TX, DST See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers McDermott Investment Services LLC, Silber Bennett Financial Inc., Primex, Concorde Investment Services, Sandlapper Securities LLC, and Ecoban Securities Corp CIK Number 0001656298 Filed Document 0001656298-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
D.O.K. Wines, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $1,876,252 Associated Brokers / Dealers N/A CIK Number 0001660360 Filed Document 0001660360-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
2241 Vista Ridge Manager LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001660697 Filed Document 0001660697-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Core Nutrition, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001599602 Filed Document 0001599602-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLEAN DIESEL TECHNOLOGIES INC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $3,118,538 Associated Brokers / Dealers N/A CIK Number 0000949428 Filed Document 0000949428-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Calico Energy, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $8,205,000 Associated Brokers / Dealers N/A CIK Number 0001521175 Filed Document 0001521175-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Rosetta Capital IV LP See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $5,195,662 Associated Brokers / Dealers N/A CIK Number 0001573656 Filed Document 0001573656-16-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
KD Capital, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627581 Filed Document 0001627581-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marcato International Ltd. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502802 Filed Document 0000919574-15-008634 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Heat Source Energy Corp See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $232,500 Associated Brokers / Dealers N/A CIK Number 0001659550 Filed Document 0001659550-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
PEAK PARTNERS L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0000890729 Filed Document 0001280684-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Oaktree High Income Convertible Fund, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001162436 Filed Document 0001162436-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Red Bridge View Ltd Liability Co See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001645865 Filed Document 0001645865-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Stilwell Activist Fund, L.P. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GS Capital Management, LLC CIK Number 0001564452 Filed Document 0001144204-15-070222 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCT Cafes, LLC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $1,135,000 Associated Brokers / Dealers N/A CIK Number 0001660695 Filed Document 0001660695-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
SHIELDZ TECHNOLOGY, INC. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660731 Filed Document 0001660731-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
THOMPSON STREET CAPITAL PARTNERS IV, L.P. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $625,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001660009 Filed Document 0001660009-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Global Macro Fund, Ltd. See All Filings	D/A	2015-12-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528169 Filed Document 0000919574-15-008646 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NXTHERA INC See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001436280 Filed Document 0001209191-15-084490 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
SWIIM System, Ltd. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001470048 Filed Document 0001079973-15-000700 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
QuanDx, Inc. See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001570865 Filed Document 0001570865-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Hill Capital III, LP See All Filings	D	2015-12-10 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001660106 Filed Document 0001660106-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund