Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Excellence Logging Co-Invest, L.P. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001641620 Filed Document 0001641620-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
MV Venture Fund VII LLC See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001635276 Filed Document 0001635276-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Innovaci Inc See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001527896 Filed Document 0001527896-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Financial Ascent L P See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293452 Filed Document 0001293452-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Cyrus Biotechnology, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001641241 Filed Document 0001641241-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Silverback Learning Solutions, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $3,740,000 Associated Brokers / Dealers N/A CIK Number 0001539119 Filed Document 0001539119-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Regal Oil Creek #1 Joint Venture See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $3,097,500 Associated Brokers / Dealers N/A CIK Number 0001641592 Filed Document 0001641592-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
PFM Oncology Opportunities Fund, L.P. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610252 Filed Document 0000935836-15-000269 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProtoKinetix, Inc. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XVIII LLC See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001626294 Filed Document 0001626294-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Swabian Partners, LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001641613 Filed Document 0001209191-15-039710 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
JDM Capital Opportunity Feeder Fund, LP See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HedgeACT LLC CIK Number 0001639742 Filed Document 0001639742-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHC Auburn, LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $5,230,857 Associated Brokers / Dealers N/A CIK Number 0001641181 Filed Document 0000940397-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners Strategic Co-Investment Fund-A, L.P. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544233 Filed Document 0000902664-15-002392 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Trilantic Energy Partners (North America) L.P. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Magenta Capital Services Ltd. CIK Number 0001606485 Filed Document 0000950142-15-000981 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OW K2 Investments LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641458 Filed Document 0001140361-15-017887 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverloft Offshore Fund Ltd. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519870 Filed Document 0001012975-15-000317 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HE Investments SICAV-FIS See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607118 Filed Document 0001606803-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
American Vanadium Corp. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $19,110 Associated Brokers / Dealers N/A CIK Number 0001517179 Filed Document 0001140361-15-017747 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MP Investment Enterprises LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641169 Filed Document 0001641169-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DRFIRST COM INC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001111076 Filed Document 0001111076-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Panorama (Zeus), LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $4,390,296 Associated Brokers / Dealers N/A CIK Number 0001640828 Filed Document 0001640828-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
No Good Heroes LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001641306 Filed Document 0001641306-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
ChargeItSpot, LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $4,259,922 Associated Brokers / Dealers RYAN FEIT, AMEET PADTE, and AARON KELLNER CIK Number 0001559076 Filed Document 0001559076-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Strata Hideaway, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640465 Filed Document 0001640465-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Holdings 5, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641221 Filed Document 0001641221-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001432627 Filed Document 0001393725-15-000075 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ Energy Infrastructure Fund III, L.P. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601033 Filed Document 0001315863-15-000402 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RB Nova MF Investments LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640669 Filed Document 0001140361-15-017665 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Naked Labs, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001641499 Filed Document 0001641499-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PCM Kissner Co-Invest L.P. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001641273 Filed Document 0001641273-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedHab, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001503902 Filed Document 0001209191-15-040434 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GMI-LAKE MARY 125, LP See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $6,110,084 Associated Brokers / Dealers Curt Ladd and Joseph A Ondris CIK Number 0001637256 Filed Document 0001637256-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quantedge Global Fund (US) See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548580 Filed Document 0001548580-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnolia Road Global Credit Intermediate Fund L.P. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575861 Filed Document 0001315863-15-000399 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MY CORE CONTROL, INC. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001640346 Filed Document 0001640346-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Celadon Technology Fund IV, LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $5,100,185 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001632066 Filed Document 0001632066-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Blitsy, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001573808 Filed Document 0001573808-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WFS Angels, LP See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641071 Filed Document 0001192482-15-000127 Exclusions or Exemptions 506c Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strata Winchester, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001641958 Filed Document 0001641958-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SARES-REGIS MULTIFAMILY VALUE-ADD FUND II, L.P. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Accord Capital Partners LLC CIK Number 0001640038 Filed Document 0001640038-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outside Edge Algo Fund I, LP See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627004 Filed Document 0001140361-15-017672 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Liquidity Fund XX LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001626292 Filed Document 0001626292-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SIERRA IRON ORE Corp See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $6,000 Associated Brokers / Dealers N/A CIK Number 0001524326 Filed Document 0001176256-15-000176 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Ultra Short Enhanced Yield Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services CIK Number 0001616060 Filed Document 0001393725-15-000082 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Croix Holdings, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001640418 Filed Document 0001640418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cortland Capital Market Services LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $4,800,217 Associated Brokers / Dealers N/A CIK Number 0001481226 Filed Document 0001481226-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AGERpoint, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $3,171,198 Associated Brokers / Dealers N/A CIK Number 0001631299 Filed Document 0001631299-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Orts-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $173,000 Associated Brokers / Dealers N/A CIK Number 0001641331 Filed Document 0001641331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EFACTOR GROUP CORP. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $15,256,874 Associated Brokers / Dealers N/A CIK Number 0001158694 Filed Document 0001158694-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity